Purchases and Sales Made in Q4 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
13.5K+ 15.82% |
$156K - $201K
|
98.6K
$2.04M
|
|
|
Feb 14, 2023
Q4 2022
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
12.8KNew |
$148K - $191K
|
12.8K
$264K
|
|
|
Feb 14, 2023
Q4 2022
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
12K+ 38.1% |
$139K - $179K
|
43.5K
$899K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
11.7K+ 7.53% |
$135K - $174K
|
167K
$3.45M
|
|
|
Feb 13, 2023
Q4 2022
|
Brown Advisory Inc
|
BUY
|
- |
11.3KNew |
$131K - $169K
|
11.3K
$234K
|
|
|
Feb 14, 2023
Q4 2022
|
Mas Advisors LLC
Miami, FL |
BUY
|
- |
11K+ 97.88% |
$128K - $164K
|
22.3K
$460K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
11K+ 23.27% |
$128K - $164K
|
58.3K
$1.21M
|
|
|
Feb 09, 2023
Q4 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
11K+ 16.93% |
$127K - $164K
|
75.7K
$1.56M
|
|
|
Feb 14, 2023
Q4 2022
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
10.6KNew |
$122K - $158K
|
10.6K
$218K
|
|
|
Feb 14, 2023
Q4 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
10.4KNew |
$120K - $155K
|
10.4K
$215K
|
|
|
Feb 13, 2023
Q4 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
10.2KNew |
$118K - $153K
|
10.2K
$211K
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
10.2KNew |
$118K - $152K
|
10.2K
$210K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.1K+ 84.57% |
$117K - $150K
|
22K
$454K
|
|
|
Feb 10, 2023
Q4 2022
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
9.28K+ 13.93% |
$108K - $139K
|
75.9K
$1.57M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.45K+ 9.42% |
$98K - $126K
|
98.1K
$2.03M
|
|
|
Feb 02, 2023
Q4 2022
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
8.3KNew |
$96.2K - $124K
|
8.3K
$172K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
7.3K+ 0.76% |
$84.6K - $109K
|
973K
$20.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
7.06K+ 1.66% |
$81.8K - $105K
|
431K
$8.91M
|
|
|
Feb 13, 2023
Q4 2022
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
5.43K+ 3.24% |
$62.9K - $81K
|
173K
$3.57M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.02K+ 2.34% |
$58.2K - $74.9K
|
220K
$4.54M
|
|
|
Jan 20, 2023
Q4 2022
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
4.52K+ 6.97% |
$52.4K - $67.5K
|
69.3K
$1.43M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.5K+ 10.59% |
$52.1K - $67.1K
|
46.9K
$970K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
4.24K+ 44.57% |
$49.2K - $63.3K
|
13.8K
$284K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
3.77K+ 25.07% |
$43.7K - $56.3K
|
18.8K
$389K
|
|
|
Jul 11, 2023
Q4 2022
|
Delphi Management Inc /Ma/
Boston, MA |
BUY
|
- |
3.75K+ 4.54% |
$43.4K - $55.9K
|
86.2K
$1.78M
|
|
|
Feb 06, 2023
Q4 2022
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
3.5K+ 5.74% |
$40.6K - $52.3K
|
64.5K
$1.33M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
3.35K+ 16.81% |
$38.8K - $50K
|
23.3K
$481K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.29K+ 28.04% |
$38.2K - $49.1K
|
15K
$311K
|
|
|
Feb 10, 2023
Q4 2022
|
Essex Financial Services, Inc.
|
BUY
|
- |
3.22K+ 11.64% |
$37.3K - $48K
|
30.8K
$637K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
3.17K+ 2.13% |
$36.8K - $47.4K
|
152K
$3.14M
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
3.16KNew |
$36.6K - $47.2K
|
3.16K
$65.3K
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
3.16KNew |
$36.6K - $47.2K
|
3.16K
$65.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Greenwich Investment Management, Inc.
Stamford, CT |
BUY
|
- |
3K+ 10.12% |
$34.8K - $44.8K
|
32.6K
$675K
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
3KNew |
$34.8K - $44.8K
|
3K
$62K
|
|
|
Feb 13, 2023
Q4 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
2.93K+ 3.65% |
$34K - $43.7K
|
83.2K
$1.72M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.91K+ 3.01% |
$33.7K - $43.4K
|
99.6K
$2.06M
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.83K+ 14.33% |
$32.7K - $42.2K
|
22.5K
$466K
|
|
|
Feb 14, 2023
Q4 2022
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
2.74K+ 11.7% |
$31.8K - $40.9K
|
26.2K
$541K
|
|
|
Feb 15, 2023
Q4 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
2.62K+ 5.88% |
$30.4K - $39.1K
|
47.1K
$974K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
2.52KNew |
$29.2K - $37.7K
|
2.52K
$52.1K
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
2.48K+ 10.49% |
$28.8K - $37.1K
|
26.2K
$541K
|
|
|
Feb 14, 2023
Q4 2022
|
Quarry LP
New York, NY |
BUY
|
- |
2.45KNew |
$28.4K - $36.6K
|
2.45K
$50.7K
|
|
|
Feb 22, 2023
Q4 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
2.43K+ 7.85% |
$28.2K - $36.3K
|
33.5K
$692K
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
2.39KNew |
$27.7K - $35.7K
|
2.39K
$49.4K
|
|
|
Feb 09, 2023
Q4 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
2.25KNew |
$26.1K - $33.6K
|
2.25K
$46.5K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
2.2KNew |
$25.5K - $32.8K
|
2.2K
$45.5K
|
|
|
Feb 14, 2023
Q4 2022
|
Bristlecone Advisors, LLC
|
BUY
|
- |
2.09K+ 6.47% |
$24.2K - $31.2K
|
34.3K
$710K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.97K+ 6.52% |
$22.9K - $29.5K
|
32.3K
$667K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.65K+ 3.64% |
$19.2K - $24.7K
|
47K
$972K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.62KNew |
$18.8K - $24.2K
|
1.62K
$33.5K
|