Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 03, 2023
Q1 2023
|
Tobam
|
BUY
|
- |
1.45K+ 362.41% |
$49.2K - $73.9K
|
1.85K
$145K
|
|
|
May 03, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
BUY
|
- |
3New |
$102 - $153
|
3
$236
|
|
|
May 02, 2023
Q1 2023
|
Schubert & CO
|
BUY
|
- |
1+ 2.63% |
$34 - $51.1
|
39
$3.06K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
47New |
$1.6K - $2.4K
|
47
$3.69K
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-15- 46.88% |
$522 - $640
|
17
$1.34K
|
|
|
Feb 14, 2023
Q4 2022
|
Man Group PLC
London, X0 |
BUY
|
- |
7.37KNew |
$257K - $314K
|
7.37K
$579K
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
135New |
$4.7K - $5.76K
|
135
$10.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Petrus Trust Company, Lta
Dallas, TX |
BUY
|
- |
2.88K+ 45.95% |
$100K - $123K
|
9.14K
$718K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
49New |
$1.71K - $2.09K
|
49
$3.85K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-50.1K- 61.45% |
$1.75M - $2.14M
|
31.5K
$2.47M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
9New |
$313 - $384
|
9
$707
|
|
|
Feb 13, 2023
Q4 2022
|
Prudent Man Advisors, LLC
|
BUY
|
- |
5.54KNew |
$193K - $236K
|
5.54K
$435K
|
|
|
Feb 13, 2023
Q4 2022
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-3.83K- 19.37% |
$133K - $163K
|
15.9K
$1.25M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
310New |
$10.8K - $13.2K
|
310
$24.4K
|
|
|
Feb 06, 2023
Q4 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
32+ 0.22% |
$1.11K - $1.36K
|
14.4K
$1.13M
|
|
|
Feb 01, 2023
Q4 2022
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
5+ 55.56% |
$174 - $213
|
14
$1.1K
|
|
|
Jan 20, 2023
Q4 2022
|
Orion Capital Management LLC
|
SELL
|
- |
-1.8K- 16.22% |
$62.7K - $76.8K
|
9.3K
$731K
|
|
|
Jan 17, 2023
Q4 2022
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
292New |
$10.2K - $12.5K
|
292
$22.9K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
60New |
$2.09K - $2.56K
|
60
$4.71K
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
12New |
$418 - $512
|
12
$943
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
20New |
$696 - $853
|
20
$1.57K
|
|
| Q3 2022 | |||||||
|
Dec 01, 2022
Q3 2022
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-40K- 21.05% |
$1.37M - $1.9M
|
150K
$11.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Alpha Crest Capital Management LLC
New York, NY |
BUY
|
- |
38.2K+ 398.98% |
$1.31M - $1.81M
|
47.7K
$3.75M
|
|
|
Nov 14, 2022
Q3 2022
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-845Closed |
$28.9K - $40.2K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Covington Capital Management
|
BUY
|
- |
300New |
$10.3K - $14.3K
|
300
$23.6K
|
|
|
Nov 14, 2022
Q3 2022
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
24New |
$822 - $1.14K
|
24
$1.89K
|
|
|
Nov 14, 2022
Q3 2022
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
1.98KNew |
$67.8K - $94.1K
|
1.98K
$156K
|
|
|
Nov 14, 2022
Q3 2022
|
Holocene Advisors, LP
New York, NY |
SELL
|
- |
-17.7K- 60.49% |
$607K - $843K
|
11.6K
$911K
|
|
|
Nov 10, 2022
Q3 2022
|
Abrdn PLC
|
SELL
|
- |
-369K- 47.7% |
$12.6M - $17.6M
|
405K
$31.8M
|
|
|
Nov 09, 2022
Q3 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
3New |
$103 - $143
|
3
$236
|
|
|
Nov 08, 2022
Q3 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
4+ 1.01% |
$137 - $190
|
402
$31.6K
|
|
|
Nov 02, 2022
Q3 2022
|
Sageworth Trust CO
|
SELL
|
- |
-3.29K- 60.41% |
$113K - $157K
|
2.16K
$170K
|
|
|
Oct 31, 2022
Q3 2022
|
Harel Insurance Investments & Financial Services Ltd.
|
BUY
|
- |
1.4KNew |
$47.9K - $66.5K
|
1.4K
$110K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
210New |
$7.19K - $9.98K
|
210
$16.5K
|
|
|
Oct 13, 2022
Q3 2022
|
New Century Advisors, LLC
|
BUY
|
- |
12+ 1.74% |
$411 - $570
|
701
$55.1K
|
|
| Q2 2022 | |||||||
|
Aug 17, 2022
Q2 2022
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-20Closed |
$686 - $921
|
0
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
326New |
$11.2K - $15K
|
326
$25.6K
|
|
|
Aug 15, 2022
Q2 2022
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-10.7KClosed |
$367K - $492K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Redwood Investment Management, LLC
Scottsdale, AZ |
SELL
|
- |
-496- 7.82% |
$17K - $22.8K
|
5.84K
$459K
|
|
|
Aug 15, 2022
Q2 2022
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-1.94KClosed |
$66.5K - $89.3K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
PUT |
-26.6KClosed |
$913K - $1.22M
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Davis Capital Partners, LLC
Sausalito, CA |
BUY
|
- |
91.7K+ 11.83% |
$3.15M - $4.22M
|
867K
$68.1M
|
|
|
Aug 12, 2022
Q2 2022
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-48.5K- 98.83% |
$1.67M - $2.23M
|
577
$45.3K
|
|
|
Aug 12, 2022
Q2 2022
|
Hap Trading, LLC
New York, NY |
BUY
|
PUT |
13.6KNew |
$467K - $626K
|
13.6K
$1.07M
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-4.81KClosed |
$165K - $221K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-77.6KClosed |
$2.66M - $3.57M
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
110New |
$3.77K - $5.06K
|
110
$8.64K
|
|
|
Aug 08, 2022
Q2 2022
|
Meeder Asset Management Inc
|
SELL
|
- |
-67- 53.6% |
$2.3K - $3.08K
|
58
$4.56K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-288Closed |
$9.88K - $13.3K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-330- 89.19% |
$11.3K - $15.2K
|
40
$3.14K
|
|