Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2021
Q3 2021
|
Uma Financial Services, Inc.
|
SELL
|
- |
-386- 9.55% |
$31.6K - $36.7K
|
3.66K
$404K
|
|
|
Oct 06, 2021
Q3 2021
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-388- 0.9% |
$31.7K - $36.9K
|
42.9K
$4.75M
|
|
|
Oct 28, 2021
Q3 2021
|
Spotlight Asset Group, Inc.
Oakbrook Terrace, IL |
SELL
|
- |
-390- 10.64% |
$31.9K - $37.1K
|
3.28K
$362K
|
|
|
Oct 12, 2021
Q3 2021
|
Webster Bank, N. A.
|
SELL
|
- |
-400- 24.24% |
$32.7K - $38.1K
|
1.25K
$138K
|
|
|
Nov 05, 2021
Q3 2021
|
Shufro Rose & CO LLC
|
SELL
|
- |
-400- 8.62% |
$32.7K - $38.1K
|
4.24K
$469K
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-400- 11.61% |
$32.7K - $38.1K
|
3.05K
$337K
|
|
|
Nov 04, 2021
Q3 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-402Closed |
$32.9K - $38.2K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-405- 1.42% |
$33.1K - $38.5K
|
28.1K
$3.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-405- 4.64% |
$33.1K - $38.5K
|
8.33K
$921K
|
|
|
Nov 05, 2021
Q3 2021
|
Mission Wealth Management, LP
|
SELL
|
- |
-411- 5.27% |
$33.6K - $39.1K
|
7.39K
$817K
|
|
|
Nov 12, 2021
Q3 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-420- 1.67% |
$34.3K - $40K
|
24.7K
$2.73M
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-420- 2.97% |
$34.3K - $40K
|
13.7K
$1.52M
|
|
|
Oct 15, 2021
Q3 2021
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-435- 0.86% |
$35.6K - $41.4K
|
50.2K
$5.56M
|
|
|
Nov 12, 2021
Q3 2021
|
Summitry LLC
Foster City, CA |
SELL
|
- |
-443- 1.28% |
$36.2K - $42.1K
|
34.2K
$3.79M
|
|
|
Oct 26, 2021
Q3 2021
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-450- 3.31% |
$36.8K - $42.8K
|
13.1K
$1.45M
|
|
|
Oct 20, 2021
Q3 2021
|
Ledyard National Bank
|
SELL
|
- |
-460- 10.73% |
$37.6K - $43.8K
|
3.83K
$423K
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-460Closed |
$37.6K - $43.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Aberdeen Wealth Management LLC
Lake Bluff, IL |
SELL
|
- |
-466- 3.05% |
$38.1K - $44.3K
|
14.8K
$1.64M
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-466- 2.25% |
$38.1K - $44.3K
|
20.3K
$2.24M
|
|
|
Oct 15, 2021
Q3 2021
|
Baker Ellis Asset Management LLC
|
SELL
|
- |
-479- 3.3% |
$39.2K - $45.6K
|
14K
$1.55M
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-486Closed |
$39.7K - $46.2K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-491- 5.18% |
$40.2K - $46.7K
|
9K
$995K
|
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-491- 2.23% |
$40.2K - $46.7K
|
21.6K
$2.39M
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-496- 2.94% |
$40.6K - $47.2K
|
16.4K
$1.81M
|
|
|
Oct 29, 2021
Q3 2021
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-497- 5.91% |
$40.6K - $47.3K
|
7.91K
$875K
|
|
|
Oct 07, 2021
Q3 2021
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-500- 1.95% |
$40.9K - $47.6K
|
25.1K
$2.78M
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-504- 10.17% |
$41.2K - $48K
|
4.45K
$492K
|
|
|
Nov 15, 2021
Q3 2021
|
Boston Family Office LLC
Boston, MA |
SELL
|
- |
-529- 3.05% |
$43.3K - $50.3K
|
16.8K
$1.86M
|
|
|
Oct 13, 2021
Q3 2021
|
Mattern Wealth Management LLC
|
SELL
|
- |
-535- 10.5% |
$43.8K - $50.9K
|
4.56K
$504K
|
|
|
Oct 12, 2021
Q3 2021
|
Rosenberg Matthew Hamilton
|
SELL
|
- |
-540- 34.88% |
$44.2K - $51.4K
|
1.01K
$111K
|
|
|
Oct 18, 2021
Q3 2021
|
Clarius Group, LLC
Seattle, WA |
SELL
|
- |
-555- 9.17% |
$45.4K - $52.8K
|
5.5K
$608K
|
|
|
Oct 28, 2021
Q3 2021
|
American Research & Management Co.
|
SELL
|
- |
-575- 1.03% |
$47K - $54.7K
|
55.1K
$6.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-579- 6.57% |
$47.4K - $55.1K
|
8.24K
$911K
|
|
|
Oct 22, 2021
Q3 2021
|
Tompkins Financial Corp
|
SELL
|
- |
-586- 18.4% |
$47.9K - $55.8K
|
2.6K
$287K
|
|
|
Nov 16, 2021
Q3 2021
|
Kb Financial Partners, LLC
Princeton, NJ |
SELL
|
- |
-586Closed |
$47.9K - $55.8K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Moreno Evelyn V
Boston, MA |
SELL
|
- |
-590- 0.64% |
$48.3K - $56.1K
|
91.2K
$10.1M
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-602- 0.2% |
$49.2K - $57.3K
|
299K
$33.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-630- 0.48% |
$51.5K - $59.9K
|
129K
$14.3M
|
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-634Closed |
$51.8K - $60.3K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-646- 2.78% |
$52.8K - $61.5K
|
22.6K
$2.5M
|
|
|
Oct 28, 2021
Q3 2021
|
Community Bank, N.A.
|
SELL
|
- |
-648- 8.09% |
$53K - $61.7K
|
7.36K
$814K
|
|
|
Oct 22, 2021
Q3 2021
|
Murphy Capital Management Inc
|
SELL
|
- |
-650- 17.16% |
$53.2K - $61.8K
|
3.14K
$347K
|
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-657- 9.09% |
$53.7K - $62.5K
|
6.57K
$726K
|
|
|
Nov 15, 2021
Q3 2021
|
Zeke Capital Advisors, LLC
Berwyn, PA |
SELL
|
- |
-658- 1.49% |
$53.8K - $62.6K
|
43.4K
$4.8M
|
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-682- 7.79% |
$55.8K - $64.9K
|
8.07K
$892K
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-687- 34.11% |
$56.2K - $65.4K
|
1.33K
$147K
|
|
|
Oct 25, 2021
Q3 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-693- 5.11% |
$56.7K - $65.9K
|
12.9K
$1.42M
|
|
|
Oct 12, 2021
Q3 2021
|
Wesbanco Bank Inc
|
SELL
|
- |
-716- 10.53% |
$58.6K - $68.1K
|
6.08K
$672K
|
|
|
Nov 15, 2021
Q3 2021
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-725- 5.41% |
$59.3K - $69K
|
12.7K
$1.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-730- 3.78% |
$59.7K - $69.5K
|
18.6K
$2.06M
|