Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Holocene Advisors, LP
New York, NY |
SELL
|
- |
-17.7K- 60.49% |
$607K - $843K
|
11.6K
$767K
|
|
|
Nov 14, 2022
Q3 2022
|
Covington Capital Management
|
BUY
|
- |
300New |
$10.3K - $14.3K
|
300
$19.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-845Closed |
$28.9K - $40.2K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
1.98KNew |
$67.8K - $94.1K
|
1.98K
$131K
|
|
|
Nov 10, 2022
Q3 2022
|
Abrdn PLC
|
SELL
|
- |
-369K- 47.7% |
$12.6M - $17.6M
|
405K
$26.8M
|
|
|
Nov 09, 2022
Q3 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
3New |
$103 - $143
|
3
$199
|
|
|
Nov 08, 2022
Q3 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
4+ 1.01% |
$137 - $190
|
402
$26.6K
|
|
|
Nov 02, 2022
Q3 2022
|
Sageworth Trust CO
|
SELL
|
- |
-3.29K- 60.41% |
$113K - $157K
|
2.16K
$143K
|
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
68+ 1.08% |
$2.33K - $3.23K
|
6.36K
$421K
|
|
|
Oct 31, 2022
Q3 2022
|
Harel Insurance Investments & Financial Services Ltd.
|
BUY
|
- |
1.4KNew |
$47.9K - $66.5K
|
1.4K
$92.7K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
210New |
$7.19K - $9.98K
|
210
$13.9K
|
|
|
Oct 13, 2022
Q3 2022
|
New Century Advisors, LLC
|
BUY
|
- |
12+ 1.74% |
$411 - $570
|
701
$46.4K
|
|
| Q2 2022 | |||||||
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
8New |
$274 - $368
|
8
$530
|
|
|
Aug 17, 2022
Q2 2022
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-20Closed |
$686 - $921
|
0
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
326New |
$11.2K - $15K
|
326
$21.6K
|
|
|
Aug 15, 2022
Q2 2022
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-10.7KClosed |
$367K - $492K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-1.94KClosed |
$66.5K - $89.3K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
PUT |
-26.6KClosed |
$913K - $1.22M
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Redwood Investment Management, LLC
Scottsdale, AZ |
SELL
|
- |
-496- 7.82% |
$17K - $22.8K
|
5.84K
$387K
|
|
|
Aug 12, 2022
Q2 2022
|
Davis Capital Partners, LLC
Sausalito, CA |
BUY
|
- |
91.7K+ 11.83% |
$3.15M - $4.22M
|
867K
$57.4M
|
|
|
Aug 12, 2022
Q2 2022
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-48.5K- 98.83% |
$1.67M - $2.23M
|
577
$38.2K
|
|
|
Aug 12, 2022
Q2 2022
|
Hap Trading, LLC
New York, NY |
BUY
|
PUT |
13.6KNew |
$467K - $626K
|
13.6K
$900K
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-4.81KClosed |
$165K - $221K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-77.6KClosed |
$2.66M - $3.57M
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
110New |
$3.77K - $5.06K
|
110
$7.28K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-288Closed |
$9.88K - $13.3K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Meeder Asset Management Inc
|
SELL
|
- |
-67- 53.6% |
$2.3K - $3.08K
|
58
$3.84K
|
|
|
Aug 05, 2022
Q2 2022
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-330- 89.19% |
$11.3K - $15.2K
|
40
$2.65K
|
|
|
Aug 03, 2022
Q2 2022
|
Sciencast Management LP
|
BUY
|
- |
13.7KNew |
$471K - $632K
|
13.7K
$909K
|
|
|
Aug 02, 2022
Q2 2022
|
Clear Street Markets LLC
|
SELL
|
- |
-100Closed |
$3.43K - $4.6K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Bank Hapoalim Bm
|
SELL
|
- |
-5.06KClosed |
$174K - $233K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-86Closed |
$2.95K - $3.96K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Laurus Investment Counsel Inc.
|
SELL
|
- |
-60.8KClosed |
$2.09M - $2.8M
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-7Closed |
$240 - $322
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-5.16KClosed |
$177K - $238K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Denali Advisors LLC
|
SELL
|
- |
-80.9KClosed |
$2.78M - $3.72M
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-1.5KClosed |
$51.4K - $69K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Exane Derivatives
|
SELL
|
- |
-404- 58.89% |
$13.9K - $18.6K
|
282
$18.7K
|
|
|
Jul 06, 2022
Q2 2022
|
Private Asset Management Inc
|
SELL
|
- |
-5KClosed |
$172K - $230K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-493Closed |
$22.9K - $29.8K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-150- 0.73% |
$6.96K - $9.08K
|
20.3K
$1.34M
|
|
|
May 16, 2022
Q1 2022
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-30KClosed |
$1.39M - $1.82M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-1.26KClosed |
$58.4K - $76.2K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-43.1KClosed |
$2M - $2.61M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Eam Global Investors LLC
Solana Beach, CA |
SELL
|
- |
-45.3KClosed |
$2.1M - $2.74M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-32.5KClosed |
$1.51M - $1.97M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-5KClosed |
$232K - $303K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-27- 72.97% |
$1.25K - $1.63K
|
10
$662
|
|
|
May 09, 2022
Q1 2022
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-112Closed |
$5.2K - $6.78K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Motley Fool Asset Management LLC
Alexandria, VA |
SELL
|
- |
-28Closed |
$1.3K - $1.69K
|
0
$0
|
|