Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 06, 2021
Q1 2021
|
Bt Wealth Management LLC
|
SELL
|
- |
-13.8KClosed |
$76K - $110K
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Rda Financial Network
|
SELL
|
- |
-21.3KClosed |
$117K - $170K
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Legacy Wealth Planning, LLC
|
SELL
|
- |
-10.2KClosed |
$56.2K - $81.4K
|
0
$0
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-400Closed |
$2.2K - $3.19K
|
0
$0
|
|
May 04, 2021
Q1 2021
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-20.3KClosed |
$112K - $162K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-71.9KClosed |
$396K - $574K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-64.9KClosed |
$358K - $518K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 18, 2021
Q4 2020
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-30.9KClosed |
$153K - $173K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-10.2KClosed |
$50.4K - $57K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-25KClosed |
$124K - $140K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-509Closed |
$2.52K - $2.85K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-945Closed |
$4.68K - $5.29K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-100Closed |
$495 - $560
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-393Closed |
$1.95K - $2.2K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-14.9KClosed |
$73.8K - $83.4K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-28KClosed |
$139K - $157K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-11.7KClosed |
$57.7K - $65.3K
|
0
$0
|
|
Jan 13, 2021
Q4 2020
|
Norway Savings Bank
|
SELL
|
- |
-100Closed |
$495 - $560
|
0
$0
|
|
Q3 2020 | |||||||
Sep 08, 2021
Q3 2020
|
Retirement Group, LLC
|
SELL
|
- |
-1.06KClosed |
$4.94K - $5.45K
|
0
$0
|
|
Nov 17, 2020
Q3 2020
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-159KClosed |
$742K - $820K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-14.7KClosed |
$68.7K - $75.9K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Weiss Asset Management LP
Boston, MA |
SELL
|
PUT |
-200KClosed |
$936K - $1.03M
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-10.2K- 31.68% |
$47.7K - $52.7K
|
22K
$96.1K
|
|
Nov 10, 2020
Q3 2020
|
Essex Financial Services, Inc.
|
SELL
|
- |
-32.8KClosed |
$154K - $170K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.51KClosed |
$7.08K - $7.82K
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-58.8KClosed |
$275K - $304K
|
0
$0
|
|
Oct 29, 2020
Q3 2020
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-15.1KClosed |
$70.6K - $78K
|
0
$0
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-200Closed |
$936 - $1.03K
|
0
$0
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-1KClosed |
$4.68K - $5.17K
|
0
$0
|
|
Q2 2020 | |||||||
Jan 09, 2024
Q2 2020
|
Financial Perspectives, Inc
Minneapolis, MN |
SELL
|
- |
-290Closed |
$1.1K - $1.66K
|
0
$0
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
65.4K+ 1356.65% |
$247K - $376K
|
70.3K
$307K
|
|
Aug 17, 2020
Q2 2020
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-74KClosed |
$280K - $425K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
12.3KNew |
$46.3K - $70.4K
|
12.3K
$53.6K
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-288KClosed |
$1.09M - $1.66M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-38.3KClosed |
$145K - $220K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-1KClosed |
$3.78K - $5.74K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Corsair Capital Management, L.P.
New York, NY |
SELL
|
- |
-35KClosed |
$132K - $201K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-19.5KClosed |
$73.8K - $112K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-28.9KClosed |
$109K - $166K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-12KClosed |
$45.4K - $68.9K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-41.9KClosed |
$159K - $241K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-1.8KClosed |
$6.8K - $10.3K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Washington Trust CO
|
SELL
|
- |
-3KClosed |
$11.3K - $17.2K
|
0
$0
|
|
Jul 30, 2020
Q2 2020
|
Berkeley Capital Partners, LLC
|
BUY
|
- |
10K+ 24.85% |
$37.8K - $57.4K
|
50.2K
$220K
|
|
Jul 23, 2020
Q2 2020
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-1KClosed |
$3.78K - $5.74K
|
0
$0
|
|
Jul 23, 2020
Q2 2020
|
Telos Capital Management, Inc.
|
SELL
|
- |
-26.7KClosed |
$101K - $153K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-7.1KClosed |
$26.8K - $40.8K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-23.9KClosed |
$90.3K - $137K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Trust CO Of Vermont
|
SELL
|
- |
-500Closed |
$1.89K - $2.87K
|
0
$0
|
|
Jul 10, 2020
Q2 2020
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-5.32KClosed |
$20.1K - $30.6K
|
0
$0
|