Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
148K+ 91.92% |
$606K - $658K
|
309K
$1.02M
|
|
|
May 15, 2025
Q1 2025
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
PUT |
-440K- 68.73% |
$1.8M - $1.96M
|
200K
$658K
|
|
|
May 15, 2025
Q1 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
SELL
|
- |
-112K- 45.28% |
$460K - $499K
|
136K
$446K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
29.6K+ 3.75% |
$121K - $132K
|
820K
$2.7M
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
2.5K+ 0.17% |
$10.3K - $11.1K
|
1.44M
$4.73M
|
|
|
May 14, 2025
Q1 2025
|
Ieq Capital, LLC
|
BUY
|
- |
29KNew |
$119K - $129K
|
29K
$95.4K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
25K+ 96.59% |
$102K - $111K
|
50.9K
$167K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1New |
$4.1 - $4.45
|
1
$3.29
|
|
|
May 14, 2025
Q1 2025
|
Natixis
Paris, I0 |
BUY
|
- |
24+ 3.03% |
$98.4 - $107
|
815
$2.68K
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4+ 0.49% |
$16.4 - $17.8
|
817
$2.69K
|
|
|
May 14, 2025
Q1 2025
|
Graney & King, LLC
Latham, NY |
BUY
|
- |
8New |
$32.8 - $35.6
|
8
$26.3
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.18K+ 7.31% |
$21.2K - $23K
|
76K
$250K
|
|
|
May 14, 2025
Q1 2025
|
Ellevest, Inc.
|
BUY
|
- |
13.5KNew |
$55.3K - $60K
|
13.5K
$44.3K
|
|
|
May 14, 2025
Q1 2025
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
779+ 2.19% |
$3.19K - $3.47K
|
36.4K
$120K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
549+ 0.8% |
$2.25K - $2.44K
|
69.1K
$227K
|
|
|
May 14, 2025
Q1 2025
|
Le Clair Wealth Partners LLC
Dublin, OH |
BUY
|
- |
60.1KNew |
$247K - $268K
|
60.1K
$198K
|
|
|
May 14, 2025
Q1 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-248- 1.16% |
$1.02K - $1.1K
|
21.1K
$69.6K
|
|
|
May 14, 2025
Q1 2025
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
SELL
|
- |
-194K- 27.37% |
$794K - $862K
|
514K
$1.69M
|
|
|
May 14, 2025
Q1 2025
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
1.09K+ 3.13% |
$4.49K - $4.87K
|
36K
$119K
|
|
|
May 14, 2025
Q1 2025
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-231K- 89.25% |
$947K - $1.03M
|
27.8K
$91.6K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
607+ 4.77% |
$2.49K - $2.7K
|
13.3K
$43.8K
|
|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
377KNew |
$1.54M - $1.68M
|
377K
$1.24M
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
130+ 1.03% |
$533 - $579
|
12.8K
$42K
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
10.7K+ 12.08% |
$44K - $47.8K
|
99.6K
$328K
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
487K+ 26.64% |
$2M - $2.17M
|
2.32M
$7.62M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Family Wealth Group, LLC
Lexington, KY |
SELL
|
- |
-31.3KClosed |
$129K - $140K
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
PUT |
-22.7K- 63.06% |
$93.1K - $101K
|
13.3K
$43.8K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-437K- 81.03% |
$1.79M - $1.94M
|
102K
$337K
|
|
|
May 14, 2025
Q1 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
9.78K+ 67.42% |
$40.1K - $43.5K
|
24.3K
$79.9K
|
|
|
May 14, 2025
Q1 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
584K+ 176.06% |
$2.39M - $2.6M
|
915K
$3.01M
|
|
|
May 13, 2025
Q1 2025
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-6K- 8.37% |
$24.6K - $26.7K
|
65.7K
$216K
|
|
|
May 13, 2025
Q1 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
527New |
$2.16K - $2.35K
|
527
$1.73K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-36- 0.51% |
$148 - $160
|
7K
$23K
|
|
|
May 13, 2025
Q1 2025
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-183- 45.19% |
$750 - $814
|
222
$730
|
|
|
May 13, 2025
Q1 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
BUY
|
- |
158+ 3950.0% |
$648 - $703
|
162
$533
|
|
|
May 13, 2025
Q1 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
11.2KNew |
$45.8K - $49.7K
|
11.2K
$36.7K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
44.7K+ 5.62% |
$183K - $199K
|
841K
$2.77M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
1.3M+ 101.66% |
$5.31M - $5.76M
|
2.57M
$8.45M
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-500K- 83.56% |
$2.05M - $2.23M
|
98.5K
$324K
|
|
|
May 13, 2025
Q1 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
43.5KNew |
$178K - $194K
|
43.5K
$143K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
24.8K+ 14.16% |
$102K - $110K
|
200K
$658K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18K+ 10.75% |
$73.8K - $80.2K
|
186K
$610K
|
|
|
May 12, 2025
Q1 2025
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-679- 2.92% |
$2.78K - $3.02K
|
22.6K
$74.4K
|
|
|
May 12, 2025
Q1 2025
|
Traynor Capital Management, Inc.
|
BUY
|
- |
23+ 0.19% |
$94.3 - $102
|
12.2K
$40K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
55+ 0.1% |
$225 - $245
|
53.6K
$176K
|
|
|
May 12, 2025
Q1 2025
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
3+ 0.01% |
$12.3 - $13.4
|
27.2K
$89.4K
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
BUY
|
- |
22.5K+ 224790.0% |
$92.2K - $100K
|
22.5K
$74K
|
|
|
May 12, 2025
Q1 2025
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
SELL
|
- |
-2.65K- 7.98% |
$10.8K - $11.8K
|
30.5K
$100K
|
|
|
May 12, 2025
Q1 2025
|
Aigen Investment Management, LP
|
BUY
|
- |
50.1KNew |
$206K - $223K
|
50.1K
$165K
|