Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-283K- 60.85% |
$1.44M - $1.75M
|
182K
$598K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
27.7K+ 45.46% |
$141K - $171K
|
88.6K
$291K
|
|
|
Feb 12, 2024
Q4 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-5K- 33.33% |
$25.4K - $30.9K
|
10K
$32.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
11.2K+ 39.62% |
$56.9K - $69.2K
|
39.5K
$130K
|
|
|
Feb 09, 2024
Q4 2023
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-1.9K- 6.83% |
$9.65K - $11.7K
|
25.9K
$85.2K
|
|
|
Feb 08, 2024
Q4 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-872- 70.44% |
$4.43K - $5.39K
|
366
$1.2K
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
12.5KNew |
$63.3K - $77K
|
12.5K
$41K
|
|
|
Feb 06, 2024
Q4 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
110New |
$559 - $680
|
110
$362
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
33.1KNew |
$168K - $204K
|
33.1K
$109K
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
56.7KNew |
$288K - $351K
|
56.7K
$187K
|
|
|
Jan 31, 2024
Q4 2023
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-342- 4.36% |
$1.74K - $2.11K
|
7.5K
$24.7K
|
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-243K- 88.06% |
$1.23M - $1.5M
|
32.9K
$108K
|
|
|
Jan 30, 2024
Q4 2023
|
North Crest Asset Manangement, LLC
|
BUY
|
- |
18.6KNew |
$94.7K - $115K
|
18.6K
$61.3K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
3.03KNew |
$15.4K - $18.7K
|
3.03K
$9.97K
|
|
|
Jan 29, 2024
Q4 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
3.21KNew |
$16.3K - $19.9K
|
3.21K
$10.6K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-10K- 33.33% |
$50.8K - $61.8K
|
20K
$65.8K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
11K+ 1207.79% |
$55.9K - $68K
|
11.9K
$39.2K
|
|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
2KNew |
$10.2K - $12.4K
|
2K
$6.58K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Tri Locum Partners LP
New York, NY |
BUY
|
- |
28KNew |
$166K - $186K
|
28K
$92K
|
|
|
Nov 14, 2023
Q3 2023
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
17.3KNew |
$103K - $115K
|
17.3K
$56.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Rogco, LP
Claremore, OK |
BUY
|
- |
165New |
$980 - $1.1K
|
165
$543
|
|
|
Nov 13, 2023
Q3 2023
|
Mqs Management LLC
|
BUY
|
- |
14KNew |
$83.1K - $93K
|
14K
$46K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
12.1K+ 96.92% |
$72K - $80.6K
|
24.6K
$81K
|
|
|
Nov 13, 2023
Q3 2023
|
Bbr Partners, LLC
New York, NY |
BUY
|
- |
11+ 0.11% |
$65.3 - $73.2
|
10.4K
$34.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
10.3KNew |
$61.4K - $68.7K
|
10.3K
$34K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
7.43K+ 1.33% |
$44.1K - $49.4K
|
568K
$1.87M
|
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
28+ 0.11% |
$166 - $186
|
25.6K
$84.2K
|
|
|
Nov 07, 2023
Q3 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
10.5KNew |
$62.5K - $70K
|
10.5K
$34.6K
|
|
|
Nov 01, 2023
Q3 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
2K+ 24.01% |
$11.9K - $13.3K
|
10.3K
$34K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
624New |
$3.71K - $4.15K
|
624
$2.05K
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-2.13K- 6.62% |
$12.6K - $14.1K
|
30K
$98.7K
|
|
|
Oct 16, 2023
Q3 2023
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
4.64K+ 0.79% |
$27.6K - $30.9K
|
593K
$1.95M
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-575Closed |
$3.42K - $3.82K
|
0
$0
|
|
| Q2 2023 | |||||||
|
Feb 14, 2024
Q2 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
1.5KNew |
$9.12K - $10.4K
|
1.5K
$4.94K
|
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-1KClosed |
$6.08K - $6.94K
|
0
$0
|
|
|
Aug 21, 2023
Q2 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
20New |
$122 - $139
|
20
$65.8
|
|
|
Aug 14, 2023
Q2 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.72K+ 16.6% |
$16.6K - $18.9K
|
19.1K
$62.9K
|
|
|
Aug 14, 2023
Q2 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
28+ 0.13% |
$170 - $194
|
21.4K
$70.5K
|
|
|
Aug 08, 2023
Q2 2023
|
Belvedere Trading LLC
|
SELL
|
CALL |
-100- 0.48% |
$608 - $694
|
20.7K
$68.1K
|
|
|
Aug 08, 2023
Q2 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-275- 17.46% |
$1.67K - $1.91K
|
1.3K
$4.28K
|
|
|
Aug 08, 2023
Q2 2023
|
Alpha Q Advisors LLC
Orlando, FL |
BUY
|
- |
1+ 0.01% |
$6.08 - $6.94
|
10.2K
$33.7K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-22.9K- 22.71% |
$139K - $159K
|
78.1K
$257K
|
|
|
Jul 28, 2023
Q2 2023
|
Clarity Wealth Advisors, LLC
|
BUY
|
- |
10.1KNew |
$61.3K - $69.9K
|
10.1K
$33.2K
|
|
|
Jul 28, 2023
Q2 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-8.03K- 44.01% |
$48.8K - $55.7K
|
10.2K
$33.6K
|
|
|
Jul 25, 2023
Q2 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-700- 86.31% |
$4.26K - $4.86K
|
111
$365
|
|
|
Jul 24, 2023
Q2 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
110New |
$669 - $763
|
110
$362
|
|
|
Jul 24, 2023
Q2 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
9.82KNew |
$59.7K - $68.1K
|
9.82K
$32.3K
|
|
|
Jul 18, 2023
Q2 2023
|
Cutler Group LP
|
BUY
|
- |
215New |
$1.31K - $1.49K
|
215
$707
|
|
|
Jul 13, 2023
Q2 2023
|
Salvus Wealth Management, LLC
|
BUY
|
- |
14.6KNew |
$88.6K - $101K
|
14.6K
$47.9K
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Advisors Wealth Management, LLC
|
SELL
|
- |
-3.5K- 25.93% |
$21.3K - $24.3K
|
10K
$32.9K
|
|