Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2024
Q3 2024
|
Silicon Valley Capital Partners
|
SELL
|
- |
-3.02KClosed |
$14.3K - $16.9K
|
0
$0
|
|
|
Oct 29, 2024
Q3 2024
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-884- 1.95% |
$4.2K - $4.95K
|
44.3K
$194K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-505K- 57.17% |
$2.4M - $2.83M
|
378K
$1.65M
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
SELL
|
- |
-80.1K- 30.8% |
$380K - $449K
|
180K
$787K
|
|
|
Oct 28, 2024
Q3 2024
|
Creative Financial Designs Inc
|
BUY
|
- |
747+ 3.6% |
$3.55K - $4.18K
|
21.5K
$93.8K
|
|
|
Oct 28, 2024
Q3 2024
|
Stephens Inc
|
SELL
|
- |
-1.7K- 7.26% |
$8.08K - $9.52K
|
21.7K
$94.9K
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.84K+ 601.96% |
$8.75K - $10.3K
|
2.15K
$9.39K
|
|
|
Oct 25, 2024
Q3 2024
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-6.74K- 33.2% |
$32K - $37.7K
|
13.6K
$59.3K
|
|
|
Oct 25, 2024
Q3 2024
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
368+ 3.04% |
$1.75K - $2.06K
|
12.5K
$54.5K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-11K- 48.09% |
$52.4K - $61.7K
|
11.9K
$52K
|
|
|
Oct 24, 2024
Q3 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
3.88K+ 17.99% |
$18.4K - $21.7K
|
25.4K
$111K
|
|
|
Oct 24, 2024
Q3 2024
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
6.43K+ 14.49% |
$30.5K - $36K
|
50.8K
$222K
|
|
|
Oct 24, 2024
Q3 2024
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
436+ 2.09% |
$2.07K - $2.44K
|
21.3K
$93.1K
|
|
|
Oct 23, 2024
Q3 2024
|
West Michigan Advisors, LLC
Holland, MI |
BUY
|
- |
17KNew |
$80.7K - $95.2K
|
17K
$74.3K
|
|
|
Oct 22, 2024
Q3 2024
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
12KNew |
$57K - $67.2K
|
12K
$52.4K
|
|
|
Oct 22, 2024
Q3 2024
|
Detalus Advisors, LLC
|
BUY
|
- |
1K+ 8.33% |
$4.75K - $5.6K
|
13K
$56.8K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-99- 0.29% |
$470 - $554
|
33.7K
$147K
|
|
|
Oct 21, 2024
Q3 2024
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
24.2KNew |
$115K - $135K
|
24.2K
$106K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.57K- 20.94% |
$7.44K - $8.77K
|
5.91K
$25.8K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
174K+ 14.51% |
$827K - $974K
|
1.37M
$6M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
84.1K+ 11.03% |
$399K - $471K
|
846K
$3.7M
|
|
|
Oct 18, 2024
Q3 2024
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
131+ 3.4% |
$622 - $734
|
3.99K
$17.4K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.2K- 1.73% |
$5.7K - $6.73K
|
68.4K
$299K
|
|
|
Oct 17, 2024
Q3 2024
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-7.24K- 32.37% |
$34.4K - $40.5K
|
15.1K
$66.1K
|
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
31.4K+ 137.82% |
$149K - $176K
|
54.1K
$236K
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 0.06% |
$9.5 - $11.2
|
3.15K
$13.8K
|
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1K- 45.45% |
$4.75K - $5.6K
|
1.2K
$5.24K
|
|
|
Oct 15, 2024
Q3 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
36+ 400.0% |
$171 - $202
|
45
$197
|
|
|
Oct 15, 2024
Q3 2024
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
BUY
|
- |
265KNew |
$1.26M - $1.49M
|
265K
$1.16M
|
|
|
Oct 15, 2024
Q3 2024
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
357K+ 93.78% |
$1.7M - $2M
|
738K
$3.23M
|
|
|
Oct 11, 2024
Q3 2024
|
Rise Advisors, LLC
|
BUY
|
- |
14+ 3.54% |
$66.5 - $78.4
|
410
$1.79K
|
|
|
Oct 11, 2024
Q3 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-7.15K- 4.06% |
$34K - $40K
|
169K
$738K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2024
Q3 2024
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
179+ 1.42% |
$850 - $1K
|
12.7K
$55.7K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
9.72K+ 101.38% |
$46.2K - $54.4K
|
19.3K
$84.4K
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
232+ 473.47% |
$1.1K - $1.3K
|
281
$1.23K
|
|
|
Oct 07, 2024
Q3 2024
|
Founders Capital Management
|
BUY
|
- |
1K+ 33.33% |
$4.75K - $5.6K
|
4K
$17.5K
|
|
|
Oct 07, 2024
Q3 2024
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
2.28K+ 7.19% |
$10.8K - $12.8K
|
34K
$148K
|
|
|
Oct 04, 2024
Q3 2024
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
25+ 0.06% |
$119 - $140
|
39.2K
$171K
|
|
|
Oct 04, 2024
Q3 2024
|
Thrive Wealth Management, LLC
|
BUY
|
- |
155+ 0.3% |
$736 - $868
|
52.4K
$229K
|
|
| Q2 2024 | |||||||
|
Dec 17, 2024
Q2 2024
|
Catalyst Funds Management Pty LTD
Sydney Nsw, C3 |
BUY
|
- |
8.4KNew |
$43.8K - $47.8K
|
8.4K
$36.7K
|
|
|
Aug 22, 2024
Q2 2024
|
Cypress Capital, LLC
|
BUY
|
- |
100New |
$521 - $569
|
100
$437
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-19- 0.14% |
$99 - $108
|
13.1K
$57.2K
|
|
|
Aug 15, 2024
Q2 2024
|
Copperwynd Financial, LLC
|
BUY
|
- |
29+ 0.11% |
$151 - $165
|
26.7K
$117K
|
|
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
BUY
|
- |
1.34K+ 5.59% |
$6.99K - $7.63K
|
25.3K
$111K
|
|
|
Aug 14, 2024
Q2 2024
|
Gts Securities LLC
New York, NY |
SELL
|
CALL |
-800- 5.8% |
$4.17K - $4.55K
|
13K
$56.8K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
200+ 0.57% |
$1.04K - $1.14K
|
35.4K
$155K
|
|
|
Aug 14, 2024
Q2 2024
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-53.8K- 25.0% |
$280K - $306K
|
161K
$705K
|
|
|
Aug 14, 2024
Q2 2024
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-4.8K- 6.42% |
$25K - $27.3K
|
70K
$306K
|
|
|
Aug 14, 2024
Q2 2024
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
PUT |
286KNew |
$1.49M - $1.63M
|
286K
$1.25M
|
|