Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2018
Q3 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-305Closed |
$2.03K - $2.31K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-1KClosed |
$6.67K - $7.58K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-3.3K- 21.29% |
$22K - $25K
|
12.2K
$53.3K
|
|
|
Oct 29, 2018
Q3 2018
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-104KClosed |
$692K - $786K
|
0
$0
|
|
|
Oct 04, 2018
Q3 2018
|
Xr Securities LLC
|
SELL
|
CALL |
-13.8KClosed |
$92K - $105K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-18.8KClosed |
$119K - $131K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-51.7KClosed |
$326K - $358K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-18KClosed |
$113K - $125K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-51.2KClosed |
$322K - $355K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-603KClosed |
$3.8M - $4.18M
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Nvwm, LLC
|
SELL
|
- |
-10KClosed |
$63K - $69.3K
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-500Closed |
$3.15K - $3.47K
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
New Square Capital LLC
|
SELL
|
- |
-1.2KClosed |
$7.59K - $8.34K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Aug 30, 2024
Q1 2018
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-5.5K- 25.82% |
$34.2K - $38.6K
|
15.8K
$69K
|
|
|
May 14, 2018
Q1 2018
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-34Closed |
$211 - $238
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Seven Eight Capital, LP
|
SELL
|
- |
-247KClosed |
$1.53M - $1.73M
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Patten Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$7.45K - $8.41K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-1K- 14.29% |
$6.21K - $7.01K
|
6K
$26.2K
|
|
|
May 09, 2018
Q1 2018
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-22.8KClosed |
$141K - $160K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Vicus Capital
State College, PA |
SELL
|
- |
-18.2KClosed |
$113K - $128K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-500Closed |
$3.11K - $3.51K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
M&T Bank Corp
|
SELL
|
- |
-29.9KClosed |
$186K - $210K
|
0
$0
|
|
|
Apr 25, 2018
Q1 2018
|
Liberty Capital Management, Inc.
|
SELL
|
- |
-4.85KClosed |
$30.1K - $34K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Independence Bank Of Kentucky
|
SELL
|
- |
-1.88KClosed |
$11.6K - $13.1K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-24.3KClosed |
$151K - $170K
|
0
$0
|
|
|
Apr 06, 2018
Q1 2018
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-7.63K- 85.12% |
$47.4K - $53.5K
|
1.33K
$5.83K
|
|
| Q4 2017 | |||||||
|
Feb 10, 2021
Q4 2017
|
Stableford Capital Ii LLC
Scottsdale, AZ |
SELL
|
- |
-14.5KClosed |
$80.7K - $105K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Argi Investment Services, LLC
|
SELL
|
- |
-37KClosed |
$206K - $269K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-18.1KClosed |
$101K - $132K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-4.72KClosed |
$26.2K - $34.2K
|
0
$0
|
|
|
Jan 18, 2018
Q4 2017
|
Moody National Bank Trust Division
|
SELL
|
- |
-36.6KClosed |
$203K - $266K
|
0
$0
|
|
|
Jan 12, 2018
Q4 2017
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-3.1K- 37.8% |
$17.2K - $22.5K
|
5.1K
$22.3K
|
|
|
Jan 11, 2018
Q4 2017
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-3KClosed |
$16.7K - $21.8K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 15, 2017
Q3 2017
|
Cambria Investment Management, L.P.
|
SELL
|
- |
-118KClosed |
$772K - $964K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-30KClosed |
$197K - $245K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-6.21KClosed |
$40.7K - $50.8K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-47.2KClosed |
$309K - $386K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-336KClosed |
$2.2M - $2.75M
|
0
$0
|
|
|
Nov 13, 2017
Q3 2017
|
Brown Advisory Inc
|
SELL
|
- |
-14KClosed |
$91.4K - $114K
|
0
$0
|
|
|
Oct 24, 2017
Q3 2017
|
Raymond James Trust N.A.
|
SELL
|
- |
-20.1KClosed |
$131K - $164K
|
0
$0
|
|
| Q4 2016 | |||||||
|
May 14, 2018
Q4 2016
|
Keybank National Association
|
BUY
|
- |
16.2KNew |
N/A
|
16.2K
$70.8K
|
|