Purchases and Sales Made in Q3 2022 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q3 2022. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2022
Q3 2022
|
Lake Street Financial LLC
|
BUY
|
- |
169K+ 191.5% |
$1.46M - $1.63M
|
257K
$2.52M
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
64.3KNew |
$554K - $619K
|
64.3K
$629K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
42.5K+ 114.71% |
$366K - $409K
|
79.5K
$778K
|
|
|
Nov 14, 2022
Q3 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
33.9KNew |
$292K - $327K
|
33.9K
$332K
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
26.2K+ 15.02% |
$226K - $253K
|
201K
$1.96M
|
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
24.7K+ 69.41% |
$213K - $238K
|
60.3K
$589K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
21.1K+ 20.9% |
$181K - $203K
|
122K
$1.19M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
18.3K+ 5.83% |
$157K - $176K
|
332K
$3.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
15.8K+ 10.7% |
$136K - $152K
|
164K
$1.6M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
15.1K+ 93.18% |
$130K - $146K
|
31.4K
$307K
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
12.7K+ 27.84% |
$109K - $122K
|
58.2K
$569K
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
11K+ 6.16% |
$95K - $106K
|
190K
$1.86M
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
10.6KNew |
$91.5K - $102K
|
10.6K
$104K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
9.28K+ 111.77% |
$79.9K - $89.4K
|
17.6K
$172K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.68K+ 15.16% |
$66.2K - $74K
|
58.4K
$571K
|
|
|
Oct 24, 2022
Q3 2022
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
4.38K+ 4.42% |
$37.7K - $42.2K
|
103K
$1.01M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
3.75K+ 7.82% |
$32.3K - $36.1K
|
51.6K
$505K
|
|
|
Oct 26, 2022
Q3 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
2.79K+ 3.49% |
$24K - $26.9K
|
82.8K
$810K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.16K+ 15.42% |
$18.6K - $20.8K
|
16.2K
$158K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.14K+ 0.34% |
$9.84K - $11K
|
334K
$3.26M
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2022
Q3 2022
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-133- 0.24% |
$1.15K - $1.28K
|
54.8K
$536K
|
|
|
Oct 13, 2022
Q3 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-300- 0.29% |
$2.58K - $2.89K
|
103K
$1.01M
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-500- 2.55% |
$4.31K - $4.82K
|
19.1K
$187K
|
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.37K- 5.8% |
$11.8K - $13.2K
|
22.2K
$217K
|
|
|
Oct 07, 2022
Q3 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-2.32KClosed |
$20K - $22.4K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.74K- 4.96% |
$40.8K - $45.7K
|
91K
$890K
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-5.06K- 12.21% |
$43.6K - $48.7K
|
36.4K
$356K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-7.07K- 3.38% |
$60.9K - $68.1K
|
202K
$1.98M
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-9.29K- 18.04% |
$80K - $89.5K
|
42.2K
$413K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-18.6K- 10.04% |
$161K - $180K
|
167K
$1.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-32.6K- 8.87% |
$281K - $314K
|
335K
$3.28M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-194K- 61.34% |
$1.67M - $1.87M
|
123K
$1.2M
|