Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
BUY
|
- |
5.46KNew |
$446K - $519K
|
5.46K
$541K
|
|
|
Nov 15, 2021
Q3 2021
|
Diamond Hill Capital Management Inc
Columbus, OH |
BUY
|
- |
5.21K+ 59.95% |
$426K - $496K
|
13.9K
$1.38M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
5.14KNew |
$421K - $489K
|
5.14K
$509K
|
|
|
Oct 29, 2021
Q3 2021
|
Live Oak Private Wealth LLC
|
BUY
|
- |
5.14K+ 8.37% |
$420K - $489K
|
66.6K
$6.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
4.9K+ 1.36% |
$400K - $466K
|
366K
$36.3M
|
|
|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
4.87K+ 115.93% |
$398K - $463K
|
9.07K
$899K
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
4.85K+ 150.56% |
$397K - $462K
|
8.08K
$800K
|
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
4.82K+ 35.43% |
$394K - $458K
|
18.4K
$1.83M
|
|
|
Nov 08, 2021
Q3 2021
|
Summit Global Investments
Bountiful, UT |
BUY
|
- |
4.71K+ 36.63% |
$385K - $448K
|
17.6K
$1.74M
|
|
|
Oct 14, 2021
Q3 2021
|
Marino, Stram & Associates LLC
|
BUY
|
- |
4.61KNew |
$377K - $439K
|
4.61K
$457K
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
BUY
|
- |
4.6K+ 79.45% |
$376K - $437K
|
10.4K
$1.03M
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
4.51K+ 18.66% |
$369K - $429K
|
28.7K
$2.84M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4.51K+ 5.75% |
$368K - $429K
|
82.9K
$8.21M
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
BUY
|
- |
4.5K+ 2.2% |
$368K - $428K
|
209K
$20.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Euro Pacific Asset Management, LLC
Dorado, PR |
BUY
|
- |
4.49K+ 5.21% |
$367K - $427K
|
90.5K
$8.97M
|
|
|
Oct 26, 2021
Q3 2021
|
Financial Counselors Inc
|
BUY
|
- |
4.38K+ 1.77% |
$358K - $417K
|
252K
$25M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
4.37K+ 56.7% |
$358K - $416K
|
12.1K
$1.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
4.32KNew |
$353K - $411K
|
4.32K
$428K
|
|
|
Nov 12, 2021
Q3 2021
|
Fortis Advisors, LLC
King Of Prussia, PA |
BUY
|
- |
4.25K+ 425.3% |
$348K - $405K
|
5.25K
$520K
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
4.16K+ 4.6% |
$340K - $395K
|
94.6K
$9.37M
|
|
|
Nov 10, 2021
Q3 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
4.01K+ 4.06% |
$328K - $382K
|
103K
$10.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
4.01K+ 119.67% |
$328K - $382K
|
7.36K
$729K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4K+ 6.07% |
$327K - $380K
|
69.8K
$6.92M
|
|
|
Nov 03, 2021
Q3 2021
|
Bfsg, LLC
|
BUY
|
- |
3.94KNew |
$322K - $375K
|
3.94K
$390K
|
|
|
Nov 15, 2021
Q3 2021
|
Quantamental Technologies LLC
White Plains, NY |
BUY
|
- |
3.82KNew |
$312K - $364K
|
3.82K
$379K
|
|
|
Nov 10, 2021
Q3 2021
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
3.81K+ 16.24% |
$312K - $363K
|
27.3K
$2.7M
|
|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
3.8K+ 4.73% |
$311K - $362K
|
84.2K
$8.34M
|
|
|
Oct 14, 2021
Q3 2021
|
Latitude Advisors, LLC
|
BUY
|
- |
3.72K+ 102.68% |
$304K - $353K
|
7.33K
$727K
|
|
|
Nov 12, 2021
Q3 2021
|
Covenant Partners, LLC
|
BUY
|
- |
3.71K+ 33.4% |
$303K - $353K
|
14.8K
$1.47M
|
|
|
Aug 06, 2024
Q3 2021
|
Hantz Financial Services, Inc.
|
BUY
|
- |
3.69K+ 22.15% |
$302K - $351K
|
20.4K
$2.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
3.58K+ 6287.72% |
$293K - $341K
|
3.64K
$361K
|
|
|
Nov 02, 2021
Q3 2021
|
Baker Tilly Wealth Management, LLC
|
BUY
|
- |
3.57K+ 18.87% |
$292K - $340K
|
22.5K
$2.23M
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
3.53K+ 14.35% |
$288K - $335K
|
28.1K
$2.78M
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
BUY
|
- |
3.48K+ 7.93% |
$285K - $331K
|
47.4K
$4.7M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
3.46K+ 0.8% |
$283K - $329K
|
434K
$43M
|
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
3.43K+ 4578.67% |
$281K - $327K
|
3.51K
$348K
|
|
|
Nov 04, 2021
Q3 2021
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
3.42KNew |
$280K - $326K
|
3.42K
$339K
|
|
|
Oct 25, 2021
Q3 2021
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
3.41K+ 28.34% |
$279K - $325K
|
15.5K
$1.53M
|
|
|
Oct 08, 2021
Q3 2021
|
Timber Creek Capital Management LLC
|
BUY
|
- |
3.34K+ 5.12% |
$273K - $317K
|
68.5K
$6.79M
|
|
|
Nov 12, 2021
Q3 2021
|
Arch Point Investors
Coral Gables, FL |
BUY
|
- |
3.29KNew |
$269K - $313K
|
3.29K
$325K
|
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
3.25KNew |
$266K - $309K
|
3.25K
$322K
|
|
|
Nov 15, 2021
Q3 2021
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
3.15KNew |
$258K - $300K
|
3.15K
$312K
|
|
|
Nov 08, 2021
Q3 2021
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
3.12KNew |
$255K - $297K
|
3.12K
$309K
|
|
|
Nov 08, 2021
Q3 2021
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
3.07K+ 92.78% |
$251K - $292K
|
6.38K
$632K
|
|
|
Nov 23, 2021
Q3 2021
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
3.01K+ 1.04% |
$246K - $287K
|
294K
$29.1M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
2.85K+ 82.68% |
$233K - $271K
|
6.29K
$623K
|
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
2.79K+ 76.48% |
$228K - $265K
|
6.43K
$637K
|
|
|
Nov 12, 2021
Q3 2021
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
2.78K+ 4.24% |
$228K - $265K
|
68.4K
$6.78M
|
|
|
Nov 04, 2021
Q3 2021
|
Ar Asset Management Inc
|
BUY
|
- |
2.7K+ 33.54% |
$221K - $257K
|
10.8K
$1.07M
|
|
|
Nov 08, 2021
Q3 2021
|
Grimes & Company, Inc.
|
BUY
|
- |
2.7K+ 3.14% |
$220K - $256K
|
88.6K
$8.78M
|