Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Glassman Wealth Services
|
BUY
|
- |
124New |
$4.14K - $7.04K
|
124
$9.74K
|
|
|
Feb 09, 2024
Q4 2023
|
Affinity Investment Advisors, LLC
|
BUY
|
- |
11.6KNew |
$386K - $657K
|
11.6K
$908K
|
|
|
Feb 08, 2024
Q4 2023
|
Massachusetts Financial Services CO
Boston, MA |
BUY
|
- |
4.8KNew |
$160K - $273K
|
4.8K
$377K
|
|
|
Feb 08, 2024
Q4 2023
|
Arga Investment Management, LP
|
BUY
|
- |
10.1KNew |
$338K - $576K
|
10.1K
$797K
|
|
|
Feb 08, 2024
Q4 2023
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
BUY
|
- |
161New |
$5.37K - $9.14K
|
161
$12.6K
|
|
|
Feb 05, 2024
Q4 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-291- 3.02% |
$9.71K - $16.5K
|
9.35K
$735K
|
|
|
Jan 30, 2024
Q4 2023
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
22New |
$734 - $1.25K
|
22
$1.73K
|
|
|
Jan 16, 2024
Q4 2023
|
Fsc Wealth Advisors, LLC
|
BUY
|
PUT |
300New |
$10K - $17K
|
300
$23.6K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Atom Investors LP
Austin, TX |
BUY
|
- |
5.35KNew |
$193K - $261K
|
5.35K
$420K
|
|
|
Nov 14, 2023
Q3 2023
|
Caas Capital Management LP
New York, NY |
BUY
|
PUT |
7.3KNew |
$263K - $356K
|
7.3K
$573K
|
|
|
Nov 14, 2023
Q3 2023
|
Caas Capital Management LP
New York, NY |
BUY
|
- |
2.7KNew |
$97.2K - $132K
|
2.7K
$212K
|
|
|
Nov 14, 2023
Q3 2023
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
225KNew |
$8.12M - $11M
|
225K
$17.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Teza Capital Management LLC
Chicago, IL |
BUY
|
- |
1.66K+ 23.29% |
$59.9K - $81K
|
8.8K
$692K
|
|
|
Nov 14, 2023
Q3 2023
|
Inceptionr LLC
Lafayette, CA |
SELL
|
- |
-2.24K- 29.15% |
$80.7K - $109K
|
5.45K
$428K
|
|
|
Nov 14, 2023
Q3 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
- |
8.93K+ 58.85% |
$322K - $435K
|
24.1K
$1.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
242New |
$8.71K - $11.8K
|
242
$19K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.74K- 17.67% |
$62.5K - $84.6K
|
8.09K
$635K
|
|
|
Nov 02, 2023
Q3 2023
|
Your Advocates Ltd., LLP
Houston, TX |
BUY
|
- |
10New |
$360 - $487
|
10
$786
|
|
|
Nov 01, 2023
Q3 2023
|
Lgt Financial Advisors LLC
Dallas, TX |
BUY
|
- |
204New |
$7.35K - $9.94K
|
204
$16K
|
|
|
Oct 20, 2023
Q3 2023
|
Steward Financial Group LLC
|
BUY
|
- |
54New |
$1.94K - $2.63K
|
54
$4.24K
|
|
| Q2 2023 | |||||||
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-22.1KClosed |
$789K - $940K
|
0
$0
|
|
|
Dec 12, 2023
Q2 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
355New |
$12.7K - $15.1K
|
355
$27.9K
|
|
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.17KNew |
$41.6K - $49.6K
|
1.17K
$91.5K
|
|
|
Aug 15, 2023
Q2 2023
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
BUY
|
- |
50New |
$1.79K - $2.13K
|
50
$3.93K
|
|
|
Aug 14, 2023
Q2 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-672- 8.65% |
$24K - $28.6K
|
7.1K
$558K
|
|
|
Aug 14, 2023
Q2 2023
|
Cipher Capital LP
New York, NY |
SELL
|
- |
-4.08K- 38.25% |
$146K - $174K
|
6.59K
$518K
|
|
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
6.3KNew |
$225K - $268K
|
6.3K
$495K
|
|
|
Aug 14, 2023
Q2 2023
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-326K- 22.05% |
$11.6M - $13.9M
|
1.15M
$90.5M
|
|
|
Aug 11, 2023
Q2 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
3.62KNew |
$129K - $154K
|
3.62K
$284K
|
|
|
Aug 11, 2023
Q2 2023
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-19K- 13.87% |
$679K - $809K
|
118K
$9.28M
|
|
|
Aug 10, 2023
Q2 2023
|
Pictet Asset Management Sa
Geneva 73, V8 |
SELL
|
- |
-1.08K- 15.18% |
$38.6K - $46K
|
6.05K
$475K
|
|
|
Aug 07, 2023
Q2 2023
|
Safeguard Financial, LLC
|
BUY
|
- |
128New |
$4.57K - $5.45K
|
128
$10.1K
|
|
|
Jul 28, 2023
Q2 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
13.2KNew |
$473K - $564K
|
13.2K
$1.04M
|
|
|
Jul 26, 2023
Q2 2023
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
3New |
$107 - $128
|
3
$236
|
|
|
Jul 24, 2023
Q2 2023
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-21.2K- 96.97% |
$756K - $900K
|
661
$51.9K
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.03K- 6.94% |
$36.6K - $43.6K
|
13.7K
$1.08M
|
|
| Q1 2023 | |||||||
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-75K- 99.59% |
$2.55M - $3.84M
|
310
$24.4K
|
|
|
Nov 07, 2023
Q1 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-1.26KClosed |
$43K - $64.6K
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Oasis Management CO Ltd.
Grand Cayman, E9 |
BUY
|
PUT |
75.7KNew |
$2.57M - $3.87M
|
75.7K
$5.95M
|
|
|
May 12, 2023
Q1 2023
|
Emg Holdings, L.P.
Old Greenwich, CT |
BUY
|
PUT |
29.4K+ 142.72% |
$1M - $1.5M
|
50K
$3.93M
|
|
|
May 12, 2023
Q1 2023
|
Aviva PLC
|
BUY
|
- |
36.3KNew |
$1.23M - $1.86M
|
36.3K
$2.85M
|
|
|
May 12, 2023
Q1 2023
|
Foster Dykema Cabot & CO Inc
|
BUY
|
- |
59New |
$2.01K - $3.02K
|
59
$4.64K
|
|
|
May 12, 2023
Q1 2023
|
Clear Street Markets LLC
|
BUY
|
CALL |
1.5KNew |
$51K - $76.7K
|
1.5K
$118K
|
|
|
May 11, 2023
Q1 2023
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-350- 50.0% |
$11.9K - $17.9K
|
350
$27.5K
|
|
|
May 10, 2023
Q1 2023
|
Hillsdale Investment Management Inc.
Toronto, A6 |
BUY
|
- |
15.1KNew |
$513K - $772K
|
15.1K
$1.19M
|
|
|
May 10, 2023
Q1 2023
|
Axq Capital, LP
Jersey City, NJ |
BUY
|
- |
9.61KNew |
$327K - $491K
|
9.61K
$755K
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
612KNew |
$20.8M - $31.3M
|
612K
$48.1M
|
|
|
May 05, 2023
Q1 2023
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
666New |
$22.6K - $34.1K
|
666
$52.3K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
44New |
$1.5K - $2.25K
|
44
$3.46K
|
|
|
May 04, 2023
Q1 2023
|
Ziegler Capital Management, LLC
|
BUY
|
- |
1.43K+ 24.37% |
$48.8K - $73.3K
|
7.32K
$575K
|
|