Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2021
Q3 2021
|
Scharf Investments, LLC
|
SELL
|
- |
-17.9K- 1.42% |
$1.46M - $1.7M
|
1.24M
$138M
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-19.3K- 5.97% |
$1.58M - $1.84M
|
304K
$33.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-20.1K- 45.82% |
$1.64M - $1.91M
|
23.8K
$2.63M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-23.1K- 76.24% |
$1.89M - $2.2M
|
7.2K
$796K
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-23.2K- 70.24% |
$1.9M - $2.21M
|
9.83K
$1.09M
|
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
SELL
|
- |
-24.2K- 1.19% |
$1.98M - $2.3M
|
2.02M
$223M
|
|
|
Nov 12, 2021
Q3 2021
|
Causeway Capital Management LLC
Los Angeles, CA |
SELL
|
- |
-25.9K- 6.06% |
$2.12M - $2.46M
|
401K
$44.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-28.8KClosed |
$2.35M - $2.74M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-30.9KClosed |
$2.53M - $2.94M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-32.2K- 17.67% |
$2.63M - $3.06M
|
150K
$16.6M
|
|
|
Nov 09, 2021
Q3 2021
|
Td Asset Management Inc
|
SELL
|
- |
-32.5K- 70.71% |
$2.66M - $3.09M
|
13.5K
$1.49M
|
|
|
Oct 13, 2021
Q3 2021
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-35.1K- 65.11% |
$2.87M - $3.33M
|
18.8K
$2.08M
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-36K- 73.36% |
$2.95M - $3.43M
|
13.1K
$1.45M
|
|
|
Nov 02, 2021
Q3 2021
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-36.8K- 19.41% |
$3.01M - $3.5M
|
153K
$16.9M
|
|
|
Nov 03, 2021
Q3 2021
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-36.8K- 13.91% |
$3.01M - $3.5M
|
228K
$25.2M
|
|
|
Oct 28, 2021
Q3 2021
|
Avitas Wealth Management LLC
|
SELL
|
- |
-39.5KClosed |
$3.23M - $3.76M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-40.4K- 12.82% |
$3.3M - $3.84M
|
275K
$30.4M
|
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
SELL
|
- |
-41.1K- 15.5% |
$3.36M - $3.91M
|
224K
$24.8M
|
|
|
Nov 12, 2021
Q3 2021
|
First National Bank Of Omaha
Omaha, NE |
SELL
|
- |
-41.4K- 83.96% |
$3.39M - $3.94M
|
7.91K
$875K
|
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-45.3K- 4.25% |
$3.71M - $4.31M
|
1.02M
$113M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-48.9K- 3.39% |
$4M - $4.65M
|
1.39M
$154M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-51.8K- 68.12% |
$4.24M - $4.93M
|
24.2K
$2.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Earnest Partners LLC
Atlanta, GA |
SELL
|
- |
-53K- 5.33% |
$4.34M - $5.05M
|
942K
$104M
|
|
|
Oct 29, 2021
Q3 2021
|
Motco
|
SELL
|
- |
-55.3K- 99.15% |
$4.52M - $5.26M
|
472
$52.2K
|
|
|
Nov 03, 2021
Q3 2021
|
Everett Harris & CO
|
SELL
|
- |
-63.1K- 21.3% |
$5.16M - $6M
|
233K
$25.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-70.8KClosed |
$5.79M - $6.74M
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-79.2K- 12.14% |
$6.48M - $7.54M
|
573K
$63.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Loomis Sayles & CO L P
|
SELL
|
- |
-80.1K- 0.42% |
$6.55M - $7.62M
|
18.9M
$2.09B
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-80.5K- 1.49% |
$6.58M - $7.66M
|
5.32M
$588M
|
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-103K- 54.69% |
$8.39M - $9.76M
|
85K
$9.4M
|
|
|
Jan 17, 2024
Q3 2021
|
Dixon Mitchell Investment Counsel Inc.
Vancouver, A1 |
SELL
|
- |
-103KClosed |
$8.44M - $9.82M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-124K- 41.8% |
$10.1M - $11.8M
|
172K
$19.1M
|
|
|
Jul 17, 2024
Q3 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-125K- 98.9% |
$10.2M - $11.9M
|
1.39K
$153K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-137K- 26.62% |
$11.2M - $13M
|
377K
$41.7M
|
|
|
Oct 20, 2021
Q3 2021
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-141K- 15.49% |
$11.6M - $13.4M
|
770K
$85.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-167K- 11.15% |
$13.7M - $15.9M
|
1.33M
$147M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-171K- 46.86% |
$14M - $16.3M
|
194K
$21.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
- |
-184KClosed |
$15M - $17.5M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Osterweis Capital Management Inc
San Francisco, CA |
SELL
|
- |
-195K- 71.15% |
$15.9M - $18.6M
|
79.1K
$8.74M
|
|
|
Nov 12, 2021
Q3 2021
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-220K- 1.14% |
$18M - $20.9M
|
19.1M
$2.11B
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-250K- 5.25% |
$20.4M - $23.8M
|
4.51M
$499M
|
|
|
Nov 16, 2021
Q3 2021
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-253K- 5.97% |
$20.7M - $24.1M
|
3.99M
$441M
|
|
|
Nov 15, 2021
Q3 2021
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-261K- 80.72% |
$21.4M - $24.9M
|
62.5K
$6.91M
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-312K- 8.75% |
$25.5M - $29.7M
|
3.25M
$360M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-314K- 18.15% |
$25.7M - $29.9M
|
1.41M
$156M
|
|
|
Nov 05, 2021
Q3 2021
|
Welch Group, LLC
|
SELL
|
- |
-355K- 93.37% |
$29M - $33.7M
|
25.2K
$2.78M
|
|
|
Nov 12, 2021
Q3 2021
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-743K- 9.88% |
$60.8M - $70.7M
|
6.78M
$749M
|
|
|
Nov 05, 2021
Q3 2021
|
Boston Partners
Boston, MA |
SELL
|
- |
-1.92M- 30.4% |
$157M - $182M
|
4.38M
$485M
|
|
|
Nov 10, 2021
Q3 2021
|
Mawer Investment Management Ltd.
Calgary, A0 |
SELL
|
- |
-2.18M- 61.86% |
$178M - $207M
|
1.34M
$148M
|