Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
53+ 3.49% |
$282 - $331
|
1.57K
$8.69K
|
|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
348K+ 19.72% |
$1.86M - $2.17M
|
2.11M
$11.7M
|
|
May 14, 2024
Q1 2024
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
14.7KNew |
$78.4K - $91.7K
|
14.7K
$81.3K
|
|
May 14, 2024
Q1 2024
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-1K- 2.8% |
$5.33K - $6.24K
|
34.8K
$192K
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.8K+ 1.02% |
$9.59K - $11.2K
|
178K
$982K
|
|
May 14, 2024
Q1 2024
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
40K+ 22.86% |
$213K - $250K
|
215K
$1.19M
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
13.6K+ 17.5% |
$72.4K - $84.8K
|
91.2K
$504K
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-3K- 19.84% |
$16K - $18.7K
|
12.1K
$67K
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.8K+ 4.31% |
$14.9K - $17.5K
|
67.7K
$375K
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-5.83K- 1.29% |
$31K - $36.3K
|
445K
$2.46M
|
|
May 14, 2024
Q1 2024
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
3.74K+ 4.38% |
$20K - $23.4K
|
89.1K
$493K
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
119KNew |
$632K - $739K
|
119K
$655K
|
|
May 14, 2024
Q1 2024
|
Anson Funds Management LP
Dallas, TX |
BUY
|
PUT |
686KNew |
$3.65M - $4.28M
|
686K
$3.79M
|
|
May 14, 2024
Q1 2024
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
971+ 3.17% |
$5.18K - $6.06K
|
31.6K
$175K
|
|
May 13, 2024
Q1 2024
|
Smh Capital Advisors Inc
|
BUY
|
- |
1+ 0.0% |
$5.33 - $6.24
|
101K
$560K
|
|
May 13, 2024
Q1 2024
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
CALL |
2K+ 1.06% |
$10.7K - $12.5K
|
192K
$1.06M
|
|
May 13, 2024
Q1 2024
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
14New |
$74.6 - $87.4
|
14
$77.4
|
|
May 13, 2024
Q1 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
1.06K+ 3.84% |
$5.66K - $6.63K
|
28.7K
$159K
|
|
May 13, 2024
Q1 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
12.5K+ 46.65% |
$66.7K - $78.1K
|
39.3K
$217K
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
16.2K+ 123.52% |
$86.2K - $101K
|
29.3K
$162K
|
|
May 13, 2024
Q1 2024
|
Y.D. More Investments LTD
Ramat Gan, L3 |
SELL
|
- |
-18.9K- 1.48% |
$101K - $118K
|
1.25M
$6.94M
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
58.6K+ 14.51% |
$312K - $365K
|
462K
$2.55M
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
13New |
$69.3 - $81.1
|
13
$71.9
|
|
May 13, 2024
Q1 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-13.9K- 20.53% |
$73.9K - $86.5K
|
53.7K
$297K
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
47.8K+ 37.36% |
$255K - $298K
|
176K
$972K
|
|
May 13, 2024
Q1 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.45K- 0.87% |
$13K - $15.3K
|
279K
$1.54M
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-4KClosed |
$21.3K - $25K
|
0
$0
|
|
May 13, 2024
Q1 2024
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
6.66K+ 96.74% |
$35.5K - $41.5K
|
13.5K
$74.9K
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.36K+ 7.31% |
$44.6K - $52.2K
|
123K
$679K
|
|
May 13, 2024
Q1 2024
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
446+ 3.39% |
$2.38K - $2.78K
|
13.6K
$75.1K
|
|
May 13, 2024
Q1 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
34K+ 13.06% |
$181K - $212K
|
295K
$1.63M
|
|
May 13, 2024
Q1 2024
|
Optimist Retirement Group LLC
Bellevue, WA |
BUY
|
- |
48.2KNew |
$257K - $301K
|
48.2K
$266K
|
|
May 13, 2024
Q1 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-254K- 77.31% |
$1.35M - $1.58M
|
74.5K
$412K
|
|
May 13, 2024
Q1 2024
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
17.1KNew |
$91.1K - $107K
|
17.1K
$94.5K
|
|
May 13, 2024
Q1 2024
|
Digital Bridge Group, Inc.
Boca Raton, FL |
SELL
|
PUT |
-31.6K- 58.09% |
$168K - $197K
|
22.8K
$126K
|
|
May 13, 2024
Q1 2024
|
Natixis
Paris, I0 |
BUY
|
- |
11+ 0.03% |
$58.6 - $68.6
|
33K
$182K
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
518+ 1.52% |
$2.76K - $3.23K
|
34.5K
$191K
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
84.5K+ 46.64% |
$451K - $527K
|
266K
$1.47M
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
3KNew |
$16K - $18.7K
|
3K
$16.6K
|
|
May 10, 2024
Q1 2024
|
Citigroup Inc
|
SELL
|
- |
-2.76K- 23.86% |
$14.7K - $17.2K
|
8.82K
$48.8K
|
|
May 10, 2024
Q1 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
113K+ 8.94% |
$600K - $702K
|
1.37M
$7.58M
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
33.9K+ 3.24% |
$181K - $211K
|
1.08M
$5.97M
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-342K- 52.54% |
$1.82M - $2.13M
|
309K
$1.71M
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-183K- 23.66% |
$977K - $1.14M
|
591K
$3.27M
|
|
May 10, 2024
Q1 2024
|
Truist Financial Corp
|
BUY
|
- |
7.58K+ 3.93% |
$40.4K - $47.3K
|
201K
$1.11M
|
|
May 10, 2024
Q1 2024
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
16.1KNew |
$85.7K - $100K
|
16.1K
$88.9K
|
|
May 10, 2024
Q1 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
4.95K+ 15.87% |
$26.4K - $30.9K
|
36.1K
$200K
|
|
May 09, 2024
Q1 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-505- 1.31% |
$2.69K - $3.15K
|
38.1K
$211K
|
|
May 09, 2024
Q1 2024
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-80- 0.15% |
$426 - $499
|
54.2K
$300K
|
|
May 09, 2024
Q1 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
16.5KNew |
$88.1K - $103K
|
16.5K
$91.5K
|