Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
1.11K+ 3.4% |
$5.27K - $6.21K
|
33.7K
$147K
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
4.58K+ 12.77% |
$21.8K - $25.7K
|
40.4K
$177K
|
|
|
Nov 13, 2024
Q3 2024
|
Pro Share Advisors LLC
|
BUY
|
- |
9.87K+ 20.06% |
$46.9K - $55.3K
|
59.1K
$258K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-18.1K- 5.97% |
$85.9K - $101K
|
285K
$1.24M
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-19.2K- 30.42% |
$91.1K - $107K
|
43.9K
$192K
|
|
|
Nov 13, 2024
Q3 2024
|
Natixis
Paris, I0 |
SELL
|
- |
-32.6K- 97.74% |
$155K - $183K
|
756
$3.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Edenbrook Capital, LLC
Mount Kisco, NY |
BUY
|
PUT |
200KNew |
$950K - $1.12M
|
200K
$874K
|
|
|
Nov 13, 2024
Q3 2024
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
9.43K+ 4.22% |
$44.8K - $52.8K
|
233K
$1.02M
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
10.1K+ 14.08% |
$48.1K - $56.8K
|
82.1K
$359K
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
27.8K+ 44.52% |
$132K - $156K
|
90.2K
$394K
|
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-77.3K- 78.47% |
$367K - $433K
|
21.2K
$92.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Main Street Research LLC
Sausalito, CA |
BUY
|
- |
10.2KNew |
$48.5K - $57.2K
|
10.2K
$44.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-328K- 36.75% |
$1.56M - $1.83M
|
564K
$2.46M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.64K- 71.17% |
$7.78K - $9.17K
|
663
$2.9K
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
19.6KNew |
$92.9K - $110K
|
19.6K
$85.5K
|
|
|
Nov 12, 2024
Q3 2024
|
Activest Wealth Management
|
BUY
|
- |
1K+ 43.48% |
$4.75K - $5.6K
|
3.3K
$14.4K
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
623K+ 29.49% |
$2.96M - $3.49M
|
2.73M
$11.9M
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-967- 5.69% |
$4.59K - $5.42K
|
16K
$70K
|
|
|
Nov 12, 2024
Q3 2024
|
Wealthfront Advisers LLC
|
BUY
|
- |
8.44K+ 59.11% |
$40.1K - $47.2K
|
22.7K
$99.2K
|
|
|
Nov 12, 2024
Q3 2024
|
Garner Asset Management Corp
|
SELL
|
- |
-21.9K- 17.05% |
$104K - $123K
|
107K
$466K
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
14.5K+ 123.19% |
$68.7K - $81K
|
26.2K
$114K
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
5.63K+ 1219.26% |
$26.8K - $31.5K
|
6.1K
$26.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-700- 5.4% |
$3.33K - $3.92K
|
12.3K
$53.5K
|
|
|
Nov 12, 2024
Q3 2024
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-300- 5.29% |
$1.43K - $1.68K
|
5.37K
$23.5K
|
|
|
Nov 12, 2024
Q3 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
628+ 2.6% |
$2.98K - $3.52K
|
24.8K
$108K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
596+ 1.7% |
$2.83K - $3.34K
|
35.7K
$156K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-129K- 83.96% |
$611K - $720K
|
24.6K
$107K
|
|
|
Nov 08, 2024
Q3 2024
|
Simplex Trading, LLC
|
BUY
|
- |
14.9KNew |
$70.7K - $83.3K
|
14.9K
$65K
|
|
|
Nov 08, 2024
Q3 2024
|
Smh Capital Advisors Inc
|
BUY
|
- |
44.3K+ 43.73% |
$210K - $248K
|
146K
$636K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-62.1K- 5.82% |
$295K - $348K
|
1M
$4.39M
|
|
|
Nov 08, 2024
Q3 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
3.7K+ 857.41% |
$17.6K - $20.7K
|
4.14K
$18.1K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-10.9K- 3.46% |
$51.7K - $61K
|
304K
$1.33M
|
|
|
Nov 07, 2024
Q3 2024
|
Beacon Capital Management, LLC
|
BUY
|
- |
56+ 3.45% |
$266 - $314
|
1.68K
$7.34K
|
|
|
Nov 06, 2024
Q3 2024
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
167+ 10.92% |
$793 - $935
|
1.7K
$7.42K
|
|
|
Nov 06, 2024
Q3 2024
|
Empowered Funds, LLC
|
BUY
|
- |
1.89K+ 14.29% |
$8.96K - $10.6K
|
15.1K
$65.9K
|
|
|
Nov 06, 2024
Q3 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
2.01K+ 7.38% |
$9.55K - $11.3K
|
29.3K
$128K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.16K+ 5.51% |
$5.51K - $6.5K
|
22.2K
$97.1K
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1.05K- 0.73% |
$4.99K - $5.89K
|
142K
$622K
|
|
|
Nov 05, 2024
Q3 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
1.06K+ 3.69% |
$5.03K - $5.93K
|
29.8K
$130K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
890New |
$4.23K - $4.98K
|
890
$3.89K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
586+ 1.52% |
$2.78K - $3.28K
|
39.1K
$171K
|
|
|
Nov 04, 2024
Q3 2024
|
Carnegie Lake Advisors LLC
Princeton, NJ |
BUY
|
- |
23.1KNew |
$110K - $129K
|
23.1K
$101K
|
|
|
Nov 01, 2024
Q3 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-718- 20.87% |
$3.41K - $4.02K
|
2.72K
$11.9K
|
|
|
Nov 01, 2024
Q3 2024
|
Assetmark, Inc
|
SELL
|
- |
-113- 22.6% |
$537 - $633
|
387
$1.69K
|
|
|
Nov 01, 2024
Q3 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-6.16K- 8.04% |
$29.3K - $34.5K
|
70.5K
$308K
|
|
|
Oct 31, 2024
Q3 2024
|
Wmg Financial Advisors, LLC
|
BUY
|
- |
3.5K+ 18.09% |
$16.6K - $19.6K
|
22.9K
$99.9K
|
|
|
Oct 30, 2024
Q3 2024
|
Sage Capital Management, LLC
Stockton, NJ |
BUY
|
- |
1.5K+ 10.71% |
$7.13K - $8.4K
|
15.5K
$67.7K
|
|
|
Oct 30, 2024
Q3 2024
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-11.3K- 17.7% |
$53.7K - $63.3K
|
52.5K
$229K
|
|
|
Oct 29, 2024
Q3 2024
|
Kg&L Capital Management,Llc
|
BUY
|
- |
116+ 1.12% |
$551 - $650
|
10.5K
$45.8K
|
|
|
Oct 29, 2024
Q3 2024
|
Van Eck Associates Corp
|
BUY
|
- |
1.69M+ 23.32% |
$8.03M - $9.47M
|
8.94M
$39.1M
|