Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-326K- 22.05% |
$11.6M - $13.9M
|
1.15M
$76.3M
|
|
|
Aug 14, 2023
Q2 2023
|
Cipher Capital LP
New York, NY |
SELL
|
- |
-4.08K- 38.25% |
$146K - $174K
|
6.59K
$436K
|
|
|
Aug 14, 2023
Q2 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-672- 8.65% |
$24K - $28.6K
|
7.1K
$470K
|
|
|
Aug 11, 2023
Q2 2023
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-19K- 13.87% |
$679K - $809K
|
118K
$7.82M
|
|
|
Aug 11, 2023
Q2 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
3.62KNew |
$129K - $154K
|
3.62K
$239K
|
|
|
Aug 10, 2023
Q2 2023
|
Pictet Asset Management Sa
Geneva 73, V8 |
SELL
|
- |
-1.08K- 15.18% |
$38.6K - $46K
|
6.05K
$400K
|
|
|
Aug 07, 2023
Q2 2023
|
Safeguard Financial, LLC
|
BUY
|
- |
128New |
$4.57K - $5.45K
|
128
$8.47K
|
|
|
Jul 28, 2023
Q2 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
13.2KNew |
$473K - $564K
|
13.2K
$877K
|
|
|
Jul 26, 2023
Q2 2023
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
3New |
$107 - $128
|
3
$199
|
|
|
Jul 24, 2023
Q2 2023
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-21.2K- 96.97% |
$756K - $900K
|
661
$43.8K
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.03K- 6.94% |
$36.6K - $43.6K
|
13.7K
$909K
|
|
| Q1 2023 | |||||||
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-75K- 99.59% |
$2.55M - $3.84M
|
310
$20.5K
|
|
|
Nov 07, 2023
Q1 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-1.26KClosed |
$43K - $64.6K
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Oasis Management CO Ltd.
Grand Cayman, E9 |
BUY
|
PUT |
75.7KNew |
$2.57M - $3.87M
|
75.7K
$5.01M
|
|
|
May 12, 2023
Q1 2023
|
Aviva PLC
|
BUY
|
- |
36.3KNew |
$1.23M - $1.86M
|
36.3K
$2.4M
|
|
|
May 12, 2023
Q1 2023
|
Foster Dykema Cabot & CO Inc
|
BUY
|
- |
59New |
$2.01K - $3.02K
|
59
$3.91K
|
|
|
May 12, 2023
Q1 2023
|
Emg Holdings, L.P.
Old Greenwich, CT |
BUY
|
PUT |
29.4K+ 142.72% |
$1M - $1.5M
|
50K
$3.31M
|
|
|
May 12, 2023
Q1 2023
|
Clear Street Markets LLC
|
BUY
|
CALL |
1.5KNew |
$51K - $76.7K
|
1.5K
$99.3K
|
|
|
May 11, 2023
Q1 2023
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-350- 50.0% |
$11.9K - $17.9K
|
350
$23.2K
|
|
|
May 10, 2023
Q1 2023
|
Axq Capital, LP
Jersey City, NJ |
BUY
|
- |
9.61KNew |
$327K - $491K
|
9.61K
$636K
|
|
|
May 10, 2023
Q1 2023
|
Hillsdale Investment Management Inc.
Toronto, A6 |
BUY
|
- |
15.1KNew |
$513K - $772K
|
15.1K
$1M
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
612KNew |
$20.8M - $31.3M
|
612K
$40.5M
|
|
|
May 05, 2023
Q1 2023
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
666New |
$22.6K - $34.1K
|
666
$44.1K
|
|
|
May 04, 2023
Q1 2023
|
Ziegler Capital Management, LLC
|
BUY
|
- |
1.43K+ 24.37% |
$48.8K - $73.3K
|
7.32K
$485K
|
|
|
May 04, 2023
Q1 2023
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-2.8K- 6.65% |
$95.3K - $143K
|
39.4K
$2.61M
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
44New |
$1.5K - $2.25K
|
44
$2.91K
|
|
|
May 03, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
BUY
|
- |
3New |
$102 - $153
|
3
$199
|
|
|
May 03, 2023
Q1 2023
|
Tobam
|
BUY
|
- |
1.45K+ 362.41% |
$49.2K - $73.9K
|
1.85K
$122K
|
|
|
May 02, 2023
Q1 2023
|
Schubert & CO
|
BUY
|
- |
1+ 2.63% |
$34 - $51.1
|
39
$2.58K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
47New |
$1.6K - $2.4K
|
47
$3.11K
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-15- 46.88% |
$522 - $640
|
17
$1.13K
|
|
|
Feb 14, 2023
Q4 2022
|
Man Group PLC
London, X0 |
BUY
|
- |
7.37KNew |
$257K - $314K
|
7.37K
$488K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
49New |
$1.71K - $2.09K
|
49
$3.24K
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
135New |
$4.7K - $5.76K
|
135
$8.94K
|
|
|
Feb 14, 2023
Q4 2022
|
Petrus Trust Company, Lta
Dallas, TX |
BUY
|
- |
2.88K+ 45.95% |
$100K - $123K
|
9.14K
$605K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-50.1K- 61.45% |
$1.75M - $2.14M
|
31.5K
$2.08M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
9New |
$313 - $384
|
9
$596
|
|
|
Feb 13, 2023
Q4 2022
|
Prudent Man Advisors, LLC
|
BUY
|
- |
5.54KNew |
$193K - $236K
|
5.54K
$367K
|
|
|
Feb 13, 2023
Q4 2022
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-3.83K- 19.37% |
$133K - $163K
|
15.9K
$1.05M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
310New |
$10.8K - $13.2K
|
310
$20.5K
|
|
|
Feb 06, 2023
Q4 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
32+ 0.22% |
$1.11K - $1.36K
|
14.4K
$951K
|
|
|
Feb 01, 2023
Q4 2022
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
5+ 55.56% |
$174 - $213
|
14
$927
|
|
|
Jan 20, 2023
Q4 2022
|
Orion Capital Management LLC
|
SELL
|
- |
-1.8K- 16.22% |
$62.7K - $76.8K
|
9.3K
$616K
|
|
|
Jan 17, 2023
Q4 2022
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
292New |
$10.2K - $12.5K
|
292
$19.3K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
60New |
$2.09K - $2.56K
|
60
$3.97K
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
12New |
$418 - $512
|
12
$795
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
20New |
$696 - $853
|
20
$1.32K
|
|
| Q3 2022 | |||||||
|
Dec 01, 2022
Q3 2022
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-40K- 21.05% |
$1.37M - $1.9M
|
150K
$9.93M
|
|
|
Nov 14, 2022
Q3 2022
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
24New |
$822 - $1.14K
|
24
$1.59K
|
|
|
Nov 14, 2022
Q3 2022
|
Alpha Crest Capital Management LLC
New York, NY |
BUY
|
- |
38.2K+ 398.98% |
$1.31M - $1.81M
|
47.7K
$3.16M
|
|