Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2021
Q3 2021
|
North Star Asset Management Inc
|
BUY
|
- |
575+ 12.99% |
$47K - $54.7K
|
5K
$495K
|
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
566+ 7.37% |
$46.3K - $53.8K
|
8.25K
$817K
|
|
|
Oct 25, 2021
Q3 2021
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
564+ 2.24% |
$46.1K - $53.7K
|
25.7K
$2.55M
|
|
|
Nov 15, 2021
Q3 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
561+ 1.32% |
$45.9K - $53.4K
|
43.1K
$4.27M
|
|
|
Nov 10, 2021
Q3 2021
|
Ntv Asset Management LLC
|
BUY
|
- |
558+ 7.88% |
$45.6K - $53.1K
|
7.64K
$757K
|
|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
555+ 4.56% |
$45.4K - $52.8K
|
12.7K
$1.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Means Investment Co., Inc.
|
BUY
|
- |
553+ 7.16% |
$45.2K - $52.6K
|
8.28K
$820K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
550+ 2.18% |
$45K - $52.3K
|
25.8K
$2.55M
|
|
|
Nov 09, 2021
Q3 2021
|
Mirador Capital Partners LP
|
BUY
|
- |
543+ 2.28% |
$44.4K - $51.7K
|
24.4K
$2.42M
|
|
|
Nov 04, 2021
Q3 2021
|
Abundance Wealth Counselors
|
BUY
|
- |
539+ 8.13% |
$44.1K - $51.3K
|
7.17K
$710K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
529+ 3.77% |
$43.3K - $50.3K
|
14.6K
$1.44M
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
BUY
|
- |
521+ 19.18% |
$42.6K - $49.6K
|
3.24K
$321K
|
|
|
Nov 17, 2021
Q3 2021
|
Consolidated Planning Corp
Atlanta, GA |
BUY
|
- |
519New |
$42.4K - $49.4K
|
519
$51.4K
|
|
|
Oct 27, 2021
Q3 2021
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
518+ 6.39% |
$42.4K - $49.3K
|
8.62K
$854K
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
516+ 120.28% |
$42.2K - $49.1K
|
945
$93.6K
|
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
514New |
$42K - $48.9K
|
514
$50.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Sageworth Trust CO
|
BUY
|
- |
500New |
$40.9K - $47.6K
|
500
$49.5K
|
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
498+ 99.2% |
$40.7K - $47.4K
|
1K
$99.1K
|
|
|
Oct 28, 2021
Q3 2021
|
Amg National Trust Bank
|
BUY
|
- |
495+ 0.75% |
$40.5K - $47.1K
|
66.8K
$6.62M
|
|
|
Oct 12, 2021
Q3 2021
|
Altfest L J & CO Inc
|
BUY
|
- |
492+ 7.4% |
$40.2K - $46.8K
|
7.14K
$707K
|
|
|
Oct 20, 2021
Q3 2021
|
Liberty One Investment Management, LLC
|
BUY
|
- |
486+ 4.54% |
$39.7K - $46.2K
|
11.2K
$1.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
483+ 5.24% |
$39.5K - $46K
|
9.7K
$961K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
481New |
$39.3K - $45.8K
|
481
$47.7K
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
479+ 8.54% |
$39.2K - $45.6K
|
6.09K
$603K
|
|
|
Nov 01, 2021
Q3 2021
|
La Fleur & Godfrey LLC
|
BUY
|
- |
478+ 3.01% |
$39.1K - $45.5K
|
16.4K
$1.62M
|
|
|
Oct 12, 2021
Q3 2021
|
S.A. Mason LLC
|
BUY
|
- |
450+ 12.21% |
$36.8K - $42.8K
|
4.14K
$410K
|
|
|
Nov 12, 2021
Q3 2021
|
Ckw Financial Group
|
BUY
|
- |
450+ 37.13% |
$36.8K - $42.8K
|
1.66K
$165K
|
|
|
Nov 12, 2021
Q3 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
433+ 2.79% |
$35.4K - $41.2K
|
15.9K
$1.58M
|
|
|
Nov 16, 2021
Q3 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
BUY
|
- |
432+ 4.08% |
$35.3K - $41.1K
|
11K
$1.09M
|
|
|
Nov 10, 2021
Q3 2021
|
Cordatus Wealth Management LLC
Newtown, PA |
BUY
|
- |
419+ 3.49% |
$34.3K - $39.9K
|
12.4K
$1.23M
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
413+ 17.04% |
$33.8K - $39.3K
|
2.84K
$281K
|
|
|
Oct 21, 2021
Q3 2021
|
Aaron Wealth Advisors LLC
|
BUY
|
- |
408+ 8.06% |
$33.4K - $38.8K
|
5.47K
$542K
|
|
|
Oct 14, 2021
Q3 2021
|
Lantz Financial LLC
|
BUY
|
- |
403+ 4.98% |
$33K - $38.3K
|
8.49K
$841K
|
|
|
Oct 15, 2021
Q3 2021
|
Juncture Wealth Strategies, LLC
|
BUY
|
- |
400+ 8.16% |
$32.7K - $38.1K
|
5.3K
$525K
|
|
|
Oct 27, 2021
Q3 2021
|
Telemus Capital, LLC
|
BUY
|
- |
385+ 1.52% |
$31.5K - $36.6K
|
25.7K
$2.55M
|
|
|
Nov 02, 2021
Q3 2021
|
Rnc Capital Management LLC
|
BUY
|
- |
375+ 16.19% |
$30.7K - $35.7K
|
2.69K
$267K
|
|
|
Nov 08, 2021
Q3 2021
|
Marcum Wealth, LLC
|
BUY
|
- |
362+ 13.76% |
$29.6K - $34.4K
|
2.99K
$296K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
354New |
$29K - $33.7K
|
354
$35.1K
|
|
|
Oct 12, 2021
Q3 2021
|
Cfo4 Life Group, LLC
|
BUY
|
- |
354+ 6.07% |
$29K - $33.7K
|
6.18K
$613K
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
351+ 4.0% |
$28.7K - $33.4K
|
9.13K
$905K
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
344+ 14.57% |
$28.1K - $32.7K
|
2.71K
$268K
|
|
|
Nov 12, 2021
Q3 2021
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
336+ 3.48% |
$27.5K - $32K
|
9.99K
$990K
|
|
|
Nov 15, 2021
Q3 2021
|
Balentine LLC
Atlanta, GA |
BUY
|
- |
336+ 6.54% |
$27.5K - $32K
|
5.48K
$542K
|
|
|
Nov 12, 2021
Q3 2021
|
Pittenger & Anderson Inc
|
BUY
|
- |
331+ 1.16% |
$27.1K - $31.5K
|
28.9K
$2.86M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
327+ 4.1% |
$26.7K - $31.1K
|
8.31K
$823K
|
|
|
Oct 26, 2021
Q3 2021
|
Advisory Resource Group
|
BUY
|
- |
321+ 10.68% |
$26.3K - $30.5K
|
3.33K
$330K
|
|
|
Nov 15, 2021
Q3 2021
|
Capital Research Global Investors
Los Angeles, CA |
BUY
|
- |
320+ 0.04% |
$26.2K - $30.4K
|
903K
$89.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
320+ 12.06% |
$26.2K - $30.4K
|
2.97K
$295K
|
|
|
Oct 08, 2021
Q3 2021
|
Hall Capital Management CO Inc
|
BUY
|
- |
318+ 3.31% |
$26K - $30.3K
|
9.92K
$983K
|
|
|
Oct 25, 2021
Q3 2021
|
Highland Capital Management, LLC
|
BUY
|
- |
318+ 3.3% |
$26K - $30.3K
|
9.95K
$986K
|