Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2021
Q3 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-1.49K- 2.01% |
$122K - $142K
|
72.6K
$8.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-1.51K- 7.31% |
$123K - $144K
|
19.1K
$2.12M
|
|
|
Nov 02, 2021
Q3 2021
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-1.53K- 1.35% |
$125K - $145K
|
112K
$12.4M
|
|
|
Oct 12, 2021
Q3 2021
|
First Hawaiian Bank
|
SELL
|
- |
-1.55K- 14.32% |
$127K - $147K
|
9.26K
$1.02M
|
|
|
Nov 10, 2021
Q3 2021
|
Puzo Michael J
|
SELL
|
- |
-1.58K- 1.67% |
$129K - $150K
|
93K
$10.3M
|
|
|
Oct 13, 2021
Q3 2021
|
Welch & Forbes LLC
|
SELL
|
- |
-1.59K- 1.75% |
$130K - $151K
|
89.3K
$9.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Bahl & Gaynor Inc
|
SELL
|
- |
-1.59K- 1.13% |
$130K - $151K
|
140K
$15.4M
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1.62K- 4.78% |
$132K - $154K
|
32.2K
$3.56M
|
|
|
Oct 04, 2021
Q3 2021
|
Thomasville National Bank
|
SELL
|
- |
-1.62K- 18.44% |
$133K - $154K
|
7.17K
$792K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-1.7K- 22.23% |
$139K - $162K
|
5.96K
$659K
|
|
|
Oct 05, 2021
Q3 2021
|
Fulton Bank, N.A.
|
SELL
|
- |
-1.73K- 10.86% |
$141K - $164K
|
14.2K
$1.57M
|
|
|
Nov 12, 2021
Q3 2021
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-1.74K- 11.01% |
$142K - $165K
|
14K
$1.55M
|
|
|
Oct 01, 2021
Q3 2021
|
Park National Corp
|
SELL
|
- |
-1.81K- 4.08% |
$148K - $172K
|
42.5K
$4.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-1.86K- 0.74% |
$152K - $177K
|
250K
$27.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-1.88KClosed |
$154K - $179K
|
0
$0
|
|
|
Oct 04, 2021
Q3 2021
|
Private Asset Management Inc
|
SELL
|
- |
-1.89K- 4.47% |
$154K - $179K
|
40.3K
$4.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-1.89K- 42.57% |
$154K - $179K
|
2.54K
$281K
|
|
|
Oct 02, 2024
Q3 2021
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-1.9KClosed |
$156K - $181K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-1.91K- 56.16% |
$156K - $182K
|
1.49K
$165K
|
|
|
Nov 12, 2021
Q3 2021
|
Chris Davis
Davis Selected Advisers | Tucson, Az
|
SELL
|
- |
-1.92K- 4.09% |
$157K - $183K
|
45K
$4.97M
|
|
|
Oct 07, 2021
Q3 2021
|
First Fiduciary Investment Counsel, Inc.
|
SELL
|
- |
-1.95K- 1.15% |
$159K - $186K
|
167K
$18.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Ariel Investments, LLC
Chicago, IL |
SELL
|
- |
-2.05K- 9.94% |
$167K - $195K
|
18.5K
$2.05M
|
|
|
Oct 13, 2021
Q3 2021
|
Burns J W & CO Inc
|
SELL
|
- |
-2.07K- 15.95% |
$169K - $197K
|
10.9K
$1.2M
|
|
|
Oct 13, 2021
Q3 2021
|
Gofen & Glossberg LLC
|
SELL
|
- |
-2.1K- 0.79% |
$172K - $200K
|
265K
$29.3M
|
|
|
Oct 22, 2021
Q3 2021
|
Patten & Patten Inc
|
SELL
|
- |
-2.11K- 3.57% |
$173K - $201K
|
57K
$6.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Cannell & Co.
New York, NY |
SELL
|
- |
-2.13K- 24.7% |
$174K - $203K
|
6.5K
$718K
|
|
|
Nov 04, 2021
Q3 2021
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-2.19KClosed |
$179K - $208K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-2.22KClosed |
$181K - $211K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-2.22KClosed |
$182K - $212K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Opus Capital Group, LLC
|
SELL
|
- |
-2.23KClosed |
$182K - $212K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Mezzasalma Advisors, LLC
|
SELL
|
- |
-2.23KClosed |
$182K - $212K
|
0
$0
|
|
|
Feb 22, 2022
Q3 2021
|
Matrix Private Capital Group LLC
New York, NY |
SELL
|
- |
-2.23KClosed |
$183K - $212K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Lvw Advisors, LLC
|
SELL
|
- |
-2.23KClosed |
$183K - $213K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-2.24K- 1.54% |
$183K - $213K
|
143K
$15.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-2.28KClosed |
$186K - $217K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-2.31KClosed |
$189K - $219K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-2.33KClosed |
$190K - $221K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-2.34KClosed |
$191K - $222K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-2.35KClosed |
$192K - $223K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Cadence Bank Na
|
SELL
|
- |
-2.35K- 13.77% |
$192K - $224K
|
14.7K
$1.63M
|
|
|
Nov 09, 2021
Q3 2021
|
Marietta Investment Partners LLC
Milwaukee, WI |
SELL
|
- |
-2.36KClosed |
$193K - $225K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-2.37KClosed |
$194K - $225K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Cra Financial Services, LLC
|
SELL
|
- |
-2.37KClosed |
$194K - $226K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Northeast Investment Management
|
SELL
|
- |
-2.38K- 5.88% |
$194K - $226K
|
38K
$4.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Whalerock Point Partners, LLC
Providence, RI |
SELL
|
- |
-2.39KClosed |
$195K - $227K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-2.39KClosed |
$196K - $228K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-2.4K- 12.12% |
$196K - $228K
|
17.4K
$1.92M
|
|
|
Oct 26, 2021
Q3 2021
|
First Merchants Corp
|
SELL
|
- |
-2.43KClosed |
$199K - $231K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-2.44KClosed |
$200K - $232K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-2.48KClosed |
$202K - $236K
|
0
$0
|