Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 17, 2020
Q2 2020
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-74KClosed |
$280K - $425K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-38.3KClosed |
$145K - $220K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-288KClosed |
$1.09M - $1.66M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
12.3KNew |
$46.3K - $70.4K
|
12.3K
$65.1K
|
|
Aug 13, 2020
Q2 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-19.5KClosed |
$73.8K - $112K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-1KClosed |
$3.78K - $5.74K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Corsair Capital Management, L.P.
New York, NY |
SELL
|
- |
-35KClosed |
$132K - $201K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-12KClosed |
$45.4K - $68.9K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-28.9KClosed |
$109K - $166K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-41.9KClosed |
$159K - $241K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-1.8KClosed |
$6.8K - $10.3K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Washington Trust CO
|
SELL
|
- |
-3KClosed |
$11.3K - $17.2K
|
0
$0
|
|
Jul 30, 2020
Q2 2020
|
Berkeley Capital Partners, LLC
|
BUY
|
- |
10K+ 24.85% |
$37.8K - $57.4K
|
50.2K
$267K
|
|
Jul 23, 2020
Q2 2020
|
Telos Capital Management, Inc.
|
SELL
|
- |
-26.7KClosed |
$101K - $153K
|
0
$0
|
|
Jul 23, 2020
Q2 2020
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-1KClosed |
$3.78K - $5.74K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-23.9KClosed |
$90.3K - $137K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Trust CO Of Vermont
|
SELL
|
- |
-500Closed |
$1.89K - $2.87K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-7.1KClosed |
$26.8K - $40.8K
|
0
$0
|
|
Jul 10, 2020
Q2 2020
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-5.32KClosed |
$20.1K - $30.6K
|
0
$0
|
|
Jul 10, 2020
Q2 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
462New |
$1.75K - $2.65K
|
462
$2.45K
|
|
Q1 2020 | |||||||
Aug 16, 2024
Q1 2020
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-1Closed |
$4.04 - $6.61
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Scopia Capital Management LP
New York, NY |
SELL
|
- |
-1.01MClosed |
$4.08M - $6.67M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Man Group PLC
London, X0 |
SELL
|
- |
-1.92MClosed |
$7.75M - $12.7M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-30.4KClosed |
$123K - $201K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-40KClosed |
$162K - $264K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-6Closed |
$24.2 - $39.7
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-56KClosed |
$226K - $370K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-14.6KClosed |
$59K - $96.5K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-20.9KClosed |
$84.6K - $138K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Wesbanco Bank Inc
|
SELL
|
- |
-17.9KClosed |
$72.4K - $118K
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Paragon Capital Management LTD
|
SELL
|
- |
-40.6KClosed |
$164K - $269K
|
0
$0
|
|
Apr 14, 2020
Q1 2020
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-29KClosed |
$117K - $192K
|
0
$0
|
|
Apr 09, 2020
Q1 2020
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-328Closed |
$1.33K - $2.17K
|
0
$0
|
|
Apr 06, 2020
Q1 2020
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-10.2KClosed |
$41.3K - $67.5K
|
0
$0
|
|
Apr 03, 2020
Q1 2020
|
First National Bank Of Mount Dora, Trust Investment Services
|
BUY
|
- |
2.4K+ 18.6% |
$9.7K - $15.9K
|
15.3K
$81.2K
|
|
Q4 2019 | |||||||
May 11, 2020
Q4 2019
|
Royal Fund Management, LLC
|
SELL
|
- |
-293Closed |
$1.87K - $1.96K
|
0
$0
|
|
Feb 26, 2020
Q4 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-13.7KClosed |
$87.5K - $92K
|
0
$0
|
|
Feb 18, 2020
Q4 2019
|
Abrdn PLC
|
SELL
|
- |
-60KClosed |
$382K - $402K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$1.91K - $2.01K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-2KClosed |
$12.7K - $13.4K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-6.92KClosed |
$44.1K - $46.4K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-10.2KClosed |
$65.2K - $68.5K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-65.2KClosed |
$415K - $437K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-15Closed |
$95.6 - $101
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-17.9KClosed |
$114K - $120K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Gam Holding Ag
|
SELL
|
- |
-82.5KClosed |
$526K - $553K
|
0
$0
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-1.35KClosed |
$8.57K - $9.02K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-665Closed |
$4.24K - $4.46K
|
0
$0
|
|
Jan 22, 2020
Q4 2019
|
Barnett & Company, Inc.
|
SELL
|
- |
-1.3KClosed |
$8.28K - $8.71K
|
0
$0
|
|
Jan 17, 2020
Q4 2019
|
First National Bank Of Omaha
Omaha, NE |
SELL
|
- |
-10KClosed |
$63.7K - $67K
|
0
$0
|