Purchases and Sales Made in Q1 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
630K+ 264.64% |
$7.28M - $10.2M
|
868K
$16.7M
|
|
|
May 12, 2023
Q1 2023
|
Cooper Creek Partners Management LLC
New York, NY |
BUY
|
- |
544KNew |
$6.29M - $8.83M
|
544K
$10.4M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
487K+ 63.45% |
$5.63M - $7.9M
|
1.25M
$24.1M
|
|
|
May 15, 2023
Q1 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
369KNew |
$4.26M - $5.99M
|
369K
$7.08M
|
|
|
May 03, 2023
Q1 2023
|
Miller Howard Investments Inc
|
BUY
|
- |
300KNew |
$3.47M - $4.87M
|
300K
$5.76M
|
|
|
May 09, 2023
Q1 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
180K+ 81.21% |
$2.08M - $2.92M
|
402K
$7.72M
|
|
|
May 11, 2023
Q1 2023
|
Golden Green, Inc.
|
BUY
|
- |
140KNew |
$1.61M - $2.27M
|
140K
$2.68M
|
|
|
May 15, 2023
Q1 2023
|
Atom Investors LP
Austin, TX |
BUY
|
- |
108KNew |
$1.25M - $1.76M
|
108K
$2.08M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
97K+ 8.53% |
$1.12M - $1.57M
|
1.23M
$23.7M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
92.3K+ 70.13% |
$1.07M - $1.5M
|
224K
$4.3M
|
|
|
May 22, 2023
Q1 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
86K+ 328.68% |
$994K - $1.4M
|
112K
$2.15M
|
|
|
May 15, 2023
Q1 2023
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
70.1K+ 118.44% |
$811K - $1.14M
|
129K
$2.48M
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
67.4KNew |
$779K - $1.09M
|
67.4K
$1.29M
|
|
|
May 04, 2023
Q1 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
66.2K+ 6.8% |
$765K - $1.07M
|
1.04M
$20M
|
|
|
Apr 25, 2023
Q1 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
58K+ 29.02% |
$671K - $942K
|
258K
$4.96M
|
|
|
May 12, 2023
Q1 2023
|
Global Endowment Management, LP
Charlotte, NC |
BUY
|
- |
50KNew |
$578K - $812K
|
50K
$961K
|
|
|
May 15, 2023
Q1 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
49.2K+ 164.53% |
$569K - $799K
|
79.1K
$1.52M
|
|
|
May 15, 2023
Q1 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
45.5K+ 15.84% |
$526K - $738K
|
333K
$6.39M
|
|
|
May 10, 2023
Q1 2023
|
Hst Ventures, LLC
|
BUY
|
- |
41.3KNew |
$478K - $671K
|
41.3K
$794K
|
|
|
May 15, 2023
Q1 2023
|
C2 C Wealth Management, LLC
|
BUY
|
- |
40.1KNew |
$464K - $652K
|
40.1K
$771K
|
|
|
May 09, 2023
Q1 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
35.9K+ 80.72% |
$415K - $583K
|
80.4K
$1.54M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
35.2K+ 12.52% |
$407K - $572K
|
317K
$6.08M
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
34.9K+ 4.07% |
$403K - $566K
|
892K
$17.1M
|
|
|
May 11, 2023
Q1 2023
|
Financial Advisory Service, Inc.
|
BUY
|
- |
33.1K+ 18.1% |
$383K - $538K
|
216K
$4.15M
|
|
|
May 12, 2023
Q1 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
30.9K+ 117.85% |
$358K - $502K
|
57.2K
$1.1M
|
|
|
May 12, 2023
Q1 2023
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
30.9K+ 69.61% |
$357K - $502K
|
75.2K
$1.45M
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
28KNew |
$324K - $455K
|
28K
$538K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
26.8K+ 8648.71% |
$310K - $435K
|
27.1K
$521K
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
25.2KNew |
$291K - $409K
|
25.2K
$484K
|
|
|
May 12, 2023
Q1 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
24.4KNew |
$282K - $396K
|
24.4K
$469K
|
|
|
May 11, 2023
Q1 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
23.5KNew |
$271K - $381K
|
23.5K
$451K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
23.4K+ 24.55% |
$270K - $380K
|
119K
$2.28M
|
|
|
May 15, 2023
Q1 2023
|
T. Rowe Price Investment Management, Inc.
Baltimore, MD |
BUY
|
- |
23.1K+ 1.67% |
$267K - $376K
|
1.4M
$27M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
22.1K+ 37.97% |
$256K - $360K
|
80.5K
$1.55M
|
|
|
May 11, 2023
Q1 2023
|
Pro Share Advisors LLC
|
BUY
|
- |
22KNew |
$254K - $357K
|
22K
$422K
|
|
|
Apr 14, 2023
Q1 2023
|
Mirador Capital Partners LP
|
BUY
|
- |
20.6KNew |
$238K - $335K
|
20.6K
$396K
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
19.9KNew |
$230K - $324K
|
19.9K
$383K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
19.6K+ 6.79% |
$227K - $318K
|
308K
$5.92M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
19.3K+ 4.44% |
$223K - $314K
|
455K
$8.73M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
18.6K+ 18.69% |
$215K - $302K
|
118K
$2.27M
|
|
|
May 08, 2023
Q1 2023
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
18.5KNew |
$214K - $300K
|
18.5K
$355K
|
|
|
May 03, 2023
Q1 2023
|
Van Eck Associates Corp
|
BUY
|
- |
18.2K+ 1.03% |
$210K - $296K
|
1.79M
$34.3M
|
|
|
Apr 20, 2023
Q1 2023
|
Penbrook Management LLC
|
BUY
|
- |
18KNew |
$209K - $293K
|
18K
$346K
|
|
|
Apr 24, 2023
Q1 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
17.1KNew |
$197K - $277K
|
17.1K
$328K
|
|
|
May 15, 2023
Q1 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
16.1K+ 123.85% |
$186K - $261K
|
29.1K
$559K
|
|
|
May 15, 2023
Q1 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
16.1K+ 40.62% |
$186K - $261K
|
55.7K
$1.07M
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
16.1K+ 37.62% |
$186K - $261K
|
58.8K
$1.13M
|
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
16KNew |
$185K - $260K
|
16K
$307K
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
13.4K+ 26.7% |
$155K - $217K
|
63.5K
$1.22M
|
|
|
May 08, 2023
Q1 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
12.9KNew |
$149K - $210K
|
12.9K
$248K
|