Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-200Closed |
$10.2K - $12.4K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Jennison Associates LLC
|
SELL
|
- |
-43.1KClosed |
$2.2M - $2.68M
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-746Closed |
$38.1K - $46.4K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-9.02KClosed |
$460K - $561K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-68Closed |
$3.47K - $4.23K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Intelligence Driven Advisers, LLC
|
BUY
|
- |
13.3K+ 300.0% |
$677K - $824K
|
17.7K
$1.25M
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-3.9KClosed |
$199K - $242K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-30.9KClosed |
$1.38M - $1.59M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-51.9KClosed |
$2.32M - $2.67M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-29KClosed |
$1.3M - $1.49M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
15.8KNew |
$706K - $814K
|
15.8K
$1.12M
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
351New |
$15.7K - $18.1K
|
351
$24.8K
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-307KClosed |
$13.6M - $15.2M
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-5KClosed |
$221K - $247K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-2.93KClosed |
$130K - $145K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-164Closed |
$7.26K - $8.09K
|
0
$0
|
|
|
Jul 20, 2021
Q2 2021
|
Oakworth Capital, Inc.
|
SELL
|
- |
-1.4K- 51.76% |
$62K - $69.1K
|
1.31K
$92.4K
|
|
| Q1 2021 | |||||||
|
May 21, 2021
Q1 2021
|
Childress Capital Advisors, LLC
Houston, TX |
SELL
|
- |
-128Closed |
$4.71K - $6.75K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Rock Creek Group, LP
|
SELL
|
- |
-41.9KClosed |
$1.54M - $2.21M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-247Closed |
$9.09K - $13K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-19.2KClosed |
$705K - $1.01M
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Barrow Hanley Mewhinney & Strauss LLC
Dallas, TX |
SELL
|
- |
-2.68KClosed |
$98.6K - $141K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-6.53KClosed |
$241K - $345K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
First Pacific Advisors, LP
Los Angeles, CA |
SELL
|
- |
-51.4KClosed |
$1.89M - $2.71M
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Endurance Wealth Management, Inc.
|
SELL
|
- |
-200Closed |
$7.36K - $10.6K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Nkcfo LLC
|
SELL
|
- |
-5KClosed |
$184K - $264K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-2.16KClosed |
$79.6K - $114K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-440Closed |
$16.2K - $23.2K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-29Closed |
$1.07K - $1.53K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Veriti Management LLC
|
SELL
|
- |
-2.36KClosed |
$86.7K - $124K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-22Closed |
$810 - $1.16K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 13, 2024
Q4 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
29New |
$685 - $1.09K
|
29
$2.05K
|
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-3.36KClosed |
$79.4K - $127K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-24KClosed |
$567K - $905K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-16.8KClosed |
$397K - $634K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-227Closed |
$5.36K - $8.56K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-500Closed |
$11.8K - $18.9K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Phoenix Holdings Ltd.
Givatayim, L3 |
SELL
|
- |
-15KClosed |
$353K - $564K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-23Closed |
$543 - $867
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-150Closed |
$3.54K - $5.66K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-2.75KClosed |
$65K - $104K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-800Closed |
$18.9K - $30.2K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Magnolia Group, LLC
|
SELL
|
- |
-158KClosed |
$3.74M - $5.97M
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Meitav Dash Investments LTD
|
SELL
|
- |
-18KClosed |
$425K - $679K
|
0
$0
|
|
|
Jan 21, 2021
Q4 2020
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
5New |
$118 - $189
|
5
$354
|
|
|
Jan 15, 2021
Q4 2020
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-13.8KClosed |
$326K - $521K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Sep 01, 2021
Q3 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1KClosed |
$19.6K - $25.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-400Closed |
$7.82K - $10.2K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-200KClosed |
$3.91M - $5.08M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-50Closed |
$978 - $1.27K
|
0
$0
|
|