Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2019
Q2 2019
|
Global Alpha Capital Management Ltd.
|
SELL
|
- |
-328KClosed |
$8.44M - $10.9M
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-33Closed |
$850 - $1.09K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-2.8KClosed |
$72.1K - $92.7K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Aurora Investment Counsel
Atlanta, GA |
SELL
|
- |
-47.5KClosed |
$1.22M - $1.57M
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-42.1KClosed |
$1.08M - $1.39M
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-120Closed |
$3.09K - $3.97K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-300Closed |
$7.73K - $9.94K
|
0
$0
|
|
|
Jul 17, 2019
Q2 2019
|
Covenant Asset Management, LLC
|
SELL
|
- |
-63.1KClosed |
$1.62M - $2.09M
|
0
$0
|
|
| Q1 2019 | |||||||
|
Oct 17, 2019
Q1 2019
|
Fox Run Management, L.L.C.
Greenwich, CT |
SELL
|
- |
-8.16KClosed |
$204K - $271K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-43.4KClosed |
$1.09M - $1.44M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-10.8KClosed |
$272K - $360K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Pier 88 Investment Partners LLC
San Francisco, CA |
SELL
|
- |
-12.5KClosed |
$314K - $416K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-29Closed |
$726 - $963
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Mackay Shields LLC
|
SELL
|
- |
-18.2KClosed |
$456K - $604K
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-1K- 4.55% |
$25.1K - $33.2K
|
21K
$1.46M
|
|
|
Apr 11, 2019
Q1 2019
|
Gradient Investments LLC
|
BUY
|
- |
24New |
$601 - $797
|
24
$1.67K
|
|
| Q4 2018 | |||||||
|
Aug 13, 2024
Q4 2018
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-135Closed |
$3.3K - $4.87K
|
0
$0
|
|
|
Feb 21, 2019
Q4 2018
|
Lake Point Wealth Management
|
BUY
|
- |
800New |
$19.5K - $28.9K
|
800
$55.6K
|
|
|
Feb 14, 2019
Q4 2018
|
Two Sigma Investments, LP
New York, NY |
SELL
|
PUT |
-9KClosed |
$220K - $325K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-6.34KClosed |
$155K - $229K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-400- 25.0% |
$9.77K - $14.4K
|
1.2K
$83.3K
|
|
|
Feb 14, 2019
Q4 2018
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-500Closed |
$12.2K - $18K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-100Closed |
$2.44K - $3.61K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-197KClosed |
$4.82M - $7.12M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-12.3KClosed |
$300K - $443K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Jcsd Capital, LLC
|
SELL
|
- |
-55KClosed |
$1.34M - $1.98M
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-760Closed |
$18.6K - $27.4K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
River Oaks Capital LLC
Wayzata, MN |
SELL
|
- |
-23.5KClosed |
$574K - $848K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-820Closed |
$20K - $29.6K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-400Closed |
$9.77K - $14.4K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-1.1KClosed |
$26.9K - $39.7K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Gam Holding Ag
|
SELL
|
- |
-13.5KClosed |
$330K - $487K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-14Closed |
$342 - $505
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-17.8KClosed |
$435K - $643K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-26.4KClosed |
$645K - $953K
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Trust CO Of Toledo Na
Holland, OH |
SELL
|
- |
-6.56KClosed |
$160K - $237K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-400Closed |
$9.77K - $14.4K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Summit Creek Advisors LLC
Minneapolis, MN |
SELL
|
- |
-40.4KClosed |
$986K - $1.46M
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-70KClosed |
$1.71M - $2.53M
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-4Closed |
$97.7 - $144
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
17.8KNew |
$606K - $763K
|
17.8K
$1.24M
|
|