Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 25, 2024
Q1 2024
|
Triumph Capital Management
|
SELL
|
- |
-55.9K- 67.88% |
$298K - $349K
|
26.5K
$146K
|
|
Apr 25, 2024
Q1 2024
|
Kg&L Capital Management,Llc
|
SELL
|
- |
-228- 2.12% |
$1.22K - $1.42K
|
10.5K
$58.2K
|
|
Apr 25, 2024
Q1 2024
|
Allworth Financial LP
|
SELL
|
- |
-10- 30.3% |
$53.3 - $62.4
|
23
$127
|
|
Apr 24, 2024
Q1 2024
|
Private Trust CO Na
|
BUY
|
- |
665+ 8.6% |
$3.54K - $4.15K
|
8.4K
$46.5K
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
88.4K+ 9.24% |
$471K - $551K
|
1.04M
$5.78M
|
|
Apr 24, 2024
Q1 2024
|
Detalus Advisors, LLC
|
SELL
|
- |
-1.5K- 11.11% |
$8K - $9.36K
|
12K
$66.4K
|
|
Apr 24, 2024
Q1 2024
|
Catalyst Capital Advisors LLC
Huntington, NY |
BUY
|
- |
95.1KNew |
$507K - $594K
|
95.1K
$526K
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
SELL
|
- |
-3.04K- 13.79% |
$16.2K - $19K
|
19K
$105K
|
|
Apr 23, 2024
Q1 2024
|
Sage Mountain Advisors LLC
|
BUY
|
- |
25.9KNew |
$138K - $162K
|
25.9K
$143K
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.07% |
$5.33 - $6.24
|
1.41K
$7.77K
|
|
Apr 22, 2024
Q1 2024
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
381+ 1.9% |
$2.03K - $2.38K
|
20.5K
$113K
|
|
Apr 22, 2024
Q1 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
18.1KNew |
$96.5K - $113K
|
18.1K
$100K
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.62K- 8.64% |
$35.3K - $41.3K
|
70K
$387K
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
95.6K+ 16.32% |
$510K - $597K
|
681K
$3.77M
|
|
Apr 22, 2024
Q1 2024
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
1.9K+ 6.62% |
$10.1K - $11.9K
|
30.6K
$169K
|
|
Apr 19, 2024
Q1 2024
|
Wealthfront Advisers LLC
|
BUY
|
- |
8.85K+ 86.5% |
$47.2K - $55.2K
|
19.1K
$106K
|
|
Apr 19, 2024
Q1 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
185New |
$986 - $1.15K
|
185
$1.02K
|
|
Apr 19, 2024
Q1 2024
|
Kovack Advisors, Inc.
|
SELL
|
- |
-6.36K- 4.39% |
$33.9K - $39.7K
|
139K
$766K
|
|
Apr 19, 2024
Q1 2024
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
1.06K+ 1.93% |
$5.64K - $6.61K
|
56K
$310K
|
|
Apr 19, 2024
Q1 2024
|
Edge Financial Advisors LLC
Wheaton, IL |
BUY
|
- |
10KNew |
$53.3K - $62.4K
|
10K
$55.3K
|
|
Apr 18, 2024
Q1 2024
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
155+ 1.27% |
$826 - $967
|
12.4K
$68.6K
|
|
Apr 18, 2024
Q1 2024
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-161- 75.23% |
$858 - $1K
|
53
$293
|
|
Apr 17, 2024
Q1 2024
|
Lvw Advisors, LLC
|
BUY
|
- |
50+ 0.41% |
$267 - $312
|
12.3K
$68K
|
|
Apr 17, 2024
Q1 2024
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-3.83K- 8.02% |
$20.4K - $23.9K
|
44K
$243K
|
|
Apr 16, 2024
Q1 2024
|
Webster Bank, N. A.
|
SELL
|
- |
-1K- 38.17% |
$5.33K - $6.24K
|
1.62K
$8.96K
|
|
Apr 15, 2024
Q1 2024
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
15.3K+ 49.61% |
$81.3K - $95.2K
|
46K
$254K
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-22.4K- 54.3% |
$119K - $140K
|
18.8K
$104K
|
|
Apr 15, 2024
Q1 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
14.8KNew |
$79.1K - $92.6K
|
14.8K
$82K
|
|
Apr 15, 2024
Q1 2024
|
Thrive Wealth Management, LLC
|
BUY
|
- |
136+ 0.26% |
$725 - $849
|
52.1K
$288K
|
|
Apr 15, 2024
Q1 2024
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-12.8K- 33.99% |
$68.2K - $79.9K
|
24.9K
$137K
|
|
Apr 15, 2024
Q1 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
91+ 0.31% |
$485 - $568
|
29.5K
$163K
|
|
Apr 12, 2024
Q1 2024
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
44.7KNew |
$238K - $279K
|
44.7K
$247K
|
|
Apr 12, 2024
Q1 2024
|
Traynor Capital Management, Inc.
|
BUY
|
- |
130+ 0.92% |
$693 - $811
|
14.2K
$78.5K
|
|
Apr 12, 2024
Q1 2024
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-185- 0.63% |
$986 - $1.15K
|
29.1K
$161K
|
|
Apr 12, 2024
Q1 2024
|
Advisor Net Financial, Inc
|
BUY
|
- |
57+ 3.16% |
$304 - $356
|
1.86K
$10.3K
|
|
Apr 11, 2024
Q1 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-76K- 30.23% |
$405K - $474K
|
176K
$971K
|
|
Apr 09, 2024
Q1 2024
|
Rise Advisors, LLC
|
BUY
|
- |
13+ 3.51% |
$69.3 - $81.1
|
383
$2.12K
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
20+ 0.2% |
$107 - $125
|
9.99K
$55.3K
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-3.5K- 61.4% |
$18.7K - $21.8K
|
2.2K
$12.2K
|
|
Q4 2023 | |||||||
Jun 14, 2024
Q4 2023
|
Quent Capital, LLC
|
BUY
|
- |
201+ 3.25% |
$1.02K - $1.24K
|
6.38K
$35.3K
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.98K+ 5.71% |
$10K - $12.2K
|
36.6K
$202K
|
|
Feb 16, 2024
Q4 2023
|
Sanibel Captiva Trust Company, Inc.
Sanibel, FL |
BUY
|
- |
20KNew |
$102K - $124K
|
20K
$111K
|
|
Feb 15, 2024
Q4 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-89- 50.0% |
$452 - $550
|
89
$492
|
|
Feb 15, 2024
Q4 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
4+ 0.03% |
$20.3 - $24.7
|
12.8K
$70.5K
|
|
Feb 14, 2024
Q4 2023
|
Foursixthree Capital LP
New York, NY |
BUY
|
PUT |
3.28M+ 127.25% |
$16.6M - $20.3M
|
5.85M
$32.4M
|
|
Feb 14, 2024
Q4 2023
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
CALL |
-5K- 4.35% |
$25.4K - $30.9K
|
110K
$608K
|
|
Feb 14, 2024
Q4 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
47.7KNew |
$242K - $295K
|
47.7K
$264K
|
|
Feb 14, 2024
Q4 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
11.2K+ 39.62% |
$56.9K - $69.2K
|
39.5K
$218K
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-243K- 88.06% |
$1.23M - $1.5M
|
32.9K
$182K
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-291K- 69.27% |
$1.48M - $1.8M
|
129K
$713K
|