Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-250Closed |
$1.57K - $1.73K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-224KClosed |
$1.4M - $1.55M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-13.3KClosed |
$83.2K - $91.9K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-112KClosed |
$703K - $778K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Ubs Group Ag
|
BUY
|
CALL |
49.5KNew |
$310K - $343K
|
49.5K
$163K
|
|
|
May 14, 2019
Q1 2019
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-11.6KClosed |
$72.8K - $80.4K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Mackay Shields LLC
|
BUY
|
- |
1.11MNew |
$6.93M - $7.66M
|
1.11M
$3.64M
|
|
|
May 13, 2019
Q1 2019
|
Burney CO
Reston, VA |
SELL
|
- |
-22.9KClosed |
$144K - $159K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-108KClosed |
$676K - $748K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Tcw Group Inc
|
SELL
|
- |
-38.5KClosed |
$241K - $267K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-250Closed |
$1.57K - $1.73K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-206KClosed |
$1.29M - $1.43M
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-400Closed |
$2.51K - $2.77K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-40KClosed |
$251K - $277K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Community Bank, N.A.
|
SELL
|
- |
-268Closed |
$1.68K - $1.86K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Gables Capital Management Inc.
|
SELL
|
- |
-1K- 50.0% |
$6.27K - $6.93K
|
1K
$3.29K
|
|
|
Apr 25, 2019
Q1 2019
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-126KClosed |
$788K - $871K
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-77Closed |
$483 - $534
|
0
$0
|
|
|
Apr 15, 2019
Q1 2019
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-131Closed |
$821 - $908
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-1.7KClosed |
$10.7K - $11.8K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Executive Wealth Management, LLC
|
BUY
|
- |
2.7KNew |
$15.6K - $19.6K
|
2.7K
$8.88K
|
|
|
Feb 14, 2019
Q4 2018
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
BUY
|
- |
1.48KNew |
$8.54K - $10.8K
|
1.48K
$4.87K
|
|
|
Feb 14, 2019
Q4 2018
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-18KClosed |
$104K - $131K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2.02KClosed |
$11.6K - $14.7K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-18.7KClosed |
$108K - $136K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1KClosed |
$5.77K - $7.27K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-3.81KClosed |
$22K - $27.7K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Ims Capital Management
|
SELL
|
- |
-800Closed |
$4.62K - $5.82K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-26.5KClosed |
$153K - $193K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-260Closed |
$1.5K - $1.89K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-10Closed |
$57.7 - $72.7
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
40.5KNew |
$234K - $294K
|
40.5K
$133K
|
|
|
Jan 25, 2019
Q4 2018
|
Boston Common Asset Management, LLC
Boston, MA |
SELL
|
- |
-15KClosed |
$86.8K - $109K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-1.65KClosed |
$9.52K - $12K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-1.15KClosed |
$6.63K - $8.35K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.86KClosed |
$22.2K - $28K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
21.2KNew |
$142K - $161K
|
21.2K
$69.8K
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-5.94KClosed |
$39.6K - $45K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-305Closed |
$2.03K - $2.31K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-1KClosed |
$6.67K - $7.58K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-3.3K- 21.29% |
$22K - $25K
|
12.2K
$40.1K
|
|
|
Oct 29, 2018
Q3 2018
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-104KClosed |
$692K - $786K
|
0
$0
|
|
|
Oct 04, 2018
Q3 2018
|
Xr Securities LLC
|
SELL
|
CALL |
-13.8KClosed |
$92K - $105K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-18.8KClosed |
$119K - $131K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-51.7KClosed |
$326K - $358K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-51.2KClosed |
$322K - $355K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-18KClosed |
$113K - $125K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-603KClosed |
$3.8M - $4.18M
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Nvwm, LLC
|
SELL
|
- |
-10KClosed |
$63K - $69.3K
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
New Square Capital LLC
|
SELL
|
- |
-1.2KClosed |
$7.59K - $8.34K
|
0
$0
|
|