Purchases and Sales Made in Q4 2022 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
31.5K+ 5.78% |
$89.5K - $113K
|
576K
$2.47M
|
|
|
Jan 18, 2023
Q4 2022
|
Silverhawk Asset Management, LLC
|
BUY
|
- |
23.3KNew |
$66.2K - $83.9K
|
23.3K
$100K
|
|
|
Feb 10, 2023
Q4 2022
|
Csenge Advisory Group
|
BUY
|
- |
18.2K+ 31.68% |
$51.7K - $65.6K
|
75.7K
$325K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.1K+ 16.37% |
$28.6K - $36.3K
|
71.7K
$307K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
9.63K+ 327.41% |
$27.3K - $34.7K
|
12.6K
$53.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.29K+ 8.27% |
$15K - $19K
|
69.3K
$297K
|
|
|
Feb 01, 2023
Q4 2022
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
989+ 3.52% |
$2.81K - $3.56K
|
29.1K
$125K
|
|
|
Feb 10, 2023
Q4 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
559+ 1.11% |
$1.59K - $2.01K
|
50.7K
$218K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
300New |
$852 - $1.08K
|
300
$1.29K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
150New |
$426 - $540
|
150
$644
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 27, 2023
Q4 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-743- 2.53% |
$2.11K - $2.67K
|
28.7K
$123K
|
|
|
Jan 13, 2023
Q4 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-900- 0.63% |
$2.56K - $3.24K
|
142K
$610K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-994- 5.7% |
$2.82K - $3.58K
|
16.4K
$70.6K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1K- 29.5% |
$2.84K - $3.6K
|
2.39K
$10.3K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-7.41K- 50.0% |
$21K - $26.7K
|
7.41K
$31.8K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.68K- 11.32% |
$21.8K - $27.7K
|
60.2K
$258K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.6K- 8.82% |
$44.4K - $56.3K
|
162K
$694K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-16.9K- 55.52% |
$48.1K - $61K
|
13.6K
$58.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-23.4K- 43.34% |
$66.3K - $84.1K
|
30.5K
$131K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-24.6K- 5.89% |
$69.9K - $88.7K
|
394K
$1.69M
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-97.5K- 48.5% |
$277K - $351K
|
104K
$444K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-99.7K- 34.01% |
$283K - $359K
|
194K
$830K
|