Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2021
Q3 2021
|
Shoker Investment Counsel, Inc.
Oxford, OH |
SELL
|
- |
-2.49KClosed |
$204K - $237K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-2.5KClosed |
$205K - $238K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-2.52KClosed |
$206K - $240K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Woodley Farra Manion Portfolio Management Inc
|
SELL
|
- |
-2.53K- 1.09% |
$207K - $241K
|
230K
$25.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Mairs & Power Inc
St Paul, MN |
SELL
|
- |
-2.53KClosed |
$207K - $241K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Brooktree Capital Management
|
SELL
|
- |
-2.54KClosed |
$208K - $242K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-2.55K- 9.48% |
$208K - $242K
|
24.3K
$2.69M
|
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
SELL
|
- |
-2.59K- 9.68% |
$212K - $246K
|
24.1K
$2.67M
|
|
|
Nov 15, 2021
Q3 2021
|
Taurus Asset Management, LLC
New York, NY |
SELL
|
- |
-2.6KClosed |
$213K - $247K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
South Street Advisors LLC
New York, NY |
SELL
|
- |
-2.6KClosed |
$213K - $247K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Fullerton Fund Management CO Ltd.
Singapore, U0 |
SELL
|
- |
-2.69KClosed |
$220K - $256K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-2.69K- 48.76% |
$220K - $256K
|
2.83K
$313K
|
|
|
Oct 27, 2021
Q3 2021
|
Forte Capital LLC
|
SELL
|
- |
-2.77KClosed |
$226K - $263K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-2.85K- 43.06% |
$233K - $271K
|
3.77K
$417K
|
|
|
Oct 20, 2021
Q3 2021
|
Royal Fund Management, LLC
|
SELL
|
- |
-2.89K- 7.91% |
$236K - $275K
|
33.6K
$3.71M
|
|
|
Nov 09, 2021
Q3 2021
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
SELL
|
- |
-2.9KClosed |
$237K - $276K
|
0
$0
|
|
|
Jan 09, 2024
Q3 2021
|
Financial Perspectives, Inc
Minneapolis, MN |
SELL
|
- |
-3.01K- 63.12% |
$246K - $286K
|
1.76K
$194K
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-3.08K- 4.4% |
$252K - $293K
|
67K
$7.4M
|
|
|
Nov 08, 2021
Q3 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-3.12K- 3.39% |
$255K - $297K
|
88.9K
$9.82M
|
|
|
Oct 12, 2021
Q3 2021
|
Stonnington Group, LLC
|
SELL
|
- |
-3.15KClosed |
$257K - $299K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-3.15K- 14.36% |
$258K - $300K
|
18.8K
$2.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-3.18K- 12.91% |
$260K - $303K
|
21.5K
$2.37M
|
|
|
Nov 15, 2021
Q3 2021
|
High Point Advisor Group LLC
Downers Grove, IL |
SELL
|
- |
-3.28K- 12.89% |
$269K - $312K
|
22.2K
$2.45M
|
|
|
Nov 15, 2021
Q3 2021
|
Stokes Family Office, LLC
|
SELL
|
- |
-3.29KClosed |
$269K - $313K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
1 St Source Bank
|
SELL
|
- |
-3.3KClosed |
$270K - $314K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-3.33K- 0.82% |
$273K - $317K
|
403K
$44.5M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.34K- 1.07% |
$273K - $318K
|
309K
$34.1M
|
|
|
Oct 14, 2021
Q3 2021
|
Ritholtz Wealth Management
|
SELL
|
- |
-3.41K- 33.96% |
$279K - $324K
|
6.62K
$732K
|
|
|
Nov 12, 2021
Q3 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-3.45KClosed |
$282K - $328K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-3.48KClosed |
$285K - $331K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Parsons Capital Management Inc
|
SELL
|
- |
-3.49K- 11.75% |
$286K - $332K
|
26.2K
$2.9M
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-3.5K- 4.22% |
$286K - $333K
|
79.4K
$8.78M
|
|
|
Nov 09, 2021
Q3 2021
|
Beacon Investment Advisory Services, Inc.
|
SELL
|
- |
-3.55K- 28.02% |
$290K - $338K
|
9.12K
$1.01M
|
|
|
Nov 09, 2021
Q3 2021
|
Koss Olinger Consulting, LLC
|
SELL
|
- |
-3.56KClosed |
$291K - $338K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Hotaling Investment Management, LLC
Wayne, PA |
SELL
|
- |
-3.63KClosed |
$297K - $345K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Fox Run Management, L.L.C.
Greenwich, CT |
SELL
|
- |
-3.92KClosed |
$321K - $373K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.02K- 3.29% |
$329K - $382K
|
118K
$13.1M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.04K- 7.44% |
$330K - $384K
|
50.2K
$5.55M
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-4.06K- 55.76% |
$332K - $387K
|
3.22K
$356K
|
|
|
Oct 14, 2021
Q3 2021
|
Appleton Partners Inc
|
SELL
|
- |
-4.08KClosed |
$334K - $389K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-4.13K- 1.22% |
$338K - $393K
|
334K
$36.9M
|
|
|
Nov 04, 2021
Q3 2021
|
Choate Investment Advisors
Boston, MA |
SELL
|
- |
-4.17KClosed |
$341K - $396K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Symphony Financial, Ltd. Co.
|
SELL
|
- |
-4.2KClosed |
$343K - $399K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Tweedy Browne Co.
Tweedy, Browne CO LLC | Stamford, Ct
|
SELL
|
- |
-4.22K- 3.66% |
$345K - $402K
|
111K
$12.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Hutner Capital Management Inc
Manchester, VT |
SELL
|
- |
-4.24K- 37.44% |
$347K - $404K
|
7.09K
$784K
|
|
|
Nov 23, 2021
Q3 2021
|
Fortis Advisors, LLC
King Of Prussia, PA |
SELL
|
- |
-4.25K- 80.96% |
$348K - $405K
|
1K
$111K
|
|
|
Nov 12, 2021
Q3 2021
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-4.33K- 0.99% |
$354K - $411K
|
435K
$48.1M
|
|
|
Oct 25, 2021
Q3 2021
|
Old National Bancorp
|
SELL
|
- |
-4.49K- 21.34% |
$367K - $427K
|
16.5K
$1.83M
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-4.76K- 4.98% |
$389K - $452K
|
90.7K
$10M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-4.85K- 15.0% |
$396K - $461K
|
27.5K
$3.04M
|