Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
311+ 4.01% |
$25.4K - $29.6K
|
8.07K
$892K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
307+ 153.5% |
$25.1K - $29.2K
|
507
$56.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
307+ 6.48% |
$25.1K - $29.2K
|
5.04K
$558K
|
|
|
Oct 26, 2021
Q3 2021
|
Moody Lynn & Lieberson, LLC
|
BUY
|
- |
299+ 5.69% |
$24.5K - $28.4K
|
5.55K
$614K
|
|
|
Nov 15, 2021
Q3 2021
|
Robinson Value Management, Ltd.
San Antonio, TX |
BUY
|
- |
298New |
$24.4K - $28.4K
|
298
$32.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
292+ 1.72% |
$23.9K - $27.8K
|
17.3K
$1.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
288+ 55.92% |
$23.6K - $27.4K
|
803
$88.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
284+ 1.59% |
$23.2K - $27K
|
18.1K
$2M
|
|
|
Nov 10, 2021
Q3 2021
|
Community Bank & Trust, Waco, Texas
Waco, TX |
BUY
|
- |
276+ 3.69% |
$22.6K - $26.3K
|
7.75K
$857K
|
|
|
Oct 26, 2021
Q3 2021
|
Rosenbaum Jay D.
Boston, MA |
BUY
|
- |
275+ 3.25% |
$22.5K - $26.2K
|
8.74K
$966K
|
|
|
Oct 20, 2021
Q3 2021
|
Keudell
|
BUY
|
- |
268+ 7.28% |
$21.9K - $25.5K
|
3.95K
$436K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Alliance
Mellville, NY |
BUY
|
- |
253+ 3.66% |
$20.7K - $24.1K
|
7.18K
$793K
|
|
|
Nov 12, 2021
Q3 2021
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
252+ 2.6% |
$20.6K - $24K
|
9.93K
$1.1M
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
252+ 0.54% |
$20.6K - $24K
|
47.3K
$5.23M
|
|
|
Nov 03, 2021
Q3 2021
|
Mengis Capital Management, Inc.
|
BUY
|
- |
250+ 0.3% |
$20.4K - $23.8K
|
82.7K
$9.14M
|
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
BUY
|
- |
250+ 4.4% |
$20.4K - $23.8K
|
5.94K
$656K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
250+ 2.17% |
$20.4K - $23.8K
|
11.8K
$1.3M
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
BUY
|
- |
250+ 3.6% |
$20.4K - $23.8K
|
7.19K
$795K
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
249+ 10.27% |
$20.4K - $23.7K
|
2.67K
$296K
|
|
|
Nov 15, 2021
Q3 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
243+ 9.0% |
$19.9K - $23.1K
|
2.94K
$325K
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
BUY
|
- |
242+ 2.38% |
$19.8K - $23K
|
10.4K
$1.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Fca Corp
Houston, TX |
BUY
|
- |
241+ 1.04% |
$19.7K - $22.9K
|
23.5K
$2.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
237+ 5.08% |
$19.4K - $22.5K
|
4.9K
$542K
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
236New |
$19.3K - $22.5K
|
236
$26.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
232+ 2.9% |
$19K - $22.1K
|
8.23K
$910K
|
|
|
Oct 20, 2021
Q3 2021
|
Patriot Investment Management Inc.
|
BUY
|
- |
231+ 4.71% |
$18.9K - $22K
|
5.14K
$568K
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
231+ 3.5% |
$18.9K - $22K
|
6.82K
$754K
|
|
|
Oct 21, 2021
Q3 2021
|
Franklin, Parlapiano, Turner & Welch, LLC
|
BUY
|
- |
227+ 0.33% |
$18.6K - $21.6K
|
68.6K
$7.58M
|
|
|
Nov 15, 2021
Q3 2021
|
Parcion Private Wealth LLC
Bellevue, WA |
BUY
|
- |
221+ 0.42% |
$18.1K - $21K
|
53.4K
$5.91M
|
|
|
Nov 10, 2021
Q3 2021
|
Zions Bancorporation, N.A.
|
BUY
|
- |
218+ 12.13% |
$17.8K - $20.7K
|
2.02K
$223K
|
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
216+ 16.62% |
$17.7K - $20.6K
|
1.52K
$168K
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
211+ 3.69% |
$17.3K - $20.1K
|
5.93K
$656K
|
|
|
Nov 07, 2022
Q3 2021
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
207New |
$16.9K - $19.7K
|
207
$22.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Coastline Trust CO
|
BUY
|
- |
205+ 1.18% |
$16.8K - $19.5K
|
17.5K
$1.94M
|
|
|
Nov 15, 2021
Q3 2021
|
Btc Capital Management, Inc.
|
BUY
|
- |
205+ 2.07% |
$16.8K - $19.5K
|
10.1K
$1.12M
|
|
|
Oct 15, 2021
Q3 2021
|
Fortem Financial Group, LLC
|
BUY
|
- |
200+ 1.66% |
$16.4K - $19K
|
12.2K
$1.35M
|
|
|
Nov 15, 2021
Q3 2021
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
200+ 4.19% |
$16.4K - $19K
|
4.97K
$550K
|
|
|
Nov 09, 2021
Q3 2021
|
Graypoint LLC
|
BUY
|
- |
197+ 1.99% |
$16.1K - $18.7K
|
10.1K
$1.12M
|
|
|
Nov 10, 2021
Q3 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
196+ 1.54% |
$16K - $18.6K
|
12.9K
$1.43M
|
|
|
Nov 09, 2021
Q3 2021
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
186+ 1.2% |
$15.2K - $17.7K
|
15.7K
$1.74M
|
|
|
Nov 15, 2021
Q3 2021
|
Guardian Capital Advisors LP
Toronto, A6 |
BUY
|
- |
185+ 0.4% |
$15.1K - $17.6K
|
47K
$5.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
180+ 180.0% |
$14.7K - $17.1K
|
280
$31K
|
|
|
Nov 03, 2021
Q3 2021
|
Mitchell & Pahl Private Wealth, LLC
|
BUY
|
- |
178+ 1.13% |
$14.6K - $16.9K
|
16K
$1.77M
|
|
|
Oct 04, 2021
Q3 2021
|
Smithbridge Asset Management Inc
|
BUY
|
- |
173+ 0.42% |
$14.1K - $16.5K
|
41.3K
$4.56M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
169+ 1.59% |
$13.8K - $16.1K
|
10.8K
$1.19M
|
|
|
Nov 09, 2021
Q3 2021
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
169+ 0.44% |
$13.8K - $16.1K
|
38.2K
$4.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Delphi Management Inc /Ma/
Boston, MA |
BUY
|
- |
168+ 1.26% |
$13.7K - $16K
|
13.5K
$1.49M
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
167New |
$13.7K - $15.9K
|
167
$18.5K
|
|
|
Oct 08, 2021
Q3 2021
|
Cullinan Associates Inc
|
BUY
|
- |
165+ 2.84% |
$13.5K - $15.7K
|
5.97K
$659K
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
160+ 10.48% |
$13.1K - $15.2K
|
1.69K
$186K
|