Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 12, 2021
Q3 2021
|
Cypress Capital Group
|
BUY
|
- |
159+ 3.23% |
$13K - $15.1K
|
5.08K
$561K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
156+ 5.68% |
$12.8K - $14.8K
|
2.9K
$321K
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
155+ 3.51% |
$12.7K - $14.7K
|
4.57K
$505K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
153+ 0.47% |
$12.5K - $14.6K
|
32.8K
$3.63M
|
|
|
Nov 03, 2021
Q3 2021
|
West Coast Financial LLC
|
BUY
|
- |
151+ 4.41% |
$12.3K - $14.4K
|
3.58K
$395K
|
|
|
Oct 25, 2021
Q3 2021
|
Krilogy Financial LLC
|
BUY
|
- |
148+ 1.03% |
$12.1K - $14.1K
|
14.6K
$1.61M
|
|
|
Nov 15, 2021
Q3 2021
|
Icon Wealth Partners, LLC
|
BUY
|
- |
146+ 2.96% |
$11.9K - $13.9K
|
5.07K
$561K
|
|
|
Oct 19, 2021
Q3 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
145+ 10.69% |
$11.9K - $13.8K
|
1.5K
$166K
|
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
142New |
$11.6K - $13.5K
|
142
$15.7K
|
|
|
Oct 21, 2021
Q3 2021
|
Cardinal Capital Management
|
BUY
|
- |
139+ 0.35% |
$11.4K - $13.2K
|
40.4K
$4.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
138+ 2.56% |
$11.3K - $13.1K
|
5.54K
$612K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
131+ 3.82% |
$10.7K - $12.5K
|
3.56K
$394K
|
|
|
Nov 04, 2021
Q3 2021
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
130+ 2.37% |
$10.6K - $12.4K
|
5.62K
$621K
|
|
|
Nov 05, 2021
Q3 2021
|
Argent Advisors, Inc.
Monroe, LA |
BUY
|
- |
130+ 4.34% |
$10.6K - $12.4K
|
3.13K
$346K
|
|
|
Nov 10, 2021
Q3 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
117+ 1.31% |
$9.57K - $11.1K
|
9.08K
$1M
|
|
|
Oct 21, 2021
Q3 2021
|
Marotta Asset Management
|
BUY
|
- |
115+ 1.48% |
$9.4K - $10.9K
|
7.9K
$873K
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
114+ 3.03% |
$9.32K - $10.8K
|
3.88K
$429K
|
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
BUY
|
- |
113+ 0.8% |
$9.24K - $10.8K
|
14.3K
$1.58M
|
|
|
Oct 28, 2021
Q3 2021
|
Kanawha Capital Management LLC
|
BUY
|
- |
110+ 3.32% |
$9K - $10.5K
|
3.42K
$378K
|
|
|
Oct 21, 2021
Q3 2021
|
Great Diamond Partners, LLC
|
BUY
|
- |
109+ 1.68% |
$8.91K - $10.4K
|
6.58K
$727K
|
|
|
Nov 04, 2021
Q3 2021
|
Quilter PLC
|
BUY
|
- |
105+ 2.49% |
$8.59K - $9.99K
|
4.33K
$478K
|
|
|
Oct 29, 2021
Q3 2021
|
Smart Money Group LLC
|
BUY
|
- |
101+ 3.14% |
$8.26K - $9.61K
|
3.31K
$366K
|
|
|
Nov 08, 2021
Q3 2021
|
Davis R M Inc
Portland, ME |
BUY
|
- |
101+ 2.19% |
$8.26K - $9.61K
|
4.72K
$521K
|
|
|
Nov 04, 2021
Q3 2021
|
Pfg Private Wealth Management, LLC
|
BUY
|
- |
100New |
$8.18K - $9.51K
|
100
$11.1K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
100+ 1.83% |
$8.18K - $9.51K
|
5.57K
$616K
|
|
|
Oct 19, 2021
Q3 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
95+ 0.84% |
$7.77K - $9.04K
|
11.4K
$1.26M
|
|
|
Nov 04, 2021
Q3 2021
|
Knowledge Leaders Capital, LLC
|
BUY
|
- |
92+ 0.75% |
$7.52K - $8.75K
|
12.3K
$1.36M
|
|
|
Nov 15, 2021
Q3 2021
|
Voya Financial Advisors, Inc.
Windsor, CT |
BUY
|
- |
91+ 0.91% |
$7.44K - $8.66K
|
10K
$1.11M
|
|
|
Nov 10, 2021
Q3 2021
|
American Trust Investment Advisors, LLC
|
BUY
|
- |
90+ 2.1% |
$7.36K - $8.56K
|
4.37K
$483K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
88+ 2.59% |
$7.2K - $8.37K
|
3.49K
$386K
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
83+ 0.78% |
$6.79K - $7.9K
|
10.7K
$1.18M
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
BUY
|
- |
78+ 9.62% |
$6.38K - $7.42K
|
889
$98.3K
|
|
|
Oct 27, 2021
Q3 2021
|
Baldwin Brothers LLC
|
BUY
|
- |
76+ 3.6% |
$6.22K - $7.23K
|
2.19K
$242K
|
|
|
Oct 27, 2021
Q3 2021
|
Solstein Capital, LLC
Menlo Park, CA |
BUY
|
- |
72+ 25.09% |
$5.89K - $6.85K
|
359
$39.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
68+ 3.83% |
$5.56K - $6.47K
|
1.84K
$204K
|
|
|
Nov 10, 2021
Q3 2021
|
Tranquilli Financial Advisor LLC
Clinton, NJ |
BUY
|
- |
67+ 2.77% |
$5.48K - $6.37K
|
2.49K
$275K
|
|
|
Nov 04, 2021
Q3 2021
|
Berkeley Capital Partners, LLC
|
BUY
|
- |
65+ 2.32% |
$5.32K - $6.18K
|
2.86K
$317K
|
|
|
Oct 15, 2021
Q3 2021
|
Wolff Wiese Magana LLC
|
BUY
|
- |
65+ 62.5% |
$5.32K - $6.18K
|
169
$18.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Omni Star Financial Group, Inc.
|
BUY
|
- |
61+ 0.74% |
$4.99K - $5.8K
|
8.35K
$923K
|
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
59+ 3.88% |
$4.83K - $5.61K
|
1.58K
$175K
|
|
|
Nov 12, 2021
Q3 2021
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
50+ 0.48% |
$4.09K - $4.76K
|
10.4K
$1.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
50+ 0.3% |
$4.09K - $4.76K
|
16.9K
$1.87M
|
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
50New |
$4.09K - $4.76K
|
50
$5.53K
|
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
50+ 0.64% |
$4.09K - $4.76K
|
7.91K
$874K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
49+ 1.1% |
$4.01K - $4.66K
|
4.52K
$499K
|
|
|
Oct 18, 2021
Q3 2021
|
Sage Rhino Capital LLC
|
BUY
|
- |
48+ 0.83% |
$3.93K - $4.57K
|
5.84K
$646K
|
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
47+ 0.93% |
$3.84K - $4.47K
|
5.07K
$561K
|
|
|
Oct 25, 2021
Q3 2021
|
Northwest Capital Management Inc
|
BUY
|
- |
42+ 0.82% |
$3.43K - $4K
|
5.19K
$574K
|
|
|
Nov 12, 2021
Q3 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
41New |
$3.35K - $3.9K
|
41
$4.53K
|
|
|
Oct 29, 2021
Q3 2021
|
Pointe Capital Management LLC
|
BUY
|
- |
40+ 1.11% |
$3.27K - $3.81K
|
3.65K
$403K
|