Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.6K- 11.21% |
$6.64K - $8.53K
|
12.7K
$54.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
161KNew |
$669K - $859K
|
161K
$690K
|
|
|
Feb 14, 2025
Q4 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-19K- 46.95% |
$79K - $101K
|
21.5K
$92.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
BUY
|
- |
542+ 2.14% |
$2.25K - $2.89K
|
25.9K
$111K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
376K+ 17.05% |
$1.56M - $2.01M
|
2.58M
$11.1M
|
|
|
Feb 13, 2025
Q4 2024
|
Envision Financial Planning, LLC
Memphis, TN |
BUY
|
- |
13KNew |
$54.1K - $69.4K
|
13K
$55.8K
|
|
|
Feb 13, 2025
Q4 2024
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
1.65K+ 4.86% |
$6.87K - $8.82K
|
35.6K
$153K
|
|
|
Feb 13, 2025
Q4 2024
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-6.75K- 8.6% |
$28.1K - $36K
|
71.7K
$308K
|
|
|
Feb 13, 2025
Q4 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
156K+ 943.85% |
$648K - $832K
|
172K
$739K
|
|
|
Feb 13, 2025
Q4 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-379K- 88.47% |
$1.58M - $2.02M
|
49.4K
$212K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Townsquare Capital LLC
|
BUY
|
- |
12.1KNew |
$50.3K - $64.6K
|
12.1K
$51.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Garner Asset Management Corp
|
SELL
|
- |
-8.95K- 8.4% |
$37.2K - $47.8K
|
97.6K
$419K
|
|
|
Feb 13, 2025
Q4 2024
|
Center Book Partners LP
Greenwich, CT |
BUY
|
- |
103KNew |
$427K - $548K
|
103K
$440K
|
|
|
Feb 13, 2025
Q4 2024
|
Concorde Asset Management, LLC
|
BUY
|
- |
29.3KNew |
$122K - $156K
|
29.3K
$125K
|
|
|
Feb 13, 2025
Q4 2024
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
234K+ 49.37% |
$973K - $1.25M
|
708K
$3.04M
|
|
|
Feb 13, 2025
Q4 2024
|
Ae Wealth Management LLC
|
BUY
|
- |
17.3KNew |
$72K - $92.5K
|
17.3K
$74.3K
|
|
|
Feb 13, 2025
Q4 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-28.6K- 61.03% |
$119K - $153K
|
18.3K
$78.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
70.5KNew |
$293K - $376K
|
70.5K
$302K
|
|
|
Feb 13, 2025
Q4 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-18.8K- 7.05% |
$78.3K - $101K
|
248K
$1.07M
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-615- 91.11% |
$2.56K - $3.28K
|
60
$257
|
|
|
Feb 13, 2025
Q4 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.48K- 5.99% |
$6.17K - $7.92K
|
23.3K
$99.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-60.7K- 21.32% |
$253K - $324K
|
224K
$961K
|
|
|
Feb 13, 2025
Q4 2024
|
Pro Share Advisors LLC
|
BUY
|
- |
10.9K+ 18.46% |
$45.4K - $58.2K
|
70K
$300K
|
|
|
Feb 13, 2025
Q4 2024
|
Edenbrook Capital, LLC
Mount Kisco, NY |
BUY
|
PUT |
200K+ 100.0% |
$832K - $1.07M
|
400K
$1.72M
|
|
|
Feb 13, 2025
Q4 2024
|
Cravens & CO Advisors, LLC
Cookeville, TN |
BUY
|
- |
20KNew |
$83.2K - $107K
|
20K
$85.8K
|
|
|
Feb 13, 2025
Q4 2024
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-11.3K- 12.77% |
$47.2K - $60.5K
|
77.4K
$332K
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.73K+ 8.2% |
$28K - $36K
|
88.8K
$381K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.02K+ 2.35% |
$16.7K - $21.5K
|
175K
$752K
|
|
|
Feb 13, 2025
Q4 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-28.8K- 31.92% |
$120K - $154K
|
61.4K
$263K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
12.8K+ 732.0% |
$53.3K - $68.4K
|
14.6K
$62.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.24K- 25.01% |
$17.6K - $22.7K
|
12.7K
$54.6K
|
|
|
Feb 13, 2025
Q4 2024
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
1.19K+ 3.53% |
$4.95K - $6.36K
|
34.9K
$150K
|
|
|
Feb 13, 2025
Q4 2024
|
Natixis
Paris, I0 |
BUY
|
- |
35+ 4.63% |
$146 - $187
|
791
$3.39K
|
|
|
Feb 12, 2025
Q4 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.83MNew |
$7.61M - $9.76M
|
1.83M
$7.84M
|
|
|
Feb 12, 2025
Q4 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-345- 1.59% |
$1.44K - $1.84K
|
21.4K
$91.8K
|
|
|
Feb 12, 2025
Q4 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.43K- 6.43% |
$10.1K - $13K
|
35.3K
$152K
|
|
|
Feb 12, 2025
Q4 2024
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
1+ 6.67% |
$4.16 - $5.34
|
16
$68.6
|
|
|
Feb 12, 2025
Q4 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
10.2KNew |
$42.5K - $54.6K
|
10.2K
$43.8K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-15.3K- 22.26% |
$63.8K - $81.8K
|
53.5K
$230K
|
|
|
Feb 12, 2025
Q4 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
332KNew |
$1.38M - $1.77M
|
332K
$1.42M
|
|
|
Feb 12, 2025
Q4 2024
|
Smh Capital Advisors Inc
|
SELL
|
- |
-953- 0.65% |
$3.96K - $5.09K
|
145K
$621K
|
|
|
Feb 12, 2025
Q4 2024
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
939New |
$3.91K - $5.01K
|
939
$4.03K
|
|
|
Feb 12, 2025
Q4 2024
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-197- 11.61% |
$820 - $1.05K
|
1.5K
$6.44K
|
|
|
Feb 12, 2025
Q4 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
184KNew |
$765K - $982K
|
184K
$789K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-70.7K- 29.69% |
$294K - $378K
|
168K
$719K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10KNew |
$41.7K - $53.5K
|
10K
$43K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
924K+ 4160.34% |
$3.85M - $4.94M
|
947K
$4.06M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-16.1K- 1.61% |
$67.2K - $86.2K
|
989K
$4.24M
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
150+ 22.62% |
$624 - $801
|
813
$3.49K
|