Latest Institutional Transactions on Axos Financial, Inc. (AX)

AX Quotes by TradingView

This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 13, 2020 Q3 2020
Cetera Advisor Networks LLC

El Segundo, CA
SELL
 -
-400
Closed
$7.82K - $10.2K
0 $0
Nov 13, 2020 Q3 2020
Orion Portfolio Solutions, LLC

SELL
 -
-50
Closed
$978 - $1.27K
0 $0
Nov 13, 2020 Q3 2020
Atom Investors LP

Austin, TX
SELL
 PUT
-200K
Closed
$3.91M - $5.08M
0 $0
Nov 12, 2020 Q3 2020
Mbm Wealth Consultants, LLC

Chesterfield, MO
SELL
 -
-907
Closed
$17.7K - $23K
0 $0
Nov 09, 2020 Q3 2020
Shelton Capital Management

Denver, CO
SELL
 -
-27.9K
Closed
$546K - $709K
0 $0
Nov 05, 2020 Q3 2020
Icon Advisers Inc

Greenwood Village, CO
SELL
 -
-64.2K
Closed
$1.26M - $1.63M
0 $0
Nov 02, 2020 Q3 2020
Private Advisor Group, LLC

SELL
 -
-350
Closed
$6.84K - $8.88K
0 $0
Oct 27, 2020 Q3 2020
Atlas Private Wealth Advisors

Matawan, NJ
SELL
 -
-3.15K
Closed
$61.6K - $79.9K
0 $0
Oct 20, 2020 Q3 2020
Everence Capital Management Inc

BUY
 PUT
8.59K
New
$168K - $218K
8.59K $735K
Q2 2020
Aug 14, 2020 Q2 2020
Claraphi Advisory Network, LLC

SELL
 -
-3
Closed
$44.6 - $75.8
0 $0
Jul 09, 2020 Q2 2020
Arden Trust CO

SELL
 -
-2.46K
Closed
$36.6K - $62.2K
0 $0
Jul 06, 2020 Q2 2020
Municipal Employees' Retirement System Of Michigan

SELL
 -
-16.5K
Closed
$245K - $417K
0 $0
Q1 2020
Mar 24, 2023 Q1 2020
American Portfolios Advisors

Holbrook, NY
BUY
 -
15K
New
$219K - $457K
15K $1.28M
May 15, 2020 Q1 2020
Capstone Investment Advisors, LLC

New York, NY
SELL
 PUT
-15.4K
Closed
$225K - $469K
0 $0
May 15, 2020 Q1 2020
Quantitative Investment Management, LLC

Charlottesville, VA
SELL
 -
-14.7K
Closed
$215K - $449K
0 $0
May 15, 2020 Q1 2020
Voss Capital, LLC

Houston, TX
BUY
 CALL
10K
New
$146K - $305K
10K $856K
May 14, 2020 Q1 2020
Pine Bridge Investments, L.P.

SELL
 -
-28.1K
Closed
$409K - $854K
0 $0
May 14, 2020 Q1 2020
Global Endowment Management, LP

Charlotte, NC
SELL
 CALL
-170K
Closed
$2.48M - $5.18M
0 $0
May 13, 2020 Q1 2020
Barclays PLC

London, X0
SELL
 PUT
-633K
- 99.37%
$9.23M - $19.3M
4K $342K
May 13, 2020 Q1 2020
Tobias Financial Advisors, Inc.

Plantation, FL
SELL
 -
-75
Closed
$1.09K - $2.28K
0 $0
May 13, 2020 Q1 2020
Burney CO

Reston, VA
SELL
 -
-115K
Closed
$1.68M - $3.5M
0 $0
May 07, 2020 Q1 2020
Evoke Wealth, LLC

SELL
 -
-843
Closed
$12.3K - $25.7K
0 $0
May 05, 2020 Q1 2020
Smithfield Trust CO

Pittsburgh, PA
SELL
 -
-46
Closed
$671 - $1.4K
0 $0
May 05, 2020 Q1 2020
Bigelow Investment Advisors, LLC

SELL
 -
-15.5K
Closed
$226K - $472K
0 $0
Apr 28, 2020 Q1 2020
Weaver Consulting Group

SELL
 -
-400
Closed
$5.84K - $12.2K
0 $0
Apr 28, 2020 Q1 2020
Mesirow Financial Investment Management Equity & Fixed Income

Chicago, IL
SELL
 -
-209K
Closed
$3.05M - $6.37M
0 $0
Apr 23, 2020 Q1 2020
Harvest Group Wealth Management, LLC

SELL
 -
-62
Closed
$905 - $1.89K
0 $0
Apr 22, 2020 Q1 2020
Lindbrook Capital, LLC

BUY
 -
79
New
$1.15K - $2.41K
79 $6.76K
Apr 17, 2020 Q1 2020
Peregrine Capital Management LLC

SELL
 -
-218K
Closed
$3.19M - $6.65M
0 $0
Apr 14, 2020 Q1 2020
Windward Capital Management CO

SELL
 -
-7.71K
Closed
$112K - $235K
0 $0
Apr 08, 2020 Q1 2020
Prairie View Partners, LLC

BUY
 -
400
New
$5.84K - $12.2K
400 $34.2K
Q4 2019
Feb 14, 2020 Q4 2019
Quantamental Technologies LLC

White Plains, NY
SELL
 -
-3.96K
Closed
$105K - $122K
0 $0
Feb 14, 2020 Q4 2019
Sunbelt Securities, Inc.

Houston, TX
BUY
 -
518
New
$13.7K - $15.9K
518 $44.3K
Feb 14, 2020 Q4 2019
Grandeur Peak Global Advisors, LLC

Salt Lake City, UT
SELL
 -
-26.5K
Closed
$703K - $815K
0 $0
Feb 13, 2020 Q4 2019
Jefferies Group LLC

New York, NY
SELL
 -
-15.4K
Closed
$407K - $472K
0 $0
Feb 10, 2020 Q4 2019
Highland Private Wealth Management

SELL
 -
-58.4K
Closed
$1.55M - $1.79M
0 $0
Feb 07, 2020 Q4 2019
Ontario Teachers Pension Plan Board

Toronto, A6
BUY
 -
44.4K
New
$1.18M - $1.36M
44.4K $3.8M
Q3 2019
Nov 09, 2023 Q3 2019
Brewin Dolphin LTD

London, X0
SELL
 -
-710
Closed
$17.3K - $20.9K
0 $0
Nov 14, 2019 Q3 2019
Osterweis Capital Management Inc

San Francisco, CA
SELL
 -
-126K
Closed
$3.05M - $3.7M
0 $0
Nov 12, 2019 Q3 2019
Capital Analysts, LLC

Fort Washington, PA
SELL
 -
-200
Closed
$4.86K - $5.9K
0 $0
Nov 12, 2019 Q3 2019
Employees Retirement System Of Texas

SELL
 -
-22K
Closed
$535K - $649K
0 $0
Nov 05, 2019 Q3 2019
Doyle Wealth Management

St. Petersburg, FL
SELL
 -
-1.3K
Closed
$31.6K - $38.3K
0 $0
Oct 31, 2019 Q3 2019
Texas Yale Capital Corp.

St. Petersburg, FL
SELL
 -
-14.9K
Closed
$363K - $440K
0 $0
Oct 21, 2019 Q3 2019
First Command Financial Services, Inc.

SELL
 -
-300
Closed
$7.29K - $8.84K
0 $0
Oct 21, 2019 Q3 2019
Edge Wealth Management LLC

SELL
 -
-6
Closed
$146 - $177
0 $0
Oct 15, 2019 Q3 2019
Dfpg Investments, LLC

SELL
 -
-20.4K
Closed
$495K - $601K
0 $0
Oct 15, 2019 Q3 2019
First Command Bank

SELL
 -
-300
Closed
$7.29K - $8.84K
0 $0
Q2 2019
Aug 27, 2019 Q2 2019
River & Mercantile Asset Management LLP

London, X0
BUY
 -
190K
New
$4.88M - $6.28M
190K $16.2M
Aug 14, 2019 Q2 2019
Nordea Investment Management Ab

Stockholm, V7
SELL
 -
-3
Closed
$77.3 - $99.4
0 $0

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