Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Rogco, LP
Claremore, OK |
BUY
|
- |
165New |
$980 - $1.1K
|
165
$912
|
|
Nov 14, 2023
Q3 2023
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
17.3KNew |
$103K - $115K
|
17.3K
$95.7K
|
|
Nov 13, 2023
Q3 2023
|
Bbr Partners, LLC
New York, NY |
BUY
|
- |
11+ 0.11% |
$65.3 - $73.2
|
10.4K
$57.4K
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
12.1K+ 96.92% |
$72K - $80.6K
|
24.6K
$136K
|
|
Nov 13, 2023
Q3 2023
|
Mqs Management LLC
|
BUY
|
- |
14KNew |
$83.1K - $93K
|
14K
$77.3K
|
|
Nov 13, 2023
Q3 2023
|
Aigen Investment Management, LP
|
BUY
|
- |
40.4K+ 232.91% |
$240K - $268K
|
57.7K
$319K
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
10.3KNew |
$61.4K - $68.7K
|
10.3K
$57.1K
|
|
Nov 07, 2023
Q3 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
10.5KNew |
$62.5K - $70K
|
10.5K
$58.2K
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
28+ 0.11% |
$166 - $186
|
25.6K
$142K
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
7.43K+ 1.33% |
$44.1K - $49.4K
|
568K
$3.14M
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
12.5KNew |
$74K - $82.8K
|
12.5K
$68.9K
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.32K- 72.84% |
$7.82K - $8.76K
|
491
$2.72K
|
|
Nov 01, 2023
Q3 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
2K+ 24.01% |
$11.9K - $13.3K
|
10.3K
$57.1K
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
624New |
$3.71K - $4.15K
|
624
$3.45K
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-2.13K- 6.62% |
$12.6K - $14.1K
|
30K
$166K
|
|
Oct 16, 2023
Q3 2023
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
4.64K+ 0.79% |
$27.6K - $30.9K
|
593K
$3.28M
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-575Closed |
$3.42K - $3.82K
|
0
$0
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.1K- 59.48% |
$6.54K - $7.32K
|
750
$4.15K
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
73New |
$434 - $485
|
73
$404
|
|
Oct 11, 2023
Q3 2023
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
10.7K+ 22.64% |
$63.6K - $71.2K
|
58K
$321K
|
|
Q2 2023 | |||||||
Feb 14, 2024
Q2 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
1.5KNew |
$9.12K - $10.4K
|
1.5K
$8.3K
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-1KClosed |
$6.08K - $6.94K
|
0
$0
|
|
Aug 21, 2023
Q2 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
20New |
$122 - $139
|
20
$111
|
|
Aug 14, 2023
Q2 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.72K+ 16.6% |
$16.6K - $18.9K
|
19.1K
$106K
|
|
Aug 14, 2023
Q2 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
PUT |
150KNew |
$912K - $1.04M
|
150K
$830K
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
9+ 0.06% |
$54.7 - $62.5
|
14K
$77.4K
|
|
Aug 14, 2023
Q2 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
28+ 0.13% |
$170 - $194
|
21.4K
$119K
|
|
Aug 09, 2023
Q2 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
3.26K+ 32.05% |
$19.8K - $22.6K
|
13.4K
$74.3K
|
|
Aug 08, 2023
Q2 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-275- 17.46% |
$1.67K - $1.91K
|
1.3K
$7.19K
|
|
Aug 08, 2023
Q2 2023
|
Alpha Q Advisors LLC
Orlando, FL |
BUY
|
- |
1+ 0.01% |
$6.08 - $6.94
|
10.2K
$56.6K
|
|
Aug 08, 2023
Q2 2023
|
Belvedere Trading LLC
|
SELL
|
CALL |
-100- 0.48% |
$608 - $694
|
20.7K
$114K
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-22.9K- 22.71% |
$139K - $159K
|
78.1K
$432K
|
|
Jul 28, 2023
Q2 2023
|
Clarity Wealth Advisors, LLC
|
BUY
|
- |
10.1KNew |
$61.3K - $69.9K
|
10.1K
$55.7K
|
|
Jul 28, 2023
Q2 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-8.03K- 44.01% |
$48.8K - $55.7K
|
10.2K
$56.5K
|
|
Jul 25, 2023
Q2 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-700- 86.31% |
$4.26K - $4.86K
|
111
$614
|
|
Jul 24, 2023
Q2 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
110New |
$669 - $763
|
110
$608
|
|
Jul 24, 2023
Q2 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
9.82KNew |
$59.7K - $68.1K
|
9.82K
$54.3K
|
|
Jul 20, 2023
Q2 2023
|
Pfg Advisors
|
SELL
|
- |
-2.32K- 16.26% |
$14.1K - $16.1K
|
12K
$66.1K
|
|
Jul 18, 2023
Q2 2023
|
Cutler Group LP
|
BUY
|
- |
215New |
$1.31K - $1.49K
|
215
$1.19K
|
|
Jul 13, 2023
Q2 2023
|
Salvus Wealth Management, LLC
|
BUY
|
- |
14.6KNew |
$88.6K - $101K
|
14.6K
$80.6K
|
|
Jul 11, 2023
Q2 2023
|
Capital Advisors Wealth Management, LLC
|
SELL
|
- |
-3.5K- 25.93% |
$21.3K - $24.3K
|
10K
$55.3K
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
SELL
|
- |
-655- 99.7% |
$3.98K - $4.55K
|
2
$11.1
|
|
Jul 10, 2023
Q2 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
80+ 2.83% |
$486 - $555
|
2.9K
$16.1K
|
|
Q1 2023 | |||||||
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
14.8K+ 42.05% |
$98.7K - $113K
|
50K
$277K
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10.4KClosed |
$69.5K - $79.8K
|
0
$0
|
|
May 22, 2023
Q1 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
51.6KNew |
$344K - $396K
|
51.6K
$286K
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-800- 1.25% |
$5.34K - $6.13K
|
63.3K
$350K
|
|
May 15, 2023
Q1 2023
|
Cipher Capital LP
New York, NY |
BUY
|
- |
3.82K+ 37.7% |
$25.5K - $29.2K
|
13.9K
$77.1K
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.96K+ 7.94% |
$19.8K - $22.7K
|
40.3K
$223K
|
|
May 15, 2023
Q1 2023
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
55KNew |
$367K - $421K
|
55K
$304K
|