Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-4.76K- 4.98% |
$389K - $452K
|
90.7K
$9.07M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-4.85K- 15.0% |
$396K - $461K
|
27.5K
$2.74M
|
|
|
Nov 10, 2021
Q3 2021
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-4.99K- 29.5% |
$408K - $475K
|
11.9K
$1.19M
|
|
|
Nov 10, 2021
Q3 2021
|
Hemenway Trust CO LLC
|
SELL
|
- |
-5.38K- 2.38% |
$440K - $512K
|
220K
$22M
|
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-5.39K- 2.17% |
$441K - $513K
|
244K
$24.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-5.48K- 0.7% |
$448K - $521K
|
779K
$77.9M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-5.82K- 38.82% |
$476K - $553K
|
9.17K
$916K
|
|
|
Nov 15, 2021
Q3 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-5.96KClosed |
$488K - $567K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6.25K- 96.9% |
$511K - $594K
|
200
$20K
|
|
|
Nov 10, 2021
Q3 2021
|
Kidder Stephen W
|
SELL
|
- |
-6.54K- 10.34% |
$535K - $622K
|
56.7K
$5.67M
|
|
|
Apr 01, 2024
Q3 2021
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
SELL
|
- |
-6.57K- 22.71% |
$537K - $625K
|
22.4K
$2.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-6.6KClosed |
$539K - $627K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-6.81KClosed |
$557K - $648K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-6.89K- 7.97% |
$563K - $655K
|
79.5K
$7.95M
|
|
|
Oct 28, 2021
Q3 2021
|
Grandfield & Dodd, LLC
|
SELL
|
- |
-7.29K- 5.49% |
$597K - $694K
|
126K
$12.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-7.47K- 14.92% |
$611K - $711K
|
42.6K
$4.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Madison Asset Management, LLC
Madison, WI |
SELL
|
- |
-7.53K- 0.86% |
$615K - $716K
|
873K
$87.2M
|
|
|
Oct 27, 2021
Q3 2021
|
Iq Eq Fund Management (Ireland) LTD
|
SELL
|
- |
-7.6K- 36.33% |
$621K - $723K
|
13.3K
$1.33M
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-7.68K- 24.45% |
$628K - $731K
|
23.7K
$2.37M
|
|
|
Nov 15, 2021
Q3 2021
|
Seven Eight Capital, LP
|
SELL
|
- |
-7.7K- 39.68% |
$629K - $732K
|
11.7K
$1.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-7.74K- 9.67% |
$633K - $736K
|
72.3K
$7.23M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-8.03K- 3.53% |
$657K - $764K
|
220K
$22M
|
|
|
Nov 05, 2021
Q3 2021
|
Buckhead Capital Management LLC
|
SELL
|
- |
-8.09K- 8.4% |
$662K - $770K
|
88.2K
$8.82M
|
|
|
Apr 19, 2024
Q3 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-8.2KClosed |
$670K - $780K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Hamel Associates, Inc.
|
SELL
|
- |
-8.62K- 17.39% |
$705K - $820K
|
40.9K
$4.09M
|
|
|
Nov 08, 2021
Q3 2021
|
Fairfield, Bush & Co.
Darien, CT |
SELL
|
- |
-8.8K- 14.22% |
$720K - $838K
|
53.1K
$5.31M
|
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-9KClosed |
$736K - $857K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-9.22K- 12.03% |
$754K - $877K
|
67.4K
$6.74M
|
|
|
Nov 10, 2021
Q3 2021
|
Bradley Foster & Sargent Inc
Hartford, CT |
SELL
|
- |
-9.65K- 15.65% |
$789K - $918K
|
52K
$5.2M
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-9.9K- 92.45% |
$810K - $942K
|
809
$80.9K
|
|
|
Oct 13, 2021
Q3 2021
|
Perkins Coie Trust CO
|
SELL
|
- |
-10K- 41.14% |
$820K - $954K
|
14.4K
$1.43M
|
|
|
Oct 26, 2021
Q3 2021
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-10.3K- 17.12% |
$843K - $980K
|
49.9K
$4.99M
|
|
|
Nov 03, 2021
Q3 2021
|
Gfs Advisors, LLC
|
SELL
|
- |
-10.5KClosed |
$857K - $997K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-10.5K- 6.91% |
$862K - $1M
|
142K
$14.2M
|
|
|
Nov 08, 2021
Q3 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-10.7K- 74.1% |
$877K - $1.02M
|
3.75K
$374K
|
|
|
Nov 12, 2021
Q3 2021
|
Cubic Asset Management, LLC
|
SELL
|
- |
-10.9K- 24.31% |
$895K - $1.04M
|
34.1K
$3.41M
|
|
|
Oct 29, 2021
Q3 2021
|
Bristol John W & CO Inc
|
SELL
|
- |
-11K- 1.48% |
$902K - $1.05M
|
734K
$73.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Accretive Wealth Partners, LLC
Parsippany, NJ |
SELL
|
- |
-11.1KClosed |
$910K - $1.06M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guardian Capital LP
Toronto, A6 |
SELL
|
- |
-11.6K- 15.11% |
$953K - $1.11M
|
65.5K
$6.54M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-11.9K- 4.74% |
$977K - $1.14M
|
240K
$24M
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-12.1K- 31.75% |
$986K - $1.15M
|
25.9K
$2.59M
|
|
|
Nov 10, 2021
Q3 2021
|
Broderick Brian C
|
SELL
|
- |
-12.1K- 15.04% |
$990K - $1.15M
|
68.4K
$6.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-12.1K- 2.92% |
$991K - $1.15M
|
402K
$40.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-13K- 1.14% |
$1.07M - $1.24M
|
1.13M
$112M
|
|
|
Nov 08, 2021
Q3 2021
|
Banco Santander, S.A.
|
SELL
|
- |
-13.3K- 7.78% |
$1.09M - $1.27M
|
158K
$15.8M
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-14.4KClosed |
$1.18M - $1.37M
|
0
$0
|
|
|
Nov 17, 2021
Q3 2021
|
Swisspartners Advisors LTD
Zurich, V8 |
SELL
|
- |
-15.5KClosed |
$1.26M - $1.47M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
SELL
|
- |
-15.5KClosed |
$1.26M - $1.47M
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Scout Investments, Inc.
|
SELL
|
- |
-15.5K- 9.0% |
$1.27M - $1.48M
|
157K
$15.7M
|
|
|
Nov 01, 2021
Q3 2021
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-15.6K- 4.98% |
$1.28M - $1.49M
|
299K
$29.9M
|