Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
66.9K+ 265.17% |
$278K - $357K
|
92.1K
$403K
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
25New |
$104 - $134
|
25
$109
|
|
|
Jan 23, 2025
Q4 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
2.2KNew |
$9.15K - $11.7K
|
2.2K
$9.61K
|
|
|
Jan 23, 2025
Q4 2024
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
69+ 3.52% |
$287 - $368
|
2.03K
$8.87K
|
|
|
Jan 23, 2025
Q4 2024
|
Emc Capital Management
Houston, TX |
BUY
|
- |
10.8K+ 107.62% |
$44.8K - $57.5K
|
20.8K
$90.7K
|
|
|
Jan 22, 2025
Q4 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
19+ 0.58% |
$79 - $101
|
3.32K
$14.5K
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
52+ 0.29% |
$216 - $278
|
17.7K
$77.3K
|
|
|
Jan 22, 2025
Q4 2024
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
31.9K+ 199.76% |
$133K - $170K
|
47.8K
$209K
|
|
|
Jan 22, 2025
Q4 2024
|
Next Level Private LLC
Harrison, NY |
SELL
|
- |
-17.2K- 35.58% |
$71.5K - $91.7K
|
31.1K
$136K
|
|
|
Jan 21, 2025
Q4 2024
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
61.1KNew |
$254K - $326K
|
61.1K
$267K
|
|
|
Jan 21, 2025
Q4 2024
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
1.75KNew |
$7.28K - $9.35K
|
1.75K
$7.65K
|
|
|
Jan 17, 2025
Q4 2024
|
Xml Financial, LLC
|
SELL
|
- |
-1.1M- 53.73% |
$4.57M - $5.87M
|
946K
$4.13M
|
|
|
Jan 17, 2025
Q4 2024
|
West Branch Capital LLC
|
SELL
|
- |
-1.52K- 75.22% |
$6.31K - $8.11K
|
500
$2.19K
|
|
|
Jan 17, 2025
Q4 2024
|
Traynor Capital Management, Inc.
|
BUY
|
- |
1.57K+ 14.86% |
$6.53K - $8.38K
|
12.1K
$53K
|
|
|
Jan 17, 2025
Q4 2024
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
16.3K+ 21.22% |
$67.9K - $87.1K
|
93.2K
$407K
|
|
|
Jan 17, 2025
Q4 2024
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-28K- 44.13% |
$117K - $150K
|
35.5K
$155K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.49K- 19.75% |
$10.4K - $13.3K
|
10.1K
$44.2K
|
|
|
Jan 15, 2025
Q4 2024
|
Merit Financial Group, LLC
|
BUY
|
- |
18.3KNew |
$76K - $97.5K
|
18.3K
$79.8K
|
|
|
Jan 15, 2025
Q4 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-751- 5.06% |
$3.12K - $4.01K
|
14.1K
$61.5K
|
|
|
Jan 14, 2025
Q4 2024
|
Decker Retirement Planning Inc.
Levi, UT |
BUY
|
- |
350New |
$1.46K - $1.87K
|
350
$1.53K
|
|
|
Jan 14, 2025
Q4 2024
|
Family Wealth Partners, LLC
Matthews, NC |
BUY
|
- |
7.33K+ 52.76% |
$30.5K - $39.1K
|
21.2K
$92.7K
|
|
|
Jan 14, 2025
Q4 2024
|
West Financial Advisors, LLC
|
BUY
|
- |
256New |
$1.06K - $1.37K
|
256
$1.12K
|
|
|
Jan 13, 2025
Q4 2024
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-15.2K- 35.92% |
$63.3K - $81.3K
|
27.2K
$119K
|
|
|
Jan 13, 2025
Q4 2024
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.59K+ 79.98% |
$6.6K - $8.47K
|
3.57K
$15.6K
|
|
|
Jan 10, 2025
Q4 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
4.09K+ 22.02% |
$17K - $21.9K
|
22.7K
$99.1K
|
|
|
Jan 08, 2025
Q4 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-759K- 81.36% |
$3.16M - $4.05M
|
174K
$760K
|
|
|
Jan 06, 2025
Q4 2024
|
Ridgeline Wealth, LLC
Mesa, AZ |
BUY
|
- |
94.3KNew |
$392K - $504K
|
94.3K
$412K
|
|
| Q3 2024 | |||||||
|
Dec 26, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-21.9K- 24.17% |
$104K - $123K
|
68.9K
$301K
|
|
|
Dec 12, 2024
Q3 2024
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
BUY
|
- |
84.3KNew |
$401K - $472K
|
84.3K
$368K
|
|
|
Dec 10, 2024
Q3 2024
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-700- 0.78% |
$3.33K - $3.92K
|
88.8K
$388K
|
|
|
Nov 22, 2024
Q3 2024
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
BUY
|
- |
4.13K+ 12.26% |
$19.6K - $23.1K
|
37.8K
$165K
|
|
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
104K+ 175.24% |
$492K - $581K
|
163K
$712K
|
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
106+ 0.36% |
$504 - $594
|
29.2K
$128K
|
|
|
Nov 15, 2024
Q3 2024
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
131+ 0.35% |
$622 - $734
|
37.7K
$165K
|
|
|
Nov 15, 2024
Q3 2024
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
BUY
|
- |
639New |
$3.04K - $3.58K
|
639
$2.79K
|
|
|
Nov 15, 2024
Q3 2024
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
6+ 0.95% |
$28.5 - $33.6
|
638
$2.79K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-133- 0.78% |
$632 - $745
|
17K
$74.1K
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
4.5K+ 21.84% |
$21.4K - $25.2K
|
25.1K
$110K
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.94K- 69.25% |
$18.7K - $22.1K
|
1.75K
$7.65K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
256K+ 416.29% |
$1.21M - $1.43M
|
317K
$1.39M
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
10.6KNew |
$50.3K - $59.3K
|
10.6K
$46.3K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
86.2KNew |
$409K - $483K
|
86.2K
$377K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.05K- 8.61% |
$33.5K - $39.5K
|
74.8K
$327K
|
|
|
Nov 14, 2024
Q3 2024
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
239+ 0.61% |
$1.14K - $1.34K
|
39.5K
$173K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
33.8K+ 24.64% |
$161K - $190K
|
171K
$748K
|
|
|
Nov 14, 2024
Q3 2024
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
81.8K+ 387.11% |
$389K - $458K
|
103K
$450K
|
|
|
Nov 14, 2024
Q3 2024
|
Shaolin Capital Management LLC
Miami, FL |
BUY
|
PUT |
38.3KNew |
$182K - $214K
|
38.3K
$167K
|
|
|
Nov 14, 2024
Q3 2024
|
Family Wealth Group, LLC
Lexington, KY |
BUY
|
- |
652+ 1.87% |
$3.1K - $3.65K
|
35.6K
$156K
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
47.5K+ 170.38% |
$226K - $266K
|
75.5K
$330K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-4.26K- 2.06% |
$20.2K - $23.8K
|
202K
$883K
|
|