Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 29, 2025
Q1 2025
|
Generali Investments Cee, Investicni Spolecnost, A.S.
Prague, 2N |
BUY
|
- |
110KNew |
$451K - $489K
|
110K
$362K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
235K+ 24.84% |
$964K - $1.05M
|
1.18M
$3.89M
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
4.05K+ 1.18% |
$16.6K - $18K
|
347K
$1.14M
|
|
|
Apr 25, 2025
Q1 2025
|
Naviter Wealth, LLC
|
SELL
|
- |
-56.4K- 11.08% |
$231K - $251K
|
453K
$1.49M
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4.5K+ 17.94% |
$18.5K - $20K
|
29.6K
$97.3K
|
|
|
Apr 23, 2025
Q1 2025
|
Creative Financial Designs Inc
|
SELL
|
- |
-13.3K- 59.48% |
$54.3K - $59K
|
9.03K
$29.7K
|
|
|
Apr 23, 2025
Q1 2025
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
SELL
|
- |
-18.3K- 29.9% |
$74.9K - $81.3K
|
42.8K
$141K
|
|
|
Apr 23, 2025
Q1 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-34.7K- 19.93% |
$142K - $154K
|
139K
$458K
|
|
|
Apr 23, 2025
Q1 2025
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
9K+ 56.24% |
$36.9K - $40K
|
25K
$82.2K
|
|
|
Apr 23, 2025
Q1 2025
|
Kg&L Capital Management,Llc
|
BUY
|
- |
10.1KNew |
$41.4K - $44.9K
|
10.1K
$33.2K
|
|
|
Apr 23, 2025
Q1 2025
|
Spire Wealth Management
|
BUY
|
- |
20.2K+ 21.97% |
$83K - $90.1K
|
112K
$370K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-34.7K- 10.13% |
$142K - $155K
|
308K
$1.01M
|
|
|
Apr 22, 2025
Q1 2025
|
Comprehensive Money Management Services LLC
Coral Gables, FL |
BUY
|
- |
750+ 4.46% |
$3.07K - $3.34K
|
17.6K
$57.7K
|
|
|
Apr 22, 2025
Q1 2025
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
517+ 1.08% |
$2.12K - $2.3K
|
48.4K
$159K
|
|
|
Apr 22, 2025
Q1 2025
|
Xml Financial, LLC
|
SELL
|
- |
-47.5K- 5.02% |
$195K - $211K
|
899K
$2.96M
|
|
|
Apr 22, 2025
Q1 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
63K+ 12.55% |
$258K - $280K
|
565K
$1.86M
|
|
|
Apr 22, 2025
Q1 2025
|
Crewe Advisors LLC
|
BUY
|
- |
979New |
$4.01K - $4.36K
|
979
$3.22K
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
17.1KNew |
$70K - $76K
|
17.1K
$56.2K
|
|
|
Apr 21, 2025
Q1 2025
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
417+ 0.86% |
$1.71K - $1.86K
|
48.6K
$160K
|
|
|
Apr 21, 2025
Q1 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-864- 99.88% |
$3.54K - $3.84K
|
1
$3.29
|
|
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
607K+ 3430.58% |
$2.49M - $2.7M
|
624K
$2.05M
|
|
|
Apr 17, 2025
Q1 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
21KNew |
$86.1K - $93.4K
|
21K
$69.1K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
11+ 0.11% |
$45.1 - $49
|
10.1K
$33.3K
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
400New |
$1.64K - $1.78K
|
400
$1.32K
|
|
|
Apr 16, 2025
Q1 2025
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
BUY
|
- |
5.08K+ 1.88% |
$20.8K - $22.6K
|
275K
$904K
|
|
|
Apr 16, 2025
Q1 2025
|
Family Wealth Partners, LLC
Matthews, NC |
BUY
|
- |
21.1K+ 99.54% |
$86.6K - $94K
|
42.3K
$139K
|
|
|
Apr 14, 2025
Q1 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-3.67K- 26.05% |
$15K - $16.3K
|
10.4K
$34.3K
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-10.1K- 87.37% |
$41.3K - $44.8K
|
1.46K
$4.79K
|
|
|
Apr 09, 2025
Q1 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
1.74K+ 9.52% |
$7.13K - $7.74K
|
20K
$65.8K
|
|
|
Apr 09, 2025
Q1 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
263+ 102.73% |
$1.08K - $1.17K
|
519
$1.71K
|
|
|
Apr 08, 2025
Q1 2025
|
180 Wealth Advisors, LLC
|
BUY
|
- |
17.9KNew |
$73.3K - $79.6K
|
17.9K
$58.8K
|
|
|
Apr 07, 2025
Q1 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
112+ 3.14% |
$459 - $498
|
3.68K
$12.1K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
17.6K+ 8.57% |
$73.4K - $94.2K
|
223K
$735K
|
|
|
May 30, 2025
Q4 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-17- 0.05% |
$70.7 - $90.8
|
32.5K
$107K
|
|
|
Apr 04, 2025
Q4 2024
|
Agh Wealth Advisors, LLC
Wichita, KS |
BUY
|
- |
10KNew |
$41.6K - $53.4K
|
10K
$32.9K
|
|
|
Mar 21, 2025
Q4 2024
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
22.7KNew |
$94.6K - $121K
|
22.7K
$74.8K
|
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
63+ 3.51% |
$262 - $336
|
1.86K
$6.11K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
1.47K+ 12.43% |
$6.09K - $7.82K
|
13.3K
$43.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Triumph Capital Management
|
SELL
|
- |
-18.4KClosed |
$76.4K - $98.1K
|
0
$0
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
77.2K+ 38.21% |
$321K - $412K
|
279K
$919K
|
|
|
Feb 14, 2025
Q4 2024
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
PUT |
15.5KNew |
$64.5K - $82.8K
|
15.5K
$51K
|
|
|
Feb 14, 2025
Q4 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
397+ 3.75% |
$1.65K - $2.12K
|
11K
$36.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Centiva Capital, LP
New York, NY |
SELL
|
PUT |
-10K- 91.74% |
$41.6K - $53.4K
|
900
$2.96K
|
|
|
Feb 14, 2025
Q4 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
80.3KNew |
$334K - $429K
|
80.3K
$264K
|
|
|
Feb 14, 2025
Q4 2024
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
37KNew |
$154K - $198K
|
37K
$122K
|
|
|
Feb 14, 2025
Q4 2024
|
Jain Global LLC
New York, NY |
BUY
|
- |
10.4KNew |
$43.2K - $55.5K
|
10.4K
$34.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Foursixthree Capital LP
New York, NY |
SELL
|
PUT |
-3.72M- 63.56% |
$15.5M - $19.9M
|
2.13M
$7.02M
|
|
|
Feb 14, 2025
Q4 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
136KNew |
$567K - $728K
|
136K
$448K
|
|
|
Feb 14, 2025
Q4 2024
|
Shaolin Capital Management LLC
Miami, FL |
BUY
|
PUT |
212K+ 552.74% |
$881K - $1.13M
|
250K
$823K
|
|
|
Feb 13, 2025
Q4 2024
|
Center Book Partners LP
Greenwich, CT |
BUY
|
- |
103KNew |
$427K - $548K
|
103K
$338K
|
|