Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Global Endowment Management, LP
Charlotte, NC |
SELL
|
CALL |
-170KClosed |
$2.48M - $5.18M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-28.1KClosed |
$409K - $854K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-633K- 99.37% |
$9.23M - $19.3M
|
4K
$314K
|
|
|
May 13, 2020
Q1 2020
|
Burney CO
Reston, VA |
SELL
|
- |
-115KClosed |
$1.68M - $3.5M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Tobias Financial Advisors, Inc.
Plantation, FL |
SELL
|
- |
-75Closed |
$1.09K - $2.28K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Evoke Wealth, LLC
|
SELL
|
- |
-843Closed |
$12.3K - $25.7K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-46Closed |
$671 - $1.4K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Bigelow Investment Advisors, LLC
|
SELL
|
- |
-15.5KClosed |
$226K - $472K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Weaver Consulting Group
|
SELL
|
- |
-400Closed |
$5.84K - $12.2K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Mesirow Financial Investment Management Equity & Fixed Income
Chicago, IL |
SELL
|
- |
-209KClosed |
$3.05M - $6.37M
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-62Closed |
$905 - $1.89K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Lindbrook Capital, LLC
|
BUY
|
- |
79New |
$1.15K - $2.41K
|
79
$6.21K
|
|
|
Apr 17, 2020
Q1 2020
|
Peregrine Capital Management LLC
|
SELL
|
- |
-218KClosed |
$3.19M - $6.65M
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Windward Capital Management CO
|
SELL
|
- |
-7.71KClosed |
$112K - $235K
|
0
$0
|
|
|
Apr 08, 2020
Q1 2020
|
Prairie View Partners, LLC
|
BUY
|
- |
400New |
$5.84K - $12.2K
|
400
$31.4K
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Grandeur Peak Global Advisors, LLC
Salt Lake City, UT |
SELL
|
- |
-26.5KClosed |
$703K - $815K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-3.96KClosed |
$105K - $122K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
518New |
$13.7K - $15.9K
|
518
$40.7K
|
|
|
Feb 13, 2020
Q4 2019
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-15.4KClosed |
$407K - $472K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Highland Private Wealth Management
|
SELL
|
- |
-58.4KClosed |
$1.55M - $1.79M
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Ontario Teachers Pension Plan Board
Toronto, A6 |
BUY
|
- |
44.4KNew |
$1.18M - $1.36M
|
44.4K
$3.49M
|
|
| Q3 2019 | |||||||
|
Nov 09, 2023
Q3 2019
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-710Closed |
$17.3K - $20.9K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-200Closed |
$4.86K - $5.9K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Employees Retirement System Of Texas
|
SELL
|
- |
-22KClosed |
$535K - $649K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-1.3KClosed |
$31.6K - $38.3K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-14.9KClosed |
$363K - $440K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Edge Wealth Management LLC
|
SELL
|
- |
-6Closed |
$146 - $177
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
First Command Financial Services, Inc.
|
SELL
|
- |
-300Closed |
$7.29K - $8.84K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
First Command Bank
|
SELL
|
- |
-300Closed |
$7.29K - $8.84K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Dfpg Investments, LLC
|
SELL
|
- |
-20.4KClosed |
$495K - $601K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 27, 2019
Q2 2019
|
River & Mercantile Asset Management LLP
London, X0 |
BUY
|
- |
190KNew |
$4.88M - $6.28M
|
190K
$14.9M
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-3Closed |
$77.3 - $99.4
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-948Closed |
$24.4K - $31.4K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-21.4KClosed |
$551K - $709K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
41.6KNew |
$1.07M - $1.38M
|
41.6K
$3.27M
|
|
|
Aug 07, 2019
Q2 2019
|
Global Alpha Capital Management Ltd.
|
SELL
|
- |
-328KClosed |
$8.44M - $10.9M
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-33Closed |
$850 - $1.09K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Aurora Investment Counsel
Atlanta, GA |
SELL
|
- |
-47.5KClosed |
$1.22M - $1.57M
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-2.8KClosed |
$72.1K - $92.7K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-42.1KClosed |
$1.08M - $1.39M
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-120Closed |
$3.09K - $3.97K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-300Closed |
$7.73K - $9.94K
|
0
$0
|
|
|
Jul 17, 2019
Q2 2019
|
Covenant Asset Management, LLC
|
SELL
|
- |
-63.1KClosed |
$1.62M - $2.09M
|
0
$0
|
|
| Q1 2019 | |||||||
|
Oct 17, 2019
Q1 2019
|
Fox Run Management, L.L.C.
Greenwich, CT |
SELL
|
- |
-8.16KClosed |
$204K - $271K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-10.8KClosed |
$272K - $360K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-43.4KClosed |
$1.09M - $1.44M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Pier 88 Investment Partners LLC
San Francisco, CA |
SELL
|
- |
-12.5KClosed |
$314K - $416K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-29Closed |
$726 - $963
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Mackay Shields LLC
|
SELL
|
- |
-18.2KClosed |
$456K - $604K
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-1K- 4.55% |
$25.1K - $33.2K
|
21K
$1.65M
|
|