Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
4.74K+ 148.87% |
$25.3K - $29.6K
|
7.92K
$26.1K
|
|
|
Jun 04, 2024
Q1 2024
|
Tactive Advisors, LLC
Jacksonville, FL |
BUY
|
- |
137K+ 74.17% |
$729K - $853K
|
321K
$1.06M
|
|
|
May 15, 2024
Q1 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-420K- 59.3% |
$2.24M - $2.62M
|
288K
$949K
|
|
|
May 15, 2024
Q1 2024
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-13.2K- 43.07% |
$70.2K - $82.2K
|
17.4K
$57.3K
|
|
|
May 15, 2024
Q1 2024
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
83+ 3.33% |
$442 - $518
|
2.58K
$8.48K
|
|
|
May 15, 2024
Q1 2024
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-112K- 47.35% |
$595K - $697K
|
124K
$408K
|
|
|
May 14, 2024
Q1 2024
|
Anson Funds Management LP
Dallas, TX |
BUY
|
PUT |
686KNew |
$3.65M - $4.28M
|
686K
$2.26M
|
|
|
May 14, 2024
Q1 2024
|
Forte Capital LLC
|
SELL
|
- |
-30K- 31.86% |
$160K - $187K
|
64.2K
$211K
|
|
|
May 14, 2024
Q1 2024
|
Old Point Trust & Financial Services N A
|
BUY
|
- |
250New |
$1.33K - $1.56K
|
250
$823
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
PUT |
-2.2K- 22.45% |
$11.7K - $13.7K
|
7.6K
$25K
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
119KNew |
$632K - $739K
|
119K
$390K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.8K+ 1.02% |
$9.59K - $11.2K
|
178K
$584K
|
|
|
May 14, 2024
Q1 2024
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
40K+ 22.86% |
$213K - $250K
|
215K
$707K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
13.6K+ 17.5% |
$72.4K - $84.8K
|
91.2K
$300K
|
|
|
May 13, 2024
Q1 2024
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
446+ 3.39% |
$2.38K - $2.78K
|
13.6K
$44.7K
|
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
13New |
$69.3 - $81.1
|
13
$42.8
|
|
|
May 13, 2024
Q1 2024
|
Digital Bridge Group, Inc.
Boca Raton, FL |
SELL
|
PUT |
-31.6K- 58.09% |
$168K - $197K
|
22.8K
$75K
|
|
|
May 13, 2024
Q1 2024
|
Optimist Retirement Group LLC
Bellevue, WA |
BUY
|
- |
48.2KNew |
$257K - $301K
|
48.2K
$158K
|
|
|
May 10, 2024
Q1 2024
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
16.1KNew |
$85.7K - $100K
|
16.1K
$52.9K
|
|
|
May 09, 2024
Q1 2024
|
Archer Investment Corp
|
SELL
|
- |
-6K- 54.55% |
$32K - $37.4K
|
5K
$16.5K
|
|
|
May 08, 2024
Q1 2024
|
Kbc Group Nv
|
BUY
|
- |
3.69K+ 2.12% |
$19.6K - $23K
|
177K
$584K
|
|
|
May 08, 2024
Q1 2024
|
Shufro Rose & CO LLC
|
BUY
|
- |
1K+ 8.55% |
$5.33K - $6.24K
|
12.7K
$41.8K
|
|
|
May 08, 2024
Q1 2024
|
Entropy Technologies, LP
New York, NY |
BUY
|
- |
25KNew |
$133K - $156K
|
25K
$82.3K
|
|
|
May 06, 2024
Q1 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
17KNew |
$90.6K - $106K
|
17K
$55.9K
|
|
|
May 06, 2024
Q1 2024
|
Hilltop National Bank
Casper, WY |
BUY
|
- |
380New |
$2.03K - $2.37K
|
380
$1.25K
|
|
|
May 02, 2024
Q1 2024
|
Central Pacific Bank Trust Division
Honolulu, HI |
BUY
|
- |
428New |
$2.28K - $2.67K
|
428
$1.41K
|
|
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
BUY
|
- |
18.4KNew |
$97.8K - $115K
|
18.4K
$60.4K
|
|
|
Apr 30, 2024
Q1 2024
|
Spider Rock Advisors, LLC
|
BUY
|
- |
15.2KNew |
$81.1K - $95K
|
15.2K
$50.1K
|
|
|
Apr 29, 2024
Q1 2024
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-22- 0.03% |
$117 - $137
|
75K
$247K
|
|
|
Apr 24, 2024
Q1 2024
|
Private Trust CO Na
|
BUY
|
- |
665+ 8.6% |
$3.54K - $4.15K
|
8.4K
$27.6K
|
|
|
Apr 24, 2024
Q1 2024
|
Catalyst Capital Advisors LLC
Huntington, NY |
BUY
|
- |
95.1KNew |
$507K - $594K
|
95.1K
$313K
|
|
|
Apr 23, 2024
Q1 2024
|
Sage Mountain Advisors LLC
|
BUY
|
- |
25.9KNew |
$138K - $162K
|
25.9K
$85.4K
|
|
|
Apr 19, 2024
Q1 2024
|
Edge Financial Advisors LLC
Wheaton, IL |
BUY
|
- |
10KNew |
$53.3K - $62.4K
|
10K
$32.9K
|
|
|
Apr 16, 2024
Q1 2024
|
Webster Bank, N. A.
|
SELL
|
- |
-1K- 38.17% |
$5.33K - $6.24K
|
1.62K
$5.33K
|
|
| Q4 2023 | |||||||
|
May 29, 2025
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
353K+ 12.42% |
$1.79M - $2.18M
|
3.2M
$10.5M
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
169K+ 105.91% |
$858K - $1.04M
|
328K
$1.08M
|
|
|
Jun 14, 2024
Q4 2023
|
Quent Capital, LLC
|
BUY
|
- |
201+ 3.25% |
$1.02K - $1.24K
|
6.38K
$21K
|
|
|
Feb 16, 2024
Q4 2023
|
Sanibel Captiva Trust Company, Inc.
Sanibel, FL |
BUY
|
- |
20KNew |
$102K - $124K
|
20K
$65.8K
|
|
|
Feb 15, 2024
Q4 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-89- 50.0% |
$452 - $550
|
89
$293
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna Portfolio Strategies, LLC
Bala Cynwyd, PA |
BUY
|
- |
27.9KNew |
$142K - $172K
|
27.9K
$91.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
3KNew |
$15.2K - $18.5K
|
3K
$9.87K
|
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-243K- 88.06% |
$1.23M - $1.5M
|
32.9K
$108K
|
|
|
Feb 14, 2024
Q4 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
11.2K+ 39.62% |
$56.9K - $69.2K
|
39.5K
$130K
|
|
|
Feb 14, 2024
Q4 2023
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
6.31KNew |
$32.1K - $39K
|
6.31K
$20.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
2.49KNew |
$12.6K - $15.4K
|
2.49K
$8.18K
|
|
|
Feb 14, 2024
Q4 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
22.5KNew |
$114K - $139K
|
22.5K
$74.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
PUT |
45KNew |
$229K - $278K
|
45K
$148K
|
|
|
Feb 14, 2024
Q4 2023
|
Carronade Capital Management, LP
Darien, CT |
SELL
|
PUT |
-322K- 21.15% |
$1.64M - $1.99M
|
1.2M
$3.95M
|
|
|
Feb 13, 2024
Q4 2023
|
Abich Financial Wealth Management LLC
Ashburn, VA |
BUY
|
- |
5.04KNew |
$25.6K - $31.1K
|
5.04K
$16.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-650- 5.83% |
$3.3K - $4.02K
|
10.5K
$34.5K
|
|