Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
SELL
|
- |
-655- 99.7% |
$3.98K - $4.55K
|
2
$8.74
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Advisors Wealth Management, LLC
|
SELL
|
- |
-3.5K- 25.93% |
$21.3K - $24.3K
|
10K
$43.7K
|
|
|
Jul 10, 2023
Q2 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
80+ 2.83% |
$486 - $555
|
2.9K
$12.7K
|
|
| Q1 2023 | |||||||
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.34K+ 287.15% |
$8.94K - $10.3K
|
1.81K
$7.9K
|
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10.4KClosed |
$69.5K - $79.8K
|
0
$0
|
|
|
May 22, 2023
Q1 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
51.6KNew |
$344K - $396K
|
51.6K
$226K
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-800- 1.25% |
$5.34K - $6.13K
|
63.3K
$277K
|
|
|
May 15, 2023
Q1 2023
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-64K- 35.52% |
$427K - $490K
|
116K
$508K
|
|
|
May 15, 2023
Q1 2023
|
Acrisure Capital Management, LLC
Austin, TX |
BUY
|
- |
55K+ 189.77% |
$367K - $421K
|
83.9K
$367K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.96K+ 7.94% |
$19.8K - $22.7K
|
40.3K
$176K
|
|
|
May 15, 2023
Q1 2023
|
Cipher Capital LP
New York, NY |
BUY
|
- |
3.82K+ 37.7% |
$25.5K - $29.2K
|
13.9K
$60.9K
|
|
|
May 15, 2023
Q1 2023
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
55KNew |
$367K - $421K
|
55K
$240K
|
|
|
May 12, 2023
Q1 2023
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-255- 0.27% |
$1.7K - $1.95K
|
93.2K
$407K
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-7.7K- 58.78% |
$51.4K - $59K
|
5.4K
$23.6K
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.38KNew |
$15.9K - $18.3K
|
2.38K
$10.4K
|
|
|
May 12, 2023
Q1 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
38.2KNew |
$255K - $293K
|
38.2K
$167K
|
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-300- 37.5% |
$2K - $2.3K
|
500
$2.19K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
40KNew |
$267K - $306K
|
40K
$175K
|
|
|
May 08, 2023
Q1 2023
|
Equitable Trust CO
|
BUY
|
- |
11KNew |
$73.4K - $84.3K
|
11K
$48.1K
|
|
|
May 08, 2023
Q1 2023
|
Sageworth Trust CO
|
BUY
|
- |
278New |
$1.85K - $2.13K
|
278
$1.21K
|
|
|
May 05, 2023
Q1 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
1.4K+ 2.6% |
$9.36K - $10.7K
|
55.3K
$242K
|
|
|
May 05, 2023
Q1 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-2.52K- 14.82% |
$16.8K - $19.3K
|
14.5K
$63.2K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
27+ 2.57% |
$180 - $207
|
1.08K
$4.71K
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
21.3KNew |
$142K - $163K
|
21.3K
$93.3K
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
88+ 2.32% |
$587 - $674
|
3.88K
$17K
|
|
|
May 01, 2023
Q1 2023
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
3.2K+ 10.26% |
$21.3K - $24.5K
|
34.4K
$150K
|
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
SELL
|
CALL |
-1.8K- 90.0% |
$12K - $13.8K
|
200
$874
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
6.53KNew |
$43.5K - $50K
|
6.53K
$28.5K
|
|
|
Apr 27, 2023
Q1 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
12.7KNew |
$84.9K - $97.5K
|
12.7K
$55.6K
|
|
|
Apr 27, 2023
Q1 2023
|
Sunesis Advisors, LLC
|
BUY
|
- |
22.2KNew |
$148K - $170K
|
22.2K
$97.2K
|
|
|
Apr 07, 2023
Q1 2023
|
Cypress Wealth Services, LLC
|
BUY
|
- |
13.5KNew |
$89.7K - $103K
|
13.5K
$58.8K
|
|
| Q4 2022 | |||||||
|
Nov 17, 2023
Q4 2022
|
National Wealth Management Group, LLC
Cincinnati, OH |
BUY
|
- |
103+ 0.8% |
$658 - $805
|
13K
$56.7K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
1.47KNew |
$9.36K - $11.5K
|
1.47K
$6.4K
|
|
|
Feb 16, 2023
Q4 2022
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
100New |
$639 - $782
|
100
$437
|
|
|
Feb 14, 2023
Q4 2022
|
Whitebox Advisors LLC
Minneapolis, MN |
BUY
|
PUT |
311KNew |
$1.99M - $2.43M
|
311K
$1.36M
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
620New |
$3.96K - $4.85K
|
620
$2.71K
|
|
|
Feb 14, 2023
Q4 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
1.12KNew |
$7.12K - $8.72K
|
1.12K
$4.87K
|
|
|
Feb 14, 2023
Q4 2022
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
18+ 0.13% |
$115 - $141
|
13.9K
$60.7K
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
36.4KNew |
$233K - $285K
|
36.4K
$159K
|
|
|
Feb 14, 2023
Q4 2022
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
PUT |
40KNew |
$256K - $313K
|
40K
$175K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
400New |
$2.56K - $3.13K
|
400
$1.75K
|
|
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-552- 25.29% |
$3.53K - $4.32K
|
1.63K
$7.13K
|
|
|
Feb 13, 2023
Q4 2022
|
Sona Asset Management (Us) LLC
New York, NY |
BUY
|
- |
160KNew |
$1.02M - $1.25M
|
160K
$699K
|
|
|
Feb 13, 2023
Q4 2022
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-5.79K- 30.77% |
$37K - $45.3K
|
13K
$56.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-33.8K- 57.88% |
$216K - $264K
|
24.6K
$107K
|
|
|
Feb 10, 2023
Q4 2022
|
Victory Capital Management Inc
|
BUY
|
- |
289+ 0.91% |
$1.85K - $2.26K
|
32K
$140K
|
|
|
Feb 09, 2023
Q4 2022
|
Horizon Bancorp Inc /In/
Michigan City, IN |
SELL
|
- |
-2.56KClosed |
$16.4K - $20K
|
0
$0
|
|
|
Feb 02, 2023
Q4 2022
|
Lodestar Private Asset Management LLC
Alamo, CA |
BUY
|
- |
50KNew |
$320K - $391K
|
50K
$219K
|
|
|
Feb 01, 2023
Q4 2022
|
Cowen Prime Advisors LLC
|
BUY
|
- |
1.3KNew |
$8.31K - $10.2K
|
1.3K
$5.68K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
6.5KNew |
$41.5K - $50.8K
|
6.5K
$28.4K
|
|