Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2021
Q3 2021
|
Minot Wealth Management LLC
|
SELL
|
- |
-183- 5.12% |
$15K - $17.4K
|
3.39K
$339K
|
|
|
Oct 19, 2021
Q3 2021
|
Pflug Koory, LLC
|
SELL
|
- |
-185- 22.84% |
$15.1K - $17.6K
|
625
$62.5K
|
|
|
Oct 28, 2021
Q3 2021
|
Yhb Investment Advisors, Inc.
|
SELL
|
- |
-185- 3.69% |
$15.1K - $17.6K
|
4.83K
$483K
|
|
|
Oct 07, 2021
Q3 2021
|
Caprock Group, Inc.
|
SELL
|
- |
-191- 3.04% |
$15.6K - $18.2K
|
6.1K
$610K
|
|
|
Nov 15, 2021
Q3 2021
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-192- 5.86% |
$15.7K - $18.3K
|
3.09K
$309K
|
|
|
Nov 15, 2021
Q3 2021
|
Port Capital LLC
Chicago, IL |
SELL
|
- |
-200- 6.0% |
$16.4K - $19K
|
3.13K
$313K
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-200- 2.3% |
$16.4K - $19K
|
8.48K
$848K
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-201- 0.59% |
$16.4K - $19.1K
|
34.1K
$3.41M
|
|
|
Oct 22, 2021
Q3 2021
|
Plimoth Trust CO LLC
|
SELL
|
- |
-205- 6.2% |
$16.8K - $19.5K
|
3.1K
$310K
|
|
|
Nov 15, 2021
Q3 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-210- 0.5% |
$17.2K - $20K
|
41.5K
$4.15M
|
|
|
Oct 28, 2021
Q3 2021
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-210- 2.48% |
$17.2K - $20K
|
8.27K
$826K
|
|
|
Nov 04, 2021
Q3 2021
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-213- 0.22% |
$17.4K - $20.3K
|
94.5K
$9.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-215- 0.41% |
$17.6K - $20.5K
|
51.7K
$5.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-215- 0.68% |
$17.6K - $20.5K
|
31.3K
$3.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Savant Capital, LLC
|
SELL
|
- |
-217- 7.88% |
$17.7K - $20.6K
|
2.54K
$254K
|
|
|
Oct 21, 2021
Q3 2021
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-219- 20.35% |
$17.9K - $20.8K
|
857
$85.7K
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-221- 7.99% |
$18.1K - $21K
|
2.55K
$255K
|
|
|
Oct 14, 2021
Q3 2021
|
Canal Capital Management, LLC
|
SELL
|
- |
-221- 0.51% |
$18.1K - $21K
|
42.7K
$4.27M
|
|
|
Nov 10, 2021
Q3 2021
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-222- 4.65% |
$18.2K - $21.1K
|
4.55K
$455K
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-222- 0.15% |
$18.2K - $21.1K
|
146K
$14.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-225- 1.09% |
$18.4K - $21.4K
|
20.4K
$2.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Foyston, Gordon, & Payne Inc
Toronto, A6 |
SELL
|
- |
-230- 0.53% |
$18.8K - $21.9K
|
43.3K
$4.33M
|
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-230- 0.78% |
$18.8K - $21.9K
|
29.1K
$2.91M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-231- 10.4% |
$18.9K - $22K
|
1.99K
$199K
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-236- 1.91% |
$19.3K - $22.5K
|
12.1K
$1.21M
|
|
|
Oct 05, 2021
Q3 2021
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-240- 0.62% |
$19.6K - $22.8K
|
38.4K
$3.84M
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-263- 74.5% |
$21.5K - $25K
|
90
$9K
|
|
|
Oct 21, 2021
Q3 2021
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-274- 0.54% |
$22.4K - $26.1K
|
50.3K
$5.03M
|
|
|
Oct 27, 2021
Q3 2021
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-275- 2.16% |
$22.5K - $26.2K
|
12.5K
$1.25M
|
|
|
Nov 05, 2021
Q3 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-286- 53.36% |
$23.4K - $27.2K
|
250
$25K
|
|
|
Oct 18, 2021
Q3 2021
|
Annex Advisory Services, LLC
|
SELL
|
- |
-296- 1.75% |
$24.2K - $28.2K
|
16.6K
$1.66M
|
|
|
Oct 28, 2021
Q3 2021
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-300Closed |
$24.5K - $28.5K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-300- 0.28% |
$24.5K - $28.5K
|
108K
$10.8M
|
|
|
Oct 27, 2021
Q3 2021
|
Physicians Financial Services, Inc.
Raleigh, NC |
SELL
|
- |
-300- 1.95% |
$24.5K - $28.5K
|
15.1K
$1.51M
|
|
|
Nov 12, 2021
Q3 2021
|
Greenleaf Trust
Kalamazoo, MI |
SELL
|
- |
-303- 1.41% |
$24.8K - $28.8K
|
21.2K
$2.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-310- 1.33% |
$25.4K - $29.5K
|
23K
$2.3M
|
|
|
Nov 16, 2021
Q3 2021
|
Analyst Ims Investment Management Services Ltd.
|
SELL
|
- |
-310- 7.54% |
$25.4K - $29.5K
|
3.8K
$380K
|
|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-328- 3.98% |
$26.8K - $31.2K
|
7.92K
$791K
|
|
|
Nov 04, 2021
Q3 2021
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-332- 5.21% |
$27.2K - $31.6K
|
6.05K
$604K
|
|
|
Oct 26, 2021
Q3 2021
|
Simmons Bank
|
SELL
|
- |
-333- 2.7% |
$27.2K - $31.7K
|
12K
$1.2M
|
|
|
Nov 04, 2021
Q3 2021
|
Abbot Financial Management, Inc.
North Andover, MA |
SELL
|
- |
-350- 1.29% |
$28.6K - $33.3K
|
26.7K
$2.67M
|
|
|
Nov 10, 2021
Q3 2021
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-350- 6.07% |
$28.6K - $33.3K
|
5.42K
$541K
|
|
|
Nov 10, 2021
Q3 2021
|
Douglass Winthrop Advisors, LLC
New York, NY |
SELL
|
- |
-350- 2.39% |
$28.6K - $33.3K
|
14.3K
$1.43M
|
|
|
Nov 10, 2021
Q3 2021
|
Richard C. Young & Co., Ltd.
|
SELL
|
- |
-352- 0.26% |
$28.8K - $33.5K
|
137K
$13.7M
|
|
|
Oct 22, 2021
Q3 2021
|
Gsb Wealth Management, LLC
|
SELL
|
- |
-354- 7.76% |
$29K - $33.7K
|
4.21K
$421K
|
|
|
Nov 08, 2021
Q3 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-356- 3.33% |
$29.1K - $33.9K
|
10.3K
$1.03M
|
|
|
Nov 09, 2021
Q3 2021
|
Ashfield Capital Partners, LLC
|
SELL
|
- |
-359- 6.89% |
$29.4K - $34.2K
|
4.85K
$485K
|
|
|
Nov 12, 2021
Q3 2021
|
Court Place Advisors, LLC
Ellicott City, MD |
SELL
|
- |
-360- 1.65% |
$29.4K - $34.3K
|
21.5K
$2.15M
|
|
|
Oct 14, 2021
Q3 2021
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-368- 2.38% |
$30.1K - $35K
|
15.1K
$1.51M
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-380- 1.78% |
$31.1K - $36.2K
|
20.9K
$2.09M
|