Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-100- 6.33% |
$8.18K - $9.51K
|
1.48K
$164K
|
|
|
Nov 08, 2021
Q3 2021
|
Beaton Management Co. Inc.
Haverhill, MA |
SELL
|
- |
-100- 1.06% |
$8.18K - $9.51K
|
9.35K
$1.03M
|
|
|
Oct 26, 2021
Q3 2021
|
Edge Capital Group, LLC
|
SELL
|
- |
-100- 3.09% |
$8.18K - $9.51K
|
3.14K
$347K
|
|
|
Oct 26, 2021
Q3 2021
|
Dorchester Wealth Management CO
|
SELL
|
- |
-100- 3.25% |
$8.18K - $9.51K
|
2.98K
$329K
|
|
|
Oct 27, 2021
Q3 2021
|
Garland Capital Management Inc
|
SELL
|
- |
-100- 0.2% |
$8.18K - $9.51K
|
50.8K
$5.61M
|
|
|
Nov 12, 2021
Q3 2021
|
Cpwm, LLC
Seattle, WA |
SELL
|
- |
-100- 3.81% |
$8.18K - $9.51K
|
2.52K
$279K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-101- 11.28% |
$8.26K - $9.61K
|
794
$87.8K
|
|
|
Nov 09, 2021
Q3 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-101- 15.26% |
$8.26K - $9.61K
|
561
$62K
|
|
|
Nov 12, 2021
Q3 2021
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-105- 0.76% |
$8.59K - $9.99K
|
13.8K
$1.52M
|
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-107- 0.14% |
$8.75K - $10.2K
|
75.6K
$8.36M
|
|
|
Oct 05, 2021
Q3 2021
|
Woodstock Corp
|
SELL
|
- |
-110- 1.46% |
$9K - $10.5K
|
7.41K
$819K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-115- 0.01% |
$9.4K - $10.9K
|
828K
$91.6M
|
|
|
Oct 14, 2021
Q3 2021
|
Courier Capital LLC
|
SELL
|
- |
-115- 3.61% |
$9.4K - $10.9K
|
3.07K
$339K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-119- 43.59% |
$9.73K - $11.3K
|
154
$17K
|
|
|
Oct 28, 2021
Q3 2021
|
Advisors Management Group Inc
|
SELL
|
- |
-120- 0.6% |
$9.81K - $11.4K
|
19.9K
$2.2M
|
|
|
Nov 02, 2021
Q3 2021
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-123- 2.24% |
$10.1K - $11.7K
|
5.37K
$594K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-125- 2.01% |
$10.2K - $11.9K
|
6.1K
$674K
|
|
|
Oct 14, 2021
Q3 2021
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-125- 0.35% |
$10.2K - $11.9K
|
35.9K
$3.97M
|
|
|
Oct 05, 2021
Q3 2021
|
M&R Capital Management Inc
|
SELL
|
- |
-125- 18.52% |
$10.2K - $11.9K
|
550
$60.8K
|
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-125- 10.96% |
$10.2K - $11.9K
|
1.02K
$112K
|
|
|
Oct 26, 2021
Q3 2021
|
Norris Perne & French LLP
Grand Rapids, MI |
SELL
|
- |
-130- 1.02% |
$10.6K - $12.4K
|
12.6K
$1.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-131- 35.79% |
$10.7K - $12.5K
|
235
$26K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-132Closed |
$10.8K - $12.6K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
West Oak Capital, LLC
|
SELL
|
- |
-135- 0.91% |
$11K - $12.8K
|
14.6K
$1.62M
|
|
|
Nov 12, 2021
Q3 2021
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-139Closed |
$11.4K - $13.2K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Dempze Nancy E
|
SELL
|
- |
-140- 0.56% |
$11.4K - $13.3K
|
24.7K
$2.73M
|
|
|
Nov 05, 2021
Q3 2021
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
SELL
|
- |
-140- 1.8% |
$11.4K - $13.3K
|
7.66K
$846K
|
|
|
Nov 12, 2021
Q3 2021
|
Trinity Point Wealth, LLC
|
SELL
|
- |
-141- 2.05% |
$11.5K - $13.4K
|
6.74K
$745K
|
|
|
Oct 25, 2021
Q3 2021
|
Rockland Trust CO
|
SELL
|
- |
-142- 5.37% |
$11.6K - $13.5K
|
2.5K
$277K
|
|
|
Nov 10, 2021
Q3 2021
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-143- 1.45% |
$11.7K - $13.6K
|
9.74K
$1.08M
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-145- 71.78% |
$11.9K - $13.8K
|
57
$6.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Lcnb Corp
Lebanon, OH |
SELL
|
- |
-149- 1.23% |
$12.2K - $14.2K
|
11.9K
$1.32M
|
|
|
Oct 15, 2021
Q3 2021
|
Peoples Financial Services Corp.
|
SELL
|
- |
-150- 4.38% |
$12.3K - $14.3K
|
3.28K
$362K
|
|
|
Oct 12, 2021
Q3 2021
|
American National Bank
|
SELL
|
- |
-150- 93.17% |
$12.3K - $14.3K
|
11
$1.22K
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-150- 5.41% |
$12.3K - $14.3K
|
2.62K
$290K
|
|
|
Oct 12, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-150- 11.63% |
$12.3K - $14.3K
|
1.14K
$126K
|
|
|
Nov 05, 2021
Q3 2021
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-150- 2.56% |
$12.3K - $14.3K
|
5.72K
$632K
|
|
|
Jan 13, 2022
Q3 2021
|
Diversified Trust CO
|
SELL
|
- |
-152- 1.59% |
$12.4K - $14.5K
|
9.44K
$1.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Fred Alger Management, LLC
New York, NY |
SELL
|
- |
-156- 1.24% |
$12.8K - $14.8K
|
12.4K
$1.37M
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-161Closed |
$13.2K - $15.3K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Cypress Asset Management Inc
Houston, TX |
SELL
|
- |
-165- 1.5% |
$13.5K - $15.7K
|
10.8K
$1.2M
|
|
|
Oct 19, 2021
Q3 2021
|
Prentiss Smith & CO Inc
Brattleboro, VT |
SELL
|
- |
-165- 0.29% |
$13.5K - $15.7K
|
56.7K
$6.27M
|
|
|
Nov 09, 2021
Q3 2021
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-168- 5.73% |
$13.7K - $16K
|
2.76K
$305K
|
|
|
Nov 08, 2021
Q3 2021
|
Arjuna Capital
|
SELL
|
- |
-170- 1.71% |
$13.9K - $16.2K
|
9.78K
$1.08M
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-174- 1.13% |
$14.2K - $16.6K
|
15.3K
$1.69M
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-176- 2.81% |
$14.4K - $16.7K
|
6.1K
$674K
|
|
|
Oct 26, 2021
Q3 2021
|
Tcw Group Inc
|
SELL
|
- |
-176- 0.24% |
$14.4K - $16.7K
|
72.9K
$8.06M
|
|
|
Nov 02, 2021
Q3 2021
|
John G Ullman & Associates Inc
|
SELL
|
- |
-180- 0.1% |
$14.7K - $17.1K
|
175K
$19.3M
|
|
|
Oct 25, 2021
Q3 2021
|
Minot Wealth Management LLC
|
SELL
|
- |
-183- 5.12% |
$15K - $17.4K
|
3.39K
$375K
|
|
|
Oct 28, 2021
Q3 2021
|
Yhb Investment Advisors, Inc.
|
SELL
|
- |
-185- 3.69% |
$15.1K - $17.6K
|
4.83K
$534K
|