Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2025
Q4 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-379K- 88.47% |
$1.58M - $2.02M
|
49.4K
$162K
|
|
|
Feb 13, 2025
Q4 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
156K+ 943.85% |
$648K - $832K
|
172K
$567K
|
|
|
Feb 13, 2025
Q4 2024
|
Envision Financial Planning, LLC
Memphis, TN |
BUY
|
- |
13KNew |
$54.1K - $69.4K
|
13K
$42.8K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-615- 91.11% |
$2.56K - $3.28K
|
60
$197
|
|
|
Feb 13, 2025
Q4 2024
|
Cravens & CO Advisors, LLC
Cookeville, TN |
BUY
|
- |
20KNew |
$83.2K - $107K
|
20K
$65.8K
|
|
|
Feb 13, 2025
Q4 2024
|
Edenbrook Capital, LLC
Mount Kisco, NY |
BUY
|
PUT |
200K+ 100.0% |
$832K - $1.07M
|
400K
$1.32M
|
|
|
Feb 13, 2025
Q4 2024
|
Townsquare Capital LLC
|
BUY
|
- |
12.1KNew |
$50.3K - $64.6K
|
12.1K
$39.8K
|
|
|
Feb 12, 2025
Q4 2024
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
1+ 6.67% |
$4.16 - $5.34
|
16
$52.6
|
|
|
Feb 12, 2025
Q4 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.43K- 6.43% |
$10.1K - $13K
|
35.3K
$116K
|
|
|
Feb 12, 2025
Q4 2024
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-197- 11.61% |
$820 - $1.05K
|
1.5K
$4.94K
|
|
|
Feb 12, 2025
Q4 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
184KNew |
$765K - $982K
|
184K
$605K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10KNew |
$41.7K - $53.5K
|
10K
$33K
|
|
|
Feb 11, 2025
Q4 2024
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-600- 2.11% |
$2.5K - $3.2K
|
27.9K
$91.8K
|
|
|
Feb 11, 2025
Q4 2024
|
Simplex Trading, LLC
|
BUY
|
- |
27.5K+ 185.05% |
$115K - $147K
|
42.4K
$140K
|
|
|
Feb 10, 2025
Q4 2024
|
Van Hulzen Asset Management, LLC
|
BUY
|
- |
1.81KNew |
$7.52K - $9.65K
|
1.81K
$5.95K
|
|
|
Feb 10, 2025
Q4 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-16.1K- 61.31% |
$66.8K - $85.8K
|
10.1K
$33.3K
|
|
|
Feb 10, 2025
Q4 2024
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
264New |
$1.1K - $1.41K
|
264
$869
|
|
|
Feb 10, 2025
Q4 2024
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
97+ 1.64% |
$404 - $518
|
6.01K
$19.8K
|
|
|
Feb 10, 2025
Q4 2024
|
Glenview Trust CO
Louisville, KY |
BUY
|
- |
90.7KNew |
$377K - $484K
|
90.7K
$298K
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-182- 64.77% |
$757 - $972
|
99
$326
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
14.4KNew |
$60K - $77K
|
14.4K
$47.4K
|
|
|
Feb 07, 2025
Q4 2024
|
Pfg Advisors
|
BUY
|
- |
13.3KNew |
$55.2K - $70.8K
|
13.3K
$43.6K
|
|
|
Feb 06, 2025
Q4 2024
|
Wmg Financial Advisors, LLC
|
BUY
|
- |
5.1K+ 22.32% |
$21.2K - $27.2K
|
28K
$92K
|
|
|
Feb 04, 2025
Q4 2024
|
Bank Plus Trust Department
Jackson, MS |
BUY
|
- |
2.02KNew |
$8.42K - $10.8K
|
2.02K
$6.66K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
38.9K+ 158.52% |
$162K - $208K
|
63.5K
$209K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
456+ 14.46% |
$1.9K - $2.44K
|
3.61K
$11.9K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-2K- 92.97% |
$8.31K - $10.7K
|
151
$497
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-37.7K- 76.8% |
$157K - $201K
|
11.4K
$37.5K
|
|
|
Jan 29, 2025
Q4 2024
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
140+ 3.51% |
$582 - $748
|
4.13K
$13.6K
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
25New |
$104 - $134
|
25
$82.3
|
|
|
Jan 23, 2025
Q4 2024
|
Emc Capital Management
Houston, TX |
BUY
|
- |
10.8K+ 107.62% |
$44.8K - $57.5K
|
20.8K
$68.3K
|
|
|
Jan 23, 2025
Q4 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
2.2KNew |
$9.15K - $11.7K
|
2.2K
$7.23K
|
|
|
Jan 17, 2025
Q4 2024
|
West Branch Capital LLC
|
SELL
|
- |
-1.52K- 75.22% |
$6.31K - $8.11K
|
500
$1.65K
|
|
|
Jan 14, 2025
Q4 2024
|
Decker Retirement Planning Inc.
Levi, UT |
BUY
|
- |
350New |
$1.46K - $1.87K
|
350
$1.15K
|
|
|
Jan 06, 2025
Q4 2024
|
Ridgeline Wealth, LLC
Mesa, AZ |
BUY
|
- |
94.3KNew |
$392K - $504K
|
94.3K
$310K
|
|
| Q3 2024 | |||||||
|
Jun 26, 2025
Q3 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
3.77KNew |
$17.9K - $21.1K
|
3.77K
$12.4K
|
|
|
Dec 12, 2024
Q3 2024
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
BUY
|
- |
84.3KNew |
$401K - $472K
|
84.3K
$277K
|
|
|
Nov 15, 2024
Q3 2024
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
BUY
|
- |
639New |
$3.04K - $3.58K
|
639
$2.1K
|
|
|
Nov 15, 2024
Q3 2024
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
6+ 0.95% |
$28.5 - $33.6
|
638
$2.1K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
108KNew |
$513K - $605K
|
108K
$356K
|
|
|
Nov 14, 2024
Q3 2024
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
5.31KNew |
$25.2K - $29.7K
|
5.31K
$17.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
1.22KNew |
$5.8K - $6.84K
|
1.22K
$4.02K
|
|
|
Nov 14, 2024
Q3 2024
|
Laird Norton Trust Company, LLC
|
BUY
|
- |
10.7KNew |
$50.7K - $59.8K
|
10.7K
$35.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
225KNew |
$1.07M - $1.26M
|
225K
$740K
|
|
|
Nov 14, 2024
Q3 2024
|
Legacy Investment Solutions, LLC
Meridian, ID |
BUY
|
- |
639New |
$3.04K - $3.58K
|
639
$2.1K
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
PUT |
396KNew |
$1.88M - $2.21M
|
396K
$1.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Nebula Research & Development LLC
New York, NY |
BUY
|
- |
10.1KNew |
$48.1K - $56.7K
|
10.1K
$33.3K
|
|
|
Nov 12, 2024
Q3 2024
|
Activest Wealth Management
|
BUY
|
- |
1K+ 43.48% |
$4.75K - $5.6K
|
3.3K
$10.9K
|
|
|
Nov 12, 2024
Q3 2024
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-328K- 36.75% |
$1.56M - $1.83M
|
564K
$1.85M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
623K+ 29.49% |
$2.96M - $3.49M
|
2.73M
$9M
|
|