Purchases and Sales Made in Q4 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 01, 2023
Q4 2022
|
Jag Capital Management, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 13, 2023
Q4 2022
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-7- 0.38% |
$81.1 - $105
|
1.84K
$35.4K
|
|
|
Jan 27, 2023
Q4 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-14- 1.88% |
$162 - $209
|
729
$14K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-46- 0.18% |
$533 - $687
|
26.1K
$502K
|
|
|
Jan 24, 2023
Q4 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-68- 0.93% |
$788 - $1.02K
|
7.27K
$140K
|
|
|
Jan 26, 2023
Q4 2022
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-114- 0.64% |
$1.32K - $1.7K
|
17.8K
$342K
|
|
|
Feb 09, 2023
Q4 2022
|
Victory Capital Management Inc
|
SELL
|
- |
-135- 0.94% |
$1.56K - $2.02K
|
14.2K
$273K
|
|
|
Jan 11, 2023
Q4 2022
|
Old Port Advisors
|
SELL
|
- |
-383- 2.79% |
$4.44K - $5.72K
|
13.3K
$256K
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-562- 1.11% |
$6.51K - $8.39K
|
50.2K
$965K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-726- 1.53% |
$8.41K - $10.8K
|
46.6K
$896K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-764- 1.28% |
$8.85K - $11.4K
|
59.1K
$1.14M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-861- 5.84% |
$9.98K - $12.9K
|
13.9K
$267K
|
|
|
Feb 14, 2023
Q4 2022
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-1.31K- 55.69% |
$15.1K - $19.5K
|
1.04K
$20K
|
|
|
Jan 27, 2023
Q4 2022
|
Triad Investment Management
|
SELL
|
- |
-1.35K- 1.47% |
$15.7K - $20.2K
|
90.9K
$1.75M
|
|
|
Jan 10, 2025
Q4 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.45K- 58.4% |
$16.8K - $21.7K
|
1.04K
$19.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.45K- 58.4% |
$16.8K - $21.7K
|
1.04K
$19.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.75K- 3.95% |
$20.3K - $26.2K
|
42.7K
$821K
|
|
|
Feb 02, 2023
Q4 2022
|
Abundance Wealth Counselors
|
SELL
|
- |
-1.91K- 4.93% |
$22.1K - $28.5K
|
36.8K
$708K
|
|
|
Feb 10, 2023
Q4 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-1.95K- 1.39% |
$22.6K - $29.1K
|
138K
$2.66M
|
|
|
Feb 15, 2023
Q4 2022
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-2.2K- 95.65% |
$25.5K - $32.8K
|
100
$1.92K
|
|
|
Jan 19, 2023
Q4 2022
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-2.33K- 0.37% |
$27K - $34.8K
|
631K
$12.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-2.42K- 19.33% |
$28.1K - $36.2K
|
10.1K
$194K
|
|
|
Feb 08, 2023
Q4 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-2.5K- 2.03% |
$29K - $37.3K
|
121K
$2.33M
|
|
|
Jan 05, 2023
Q4 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-3K- 9.58% |
$34.8K - $44.8K
|
28.3K
$544K
|
|
|
Feb 03, 2023
Q4 2022
|
Archer Investment Corp
|
SELL
|
- |
-3K- 8.47% |
$34.8K - $44.8K
|
32.4K
$623K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-3.2K- 5.89% |
$37.1K - $47.8K
|
51.1K
$984K
|
|
|
Jan 30, 2023
Q4 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-3.49K- 0.91% |
$40.5K - $52.2K
|
380K
$7.32M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.73K- 9.06% |
$43.3K - $55.7K
|
37.5K
$721K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.93K- 19.49% |
$45.5K - $58.6K
|
16.2K
$312K
|
|
|
Jan 11, 2023
Q4 2022
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-4.09K- 8.02% |
$47.4K - $61.1K
|
46.9K
$902K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.39K- 5.37% |
$50.9K - $65.6K
|
77.4K
$1.49M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-4.46K- 5.0% |
$51.7K - $66.6K
|
84.8K
$1.63M
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-5.05K- 16.51% |
$58.6K - $75.4K
|
25.5K
$491K
|
|
|
Feb 09, 2023
Q4 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-5.54K- 1.4% |
$64.3K - $82.8K
|
392K
$7.53M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.17K- 1.65% |
$71.5K - $92.1K
|
366K
$7.05M
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-6.7K- 34.69% |
$77.7K - $100K
|
12.6K
$243K
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-7.06K- 4.25% |
$81.8K - $105K
|
159K
$3.06M
|
|
|
Feb 13, 2023
Q4 2022
|
S&T Bank
Indiana, PA |
SELL
|
- |
-7.66K- 1.2% |
$88.8K - $114K
|
633K
$12.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.84K- 1.81% |
$90.9K - $117K
|
425K
$8.18M
|
|
|
Feb 13, 2023
Q4 2022
|
Natixis
Paris, I0 |
SELL
|
- |
-7.87K- 12.71% |
$91.2K - $117K
|
54K
$1.04M
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-8.26K- 96.38% |
$95.8K - $123K
|
310
$5.96K
|
|
|
Feb 14, 2023
Q4 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-13.2K- 48.44% |
$153K - $197K
|
14.1K
$270K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-13.8K- 3.07% |
$160K - $206K
|
435K
$8.37M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-14.5K- 44.46% |
$167K - $216K
|
18.1K
$347K
|
|
|
Feb 14, 2023
Q4 2022
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-15.6K- 32.83% |
$181K - $233K
|
32K
$615K
|
|
|
Jan 18, 2023
Q4 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-16.1K- 3.87% |
$186K - $240K
|
400K
$7.69M
|
|
|
Feb 10, 2023
Q4 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-16.1K- 57.66% |
$187K - $241K
|
11.9K
$228K
|
|
|
Feb 13, 2023
Q4 2022
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-16.6K- 35.7% |
$192K - $248K
|
29.9K
$575K
|
|
|
Feb 13, 2023
Q4 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-16.7K- 3.78% |
$193K - $249K
|
424K
$8.16M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-16.8K- 14.97% |
$194K - $250K
|
95.2K
$1.83M
|