Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2021
Q3 2021
|
Linscomb & Williams, Inc.
Houston, TX |
BUY
|
- |
40+ 1.25% |
$3.27K - $3.81K
|
3.25K
$325K
|
|
|
Oct 29, 2021
Q3 2021
|
Pointe Capital Management LLC
|
BUY
|
- |
40+ 1.11% |
$3.27K - $3.81K
|
3.65K
$365K
|
|
|
Oct 13, 2021
Q3 2021
|
Albert D Mason Inc
|
BUY
|
- |
38+ 0.29% |
$3.11K - $3.62K
|
13.2K
$1.32M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
32+ 0.27% |
$2.62K - $3.04K
|
11.7K
$1.17M
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
31New |
$2.54K - $2.95K
|
31
$3.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
30+ 0.77% |
$2.45K - $2.85K
|
3.95K
$395K
|
|
|
Nov 30, 2021
Q3 2021
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
28+ 0.93% |
$2.29K - $2.66K
|
3.03K
$303K
|
|
|
Oct 28, 2021
Q3 2021
|
Cohen Investment Advisors LLC
|
BUY
|
- |
27+ 0.57% |
$2.21K - $2.57K
|
4.76K
$476K
|
|
|
Oct 20, 2021
Q3 2021
|
Guidance Point Advisors, LLC
|
BUY
|
- |
26New |
$2.13K - $2.47K
|
26
$2.6K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
25+ 1.53% |
$2.04K - $2.38K
|
1.66K
$166K
|
|
|
Oct 29, 2021
Q3 2021
|
Archer Investment Corp
|
BUY
|
- |
24New |
$1.96K - $2.28K
|
24
$2.4K
|
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
BUY
|
- |
24+ 0.65% |
$1.96K - $2.28K
|
3.73K
$373K
|
|
|
Oct 13, 2021
Q3 2021
|
Veracity Capital LLC
|
BUY
|
- |
19+ 0.55% |
$1.55K - $1.81K
|
3.45K
$344K
|
|
|
Nov 08, 2021
Q3 2021
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
18+ 1.59% |
$1.47K - $1.71K
|
1.15K
$115K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
15+ 0.11% |
$1.23K - $1.43K
|
14.3K
$1.43M
|
|
|
Nov 08, 2021
Q3 2021
|
Addison Advisors LLC
|
BUY
|
- |
14+ 3.29% |
$1.14K - $1.33K
|
439
$43.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Peddock Capital Advisors, LLC
|
BUY
|
- |
13+ 0.42% |
$1.06K - $1.24K
|
3.12K
$312K
|
|
|
Nov 04, 2021
Q3 2021
|
Platform Technology Partners
|
BUY
|
- |
13+ 0.43% |
$1.06K - $1.24K
|
3.06K
$306K
|
|
|
Nov 05, 2021
Q3 2021
|
Kendall Capital Management
|
BUY
|
- |
9+ 0.26% |
$736 - $856
|
3.43K
$343K
|
|
|
Oct 29, 2021
Q3 2021
|
Versant Capital Management, Inc
|
BUY
|
- |
9New |
$736 - $856
|
9
$900
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
BUY
|
- |
7+ 0.29% |
$572 - $666
|
2.46K
$246K
|
|
|
Oct 26, 2021
Q3 2021
|
Cordant, Inc.
Portland, OR |
BUY
|
- |
6New |
$491 - $571
|
6
$600
|
|
|
Oct 15, 2021
Q3 2021
|
Lcm Capital Management Inc
|
BUY
|
- |
5+ 0.2% |
$409 - $476
|
2.57K
$256K
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
2New |
$164 - $190
|
2
$200
|
|
|
Jan 10, 2025
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-1- 0.02% |
$81.8 - $95.1
|
6.07K
$607K
|
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-1- 0.03% |
$81.8 - $95.1
|
3.28K
$328K
|
|
|
Nov 15, 2021
Q3 2021
|
Pacific Center For Financial Services
San Ramon, CA |
SELL
|
- |
-2- 0.8% |
$164 - $190
|
248
$24.8K
|
|
|
Nov 08, 2021
Q3 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-3- 0.15% |
$245 - $285
|
2K
$200K
|
|
|
Oct 27, 2021
Q3 2021
|
Hills Bank & Trust CO
|
SELL
|
- |
-6- 0.21% |
$491 - $571
|
2.92K
$292K
|
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-7Closed |
$572 - $666
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-7- 0.27% |
$572 - $666
|
2.59K
$259K
|
|
|
Nov 02, 2021
Q3 2021
|
Mitchell Capital Management CO
|
SELL
|
- |
-8- 0.26% |
$654 - $761
|
3.08K
$308K
|
|
|
Nov 12, 2021
Q3 2021
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-8- 1.14% |
$654 - $761
|
696
$69.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-9- 0.14% |
$736 - $856
|
6.36K
$635K
|
|
|
Nov 15, 2021
Q3 2021
|
Dakota Wealth Management
|
SELL
|
- |
-10- 0.2% |
$818 - $951
|
4.93K
$493K
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-11- 20.37% |
$900 - $1.05K
|
43
$4.3K
|
|
|
Oct 18, 2021
Q3 2021
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-12- 35.29% |
$981 - $1.14K
|
22
$2.2K
|
|
|
Oct 04, 2021
Q3 2021
|
Canandaigua National Corp
|
SELL
|
- |
-13- 0.22% |
$1.06K - $1.24K
|
5.97K
$597K
|
|
|
Oct 07, 2021
Q3 2021
|
Pacifica Partners Inc.
|
SELL
|
- |
-18- 0.63% |
$1.47K - $1.71K
|
2.85K
$285K
|
|
|
Nov 12, 2021
Q3 2021
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-20- 0.74% |
$1.64K - $1.9K
|
2.69K
$269K
|
|
|
Oct 06, 2021
Q3 2021
|
Cox Capital Mgt LLC
|
SELL
|
- |
-21- 0.09% |
$1.72K - $2K
|
23.4K
$2.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-22- 0.4% |
$1.8K - $2.09K
|
5.52K
$552K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
SELL
|
- |
-23- 3.96% |
$1.88K - $2.19K
|
558
$55.8K
|
|
|
Oct 14, 2021
Q3 2021
|
Becker Capital Management Inc
|
SELL
|
- |
-24- 0.19% |
$1.96K - $2.28K
|
12.5K
$1.25M
|
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-24- 0.53% |
$1.96K - $2.28K
|
4.51K
$450K
|
|
|
Nov 12, 2021
Q3 2021
|
North Rock Partners, LLC
|
SELL
|
- |
-25- 0.49% |
$2.04K - $2.38K
|
5.09K
$508K
|
|
|
Nov 12, 2021
Q3 2021
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-25- 2.51% |
$2.04K - $2.38K
|
970
$97K
|