Purchases and Sales Made in Q1 2023 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q1 2023. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
111KNew |
$940K - $1.05M
|
111K
$1.08M
|
|
|
Apr 17, 2023
Q1 2023
|
Lake Street Financial LLC
|
BUY
|
- |
102K+ 26.56% |
$860K - $957K
|
484K
$4.7M
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13.5KNew |
$115K - $128K
|
13.5K
$132K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.4K+ 14.66% |
$105K - $117K
|
97.2K
$945K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
11.1KNew |
$93.7K - $104K
|
11.1K
$107K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
10.9KNew |
$92.6K - $103K
|
10.9K
$106K
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
10KNew |
$84.7K - $94.3K
|
10K
$97.2K
|
|
|
Apr 20, 2023
Q1 2023
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
9.73K+ 9.06% |
$82.4K - $91.8K
|
117K
$1.14M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.57K+ 8.06% |
$81.1K - $90.3K
|
128K
$1.25M
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
8.08K+ 10.24% |
$68.4K - $76.2K
|
87K
$846K
|
|
|
May 15, 2023
Q1 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
6.06K+ 3.99% |
$51.3K - $57.2K
|
158K
$1.53M
|
|
|
Apr 21, 2023
Q1 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
3.67K+ 4.3% |
$31.1K - $34.6K
|
89K
$865K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3.56KNew |
$30.1K - $33.5K
|
3.56K
$34.6K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.43K+ 23.39% |
$20.6K - $22.9K
|
12.8K
$125K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.13K+ 7.35% |
$18.1K - $20.1K
|
31.2K
$303K
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
1.78KNew |
$15.1K - $16.8K
|
1.78K
$17.3K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
1.5KNew |
$12.7K - $14.1K
|
1.5K
$14.6K
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
270New |
$2.29K - $2.55K
|
270
$2.62K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
270New |
$2.29K - $2.55K
|
270
$2.62K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-117- 1.12% |
$991 - $1.1K
|
10.4K
$101K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-222- 0.58% |
$1.88K - $2.09K
|
37.7K
$367K
|
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-430- 0.42% |
$3.64K - $4.05K
|
101K
$982K
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.52K- 7.44% |
$12.9K - $14.4K
|
19K
$184K
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-2.42K- 2.6% |
$20.5K - $22.8K
|
90.6K
$881K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.73K- 0.66% |
$23.1K - $25.7K
|
411K
$3.99M
|
|
|
May 17, 2023
Q1 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-3.78K- 1.97% |
$32K - $35.7K
|
188K
$1.83M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-14.2K- 7.51% |
$120K - $134K
|
175K
$1.7M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-15K- 17.34% |
$127K - $142K
|
71.6K
$696K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-33K- 69.32% |
$280K - $312K
|
14.6K
$142K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-52.5K- 24.66% |
$445K - $495K
|
160K
$1.56M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-56.6K- 73.45% |
$479K - $533K
|
20.4K
$199K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-88.3K- 29.22% |
$748K - $832K
|
214K
$2.08M
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-116K- 57.43% |
$981K - $1.09M
|
85.8K
$834K
|