Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-400- 25.0% |
$9.77K - $14.4K
|
1.2K
$106K
|
|
|
Feb 13, 2019
Q4 2018
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-12.3KClosed |
$300K - $443K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Jcsd Capital, LLC
|
SELL
|
- |
-55KClosed |
$1.34M - $1.98M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-197KClosed |
$4.82M - $7.12M
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-760Closed |
$18.6K - $27.4K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
River Oaks Capital LLC
Wayzata, MN |
SELL
|
- |
-23.5KClosed |
$574K - $848K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-1.1KClosed |
$26.9K - $39.7K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-820Closed |
$20K - $29.6K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Gam Holding Ag
|
SELL
|
- |
-13.5KClosed |
$330K - $487K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-400Closed |
$9.77K - $14.4K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-14Closed |
$342 - $505
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-17.8KClosed |
$435K - $643K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-26.4KClosed |
$645K - $953K
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Trust CO Of Toledo Na
Holland, OH |
SELL
|
- |
-6.56KClosed |
$160K - $237K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-400Closed |
$9.77K - $14.4K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Summit Creek Advisors LLC
Minneapolis, MN |
SELL
|
- |
-40.4KClosed |
$986K - $1.46M
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-70KClosed |
$1.71M - $2.53M
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-4Closed |
$97.7 - $144
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
17.8KNew |
$606K - $763K
|
17.8K
$1.57M
|
|