Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-20.1KClosed |
$154K - $170K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Sante Capital Fund, LP
|
SELL
|
- |
-404KClosed |
$3.1M - $3.41M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
SELL
|
- |
-6KClosed |
$46.1K - $50.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-20KClosed |
$154K - $169K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-3.66MClosed |
$28.1M - $30.9M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealthstar Advisors, LLC
Plano, TX |
SELL
|
- |
-15.8KClosed |
$122K - $134K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-14.7KClosed |
$113K - $124K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Compton Capital Management Inc
|
SELL
|
- |
-10.8KClosed |
$82.7K - $90.9K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-11.1KClosed |
$85.1K - $93.6K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Shorepoint Capital Partners LLC
Norwood, MA |
SELL
|
- |
-27KClosed |
$208K - $228K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$76.9K - $84.6K
|
10K
$43.7K
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-11.2KClosed |
$85.7K - $94.3K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-597Closed |
$4.59K - $5.05K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
400New |
$3.08K - $3.38K
|
400
$1.75K
|
|
|
Oct 28, 2021
Q3 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-955- 0.27% |
$7.34K - $8.08K
|
351K
$1.54M
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-7.65KClosed |
$58.8K - $64.7K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
2.61KNew |
$20.1K - $22.1K
|
2.61K
$11.4K
|
|
|
Oct 20, 2021
Q3 2021
|
Wambolt & Associates, LLC
|
SELL
|
- |
-21.4KClosed |
$165K - $181K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
5.88KNew |
$45.2K - $49.7K
|
5.88K
$25.7K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2New |
$15.4 - $16.9
|
2
$8.74
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-1Closed |
$7.62 - $9.22
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-22.3KClosed |
$170K - $206K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-10.5KClosed |
$79.6K - $96.4K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-14.1KClosed |
$108K - $130K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-487KClosed |
$3.71M - $4.49M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
20New |
$152 - $184
|
20
$87.4
|
|
|
Aug 13, 2021
Q2 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-125KClosed |
$950K - $1.15M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12.9KClosed |
$98.7K - $119K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-37.1KClosed |
$283K - $342K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Tiedemann Advisors, LLC
|
SELL
|
- |
-11.8KClosed |
$89.5K - $108K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-59.1KClosed |
$451K - $545K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
2.7K+ 207.69% |
$20.6K - $24.9K
|
4K
$17.5K
|
|
|
Aug 10, 2021
Q2 2021
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-24.7KClosed |
$188K - $228K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
18.9KNew |
$144K - $175K
|
18.9K
$82.7K
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.32KClosed |
$25.3K - $30.6K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Evoke Wealth, LLC
|
SELL
|
- |
-131Closed |
$998 - $1.21K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Us Bancorp \De\
|
BUY
|
PUT |
2.14KNew |
$16.3K - $19.7K
|
2.14K
$9.36K
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-250Closed |
$1.91K - $2.31K
|
0
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-1Closed |
$7.62 - $9.22
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-120Closed |
$914 - $1.11K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
101KNew |
$773K - $935K
|
101K
$443K
|
|
|
Jul 09, 2021
Q2 2021
|
Ferguson Shapiro LLC
|
BUY
|
- |
12.3KNew |
$93.9K - $114K
|
12.3K
$53.9K
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Draper Asset Management, LLC
Smithtown, NY |
SELL
|
PUT |
-25KClosed |
$138K - $200K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-19.8KClosed |
$109K - $158K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Delta Investment Management, LLC
|
SELL
|
- |
-11.8KClosed |
$65K - $94.1K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-657Closed |
$3.62K - $5.24K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-34.2KClosed |
$189K - $273K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
True Private Wealth Advisors
|
SELL
|
- |
-2.92KClosed |
$16.1K - $23.3K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-600Closed |
$3.31K - $4.79K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-33KClosed |
$182K - $263K
|
0
$0
|
|