Purchases and Sales Made in Q4 2021 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q4 2021. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
72.1KNew |
$1.25M - $1.4M
|
72.1K
$885K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
70.7KNew |
$1.23M - $1.37M
|
70.7K
$867K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
66.9K+ 17.01% |
$1.16M - $1.3M
|
460K
$5.65M
|
|
|
Feb 03, 2022
Q4 2021
|
Wealth Management Solutions, LLC
|
BUY
|
- |
54.9KNew |
$953K - $1.06M
|
54.9K
$673K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
51.5KNew |
$895K - $999K
|
51.5K
$632K
|
|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
50.3KNew |
$873K - $974K
|
50.3K
$617K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
44.1K+ 5.36% |
$766K - $855K
|
867K
$10.6M
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
41.1KNew |
$713K - $796K
|
41.1K
$504K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
36K+ 59.44% |
$625K - $697K
|
96.4K
$1.18M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
34.7K+ 4.61% |
$603K - $674K
|
789K
$9.68M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
33.4K+ 10.73% |
$580K - $648K
|
345K
$4.23M
|
|
|
Feb 07, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
27.9KNew |
$485K - $542K
|
27.9K
$343K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
27.1K+ 6.65% |
$470K - $525K
|
434K
$5.33M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
22.6K+ 28.53% |
$393K - $438K
|
102K
$1.25M
|
|
|
Jan 26, 2022
Q4 2021
|
Andrew Hill Investment Advisors, Inc.
Naples, FL |
BUY
|
- |
19.5KNew |
$339K - $379K
|
19.5K
$240K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
18.3K+ 6568.46% |
$318K - $355K
|
18.6K
$228K
|
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
17.5K+ 116.41% |
$304K - $340K
|
32.6K
$400K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
16.6K+ 38.7% |
$289K - $322K
|
59.6K
$731K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
13.1K+ 88.54% |
$227K - $253K
|
27.8K
$341K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.7K+ 2.82% |
$221K - $247K
|
465K
$5.7M
|
|
|
Feb 11, 2022
Q4 2021
|
Coldstream Capital Management Inc
|
BUY
|
- |
12.2KNew |
$211K - $236K
|
12.2K
$149K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.6K+ 7.84% |
$201K - $225K
|
160K
$1.96M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
9.97K+ 218.19% |
$173K - $193K
|
14.5K
$178K
|
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
7.9KNew |
$137K - $153K
|
7.9K
$96.9K
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
7.32K+ 3.51% |
$127K - $142K
|
216K
$2.65M
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
6.23K+ 5.81% |
$108K - $121K
|
114K
$1.39M
|
|
|
Feb 09, 2022
Q4 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
6.19K+ 5.77% |
$108K - $120K
|
113K
$1.39M
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
3.08K+ 3.42% |
$53.5K - $59.7K
|
93.2K
$1.14M
|
|
|
Feb 03, 2022
Q4 2021
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
2.91KNew |
$50.5K - $56.4K
|
2.91K
$35.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.79K+ 9.11% |
$48.4K - $54.1K
|
33.4K
$410K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
2.64K+ 5.5% |
$45.8K - $51.1K
|
50.6K
$620K
|
|
|
Jan 27, 2022
Q4 2021
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
2.25K+ 2.08% |
$39.1K - $43.6K
|
110K
$1.35M
|
|
|
Jan 11, 2022
Q4 2021
|
Stolper CO
|
BUY
|
- |
2.14K+ 5.7% |
$37.2K - $41.6K
|
39.7K
$487K
|
|
|
Jan 24, 2022
Q4 2021
|
Steph & CO
|
BUY
|
- |
2KNew |
$34.7K - $38.8K
|
2K
$24.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.94K+ 5.1% |
$33.6K - $37.5K
|
39.9K
$489K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
1.5K+ 6.79% |
$26K - $29K
|
23.6K
$289K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.04K+ 1.93% |
$18K - $20.1K
|
54.7K
$672K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
821+ 0.19% |
$14.3K - $15.9K
|
436K
$5.36M
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
675New |
$11.7K - $13.1K
|
675
$8.28K
|
|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
667New |
$11.6K - $12.9K
|
667
$8.18K
|
|
|
Feb 07, 2022
Q4 2021
|
Windsor Capital Management, LLC
|
BUY
|
- |
616+ 2.25% |
$10.7K - $11.9K
|
27.9K
$343K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
400New |
$6.95K - $7.76K
|
400
$4.91K
|
|
|
Feb 14, 2022
Q4 2021
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
363New |
$6.31K - $7.04K
|
363
$4.45K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
333New |
$5.78K - $6.46K
|
333
$4.09K
|
|
|
Jan 27, 2022
Q4 2021
|
Tap Consulting, LLC
|
BUY
|
- |
282New |
$4.9K - $5.47K
|
282
$3.46K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
252New |
$4.38K - $4.89K
|
252
$3.09K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
250+ 0.19% |
$4.34K - $4.85K
|
132K
$1.62M
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
244New |
$4.24K - $4.73K
|
244
$2.99K
|
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
93+ 0.83% |
$1.62K - $1.8K
|
11.4K
$139K
|
|
|
May 03, 2022
Q4 2021
|
Investmark Advisory Group LLC
|
BUY
|
- |
70New |
$1.22K - $1.36K
|
70
$859
|