Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2020
Q4 2019
|
First National Bank Of Omaha
Omaha, NE |
SELL
|
- |
-10KClosed |
$63.7K - $67K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 15, 2019
Q3 2019
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
- |
-5.49KClosed |
$34.6K - $36.9K
|
0
$0
|
|
|
Nov 15, 2019
Q3 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-12.9KClosed |
$81.3K - $86.8K
|
0
$0
|
|
|
Nov 15, 2019
Q3 2019
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-3.15KClosed |
$19.8K - $21.2K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-404KClosed |
$2.55M - $2.72M
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-23.7KClosed |
$149K - $159K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Pearl River Capital, LLC
Niles, MI |
SELL
|
- |
-1.6KClosed |
$10.1K - $10.8K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
Unigestion Holding Sa
|
SELL
|
- |
-154KClosed |
$968K - $1.03M
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-789Closed |
$4.97K - $5.31K
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-80KClosed |
$504K - $539K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-4.13KClosed |
$26K - $27.8K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Sep 13, 2021
Q2 2019
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.5KClosed |
$9.36K - $10.2K
|
0
$0
|
|
|
Aug 20, 2019
Q2 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-100Closed |
$624 - $683
|
0
$0
|
|
|
Aug 19, 2019
Q2 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-16.5KClosed |
$103K - $113K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-212KClosed |
$1.32M - $1.44M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
CALL |
-40.4KClosed |
$252K - $276K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-40.1KClosed |
$250K - $274K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
PUT |
-474K- 88.76% |
$2.96M - $3.24M
|
60K
$259K
|
|
|
Aug 13, 2019
Q2 2019
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-13.3KClosed |
$82.8K - $90.6K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-13.7KClosed |
$85.4K - $93.4K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-2.16KClosed |
$13.5K - $14.8K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-274KClosed |
$1.71M - $1.87M
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
PUT |
-7.5KClosed |
$46.8K - $51.2K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-72.8KClosed |
$455K - $497K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-1.2KClosed |
$7.49K - $8.2K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-12KClosed |
$74.9K - $82K
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-16.4KClosed |
$102K - $112K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-63.8KClosed |
$398K - $436K
|
0
$0
|
|
|
Jul 17, 2019
Q2 2019
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-11.4KClosed |
$71.2K - $77.9K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Jun 03, 2019
Q1 2019
|
Lake Point Wealth Management
|
BUY
|
- |
100New |
$627 - $693
|
100
$431
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-31.1KClosed |
$195K - $215K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-13.3KClosed |
$83.2K - $91.9K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-250Closed |
$1.57K - $1.73K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-224KClosed |
$1.4M - $1.55M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-12.6KClosed |
$78.9K - $87.2K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Ubs Group Ag
|
BUY
|
CALL |
49.5KNew |
$310K - $343K
|
49.5K
$213K
|
|
|
May 14, 2019
Q1 2019
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-112KClosed |
$703K - $778K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-11.6KClosed |
$72.8K - $80.4K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Mackay Shields LLC
|
BUY
|
- |
1.11MNew |
$6.93M - $7.66M
|
1.11M
$4.77M
|
|
|
May 13, 2019
Q1 2019
|
Burney CO
Reston, VA |
SELL
|
- |
-22.9KClosed |
$144K - $159K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Tcw Group Inc
|
SELL
|
- |
-38.5KClosed |
$241K - $267K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-108KClosed |
$676K - $748K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-250Closed |
$1.57K - $1.73K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-206KClosed |
$1.29M - $1.43M
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-40KClosed |
$251K - $277K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-400Closed |
$2.51K - $2.77K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Community Bank, N.A.
|
SELL
|
- |
-268Closed |
$1.68K - $1.86K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Gables Capital Management Inc.
|
SELL
|
- |
-1K- 50.0% |
$6.27K - $6.93K
|
1K
$4.31K
|
|
|
Apr 25, 2019
Q1 2019
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-126KClosed |
$788K - $871K
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-77Closed |
$483 - $534
|
0
$0
|
|