Purchases and Sales Made in Q2 2023 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q2 2023. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
87.7KNew |
$728K - $776K
|
87.7K
$828K
|
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
81.9KNew |
$681K - $725K
|
81.9K
$773K
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
57.3K+ 65.86% |
$476K - $507K
|
144K
$1.36M
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
55.9K+ 511.6% |
$465K - $495K
|
66.8K
$631K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
50.8K+ 39.57% |
$422K - $449K
|
179K
$1.69M
|
|
|
Aug 14, 2023
Q2 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
36.9K+ 23.38% |
$307K - $327K
|
195K
$1.84M
|
|
|
Aug 14, 2023
Q2 2023
|
Quarry LP
New York, NY |
BUY
|
- |
36.9KNew |
$307K - $327K
|
36.9K
$348K
|
|
|
Aug 09, 2023
Q2 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
27.3KNew |
$227K - $241K
|
27.3K
$257K
|
|
|
Jul 18, 2023
Q2 2023
|
Lake Street Financial LLC
|
BUY
|
- |
24.5K+ 5.06% |
$203K - $216K
|
508K
$4.8M
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.5KNew |
$87.3K - $93K
|
10.5K
$99.2K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.3K+ 686.67% |
$85.6K - $91.2K
|
11.8K
$111K
|
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
10.3K+ 75.93% |
$85.5K - $91K
|
23.8K
$225K
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
10K+ 10.78% |
$83.1K - $88.5K
|
103K
$970K
|
|
|
Jul 14, 2023
Q2 2023
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
2.25K+ 1.92% |
$18.7K - $19.9K
|
119K
$1.13M
|
|
|
Jul 28, 2023
Q2 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
753+ 0.4% |
$6.26K - $6.66K
|
189K
$1.78M
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
48+ 3.2% |
$399 - $425
|
1.55K
$14.6K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1- 0.01% |
$8.31 - $8.85
|
10.4K
$97.8K
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-73- 0.57% |
$607 - $646
|
12.8K
$120K
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-787- 4.15% |
$6.54K - $6.96K
|
18.2K
$172K
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-802- 2.13% |
$6.66K - $7.1K
|
36.9K
$349K
|
|
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-847- 7.66% |
$7.04K - $7.5K
|
10.2K
$96.4K
|
|
|
Jul 18, 2023
Q2 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-1.29K- 3.92% |
$10.7K - $11.4K
|
31.6K
$298K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.31K- 8.98% |
$10.9K - $11.6K
|
13.3K
$125K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.02K- 13.78% |
$16.8K - $17.8K
|
12.6K
$119K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.12K- 10.36% |
$17.6K - $18.7K
|
18.3K
$173K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.31K- 2.06% |
$27.5K - $29.3K
|
157K
$1.48M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-4.33K- 4.78% |
$36K - $38.3K
|
86.3K
$815K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.61K- 6.44% |
$38.3K - $40.8K
|
67K
$632K
|
|
|
Jul 25, 2023
Q2 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-5.98K- 6.73% |
$49.7K - $53K
|
83K
$783K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.78K- 21.73% |
$56.3K - $60K
|
24.4K
$230K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-7.9K- 1.92% |
$65.7K - $69.9K
|
403K
$3.8M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-11.3K- 5.29% |
$94K - $100K
|
202K
$1.91M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-26.9K- 27.63% |
$223K - $238K
|
70.4K
$664K
|
|
|
Jul 11, 2023
Q2 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-72.5K- 71.76% |
$603K - $642K
|
28.5K
$269K
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-134K- 76.8% |
$1.12M - $1.19M
|
40.6K
$383K
|