Purchases and Sales Made in Q4 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
1.5K+ 13.04% |
$17.4K - $22.4K
|
13K
$261K
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
BUY
|
- |
1.44KNew |
$16.6K - $21.4K
|
1.44K
$28.8K
|
|
|
Feb 13, 2023
Q4 2022
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
1.3K+ 4.6% |
$15.1K - $19.4K
|
29.6K
$594K
|
|
|
Sep 04, 2024
Q4 2022
|
Mas Advisors LLC
Miami, FL |
BUY
|
- |
1.3K+ 6.19% |
$15K - $19.4K
|
22.3K
$447K
|
|
|
Feb 14, 2023
Q4 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.26K+ 6.72% |
$14.6K - $18.9K
|
20.1K
$403K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
1.2KNew |
$13.9K - $17.9K
|
1.2K
$24.1K
|
|
|
Jan 11, 2023
Q4 2022
|
Macroview Investment Management LLC
|
BUY
|
- |
1.18KNew |
$13.7K - $17.6K
|
1.18K
$23.7K
|
|
|
Jan 26, 2023
Q4 2022
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
1K+ 9.02% |
$11.6K - $14.9K
|
12.1K
$243K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
947+ 7.17% |
$11K - $14.1K
|
14.1K
$284K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
865+ 2.08% |
$10K - $12.9K
|
42.5K
$855K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
860+ 2.27% |
$9.97K - $12.8K
|
38.7K
$778K
|
|
|
Feb 14, 2023
Q4 2022
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
800New |
$9.27K - $11.9K
|
800
$16.1K
|
|
|
Feb 15, 2023
Q4 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
796+ 3.63% |
$9.23K - $11.9K
|
22.7K
$457K
|
|
|
Feb 08, 2023
Q4 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
784+ 3.87% |
$9.09K - $11.7K
|
21.1K
$423K
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
593+ 2.6% |
$6.87K - $8.85K
|
23.4K
$470K
|
|
|
Feb 06, 2023
Q4 2022
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
558+ 101.45% |
$6.47K - $8.33K
|
1.11K
$22.3K
|
|
|
Feb 13, 2023
Q4 2022
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
519+ 1.43% |
$6.02K - $7.75K
|
36.8K
$740K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
497+ 2.15% |
$5.76K - $7.42K
|
23.6K
$475K
|
|
|
Feb 10, 2023
Q4 2022
|
Sandy Spring Bank
|
BUY
|
- |
450New |
$5.22K - $6.72K
|
450
$9.04K
|
|
|
Feb 02, 2023
Q4 2022
|
Rmr Wealth Builders
|
BUY
|
- |
438+ 3.26% |
$5.08K - $6.54K
|
13.9K
$279K
|
|
|
Feb 03, 2023
Q4 2022
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
356+ 0.43% |
$4.13K - $5.32K
|
82.2K
$1.65M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
335+ 22.33% |
$3.88K - $5K
|
1.84K
$36.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
317+ 0.11% |
$3.67K - $4.73K
|
282K
$5.66M
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
300New |
$3.48K - $4.48K
|
300
$6.03K
|
|
|
Feb 13, 2023
Q4 2022
|
Clear Street Markets LLC
|
BUY
|
- |
300New |
$3.48K - $4.48K
|
300
$6.03K
|
|
|
Jan 03, 2023
Q4 2022
|
Confluence Investment Management LLC
|
BUY
|
- |
292+ 0.07% |
$3.38K - $4.36K
|
402K
$8.08M
|
|
|
Jul 19, 2024
Q4 2022
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
289+ 34.57% |
$3.35K - $4.31K
|
1.13K
$22.6K
|
|
|
Feb 06, 2023
Q4 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
287+ 196.58% |
$3.33K - $4.28K
|
433
$8.7K
|
|
|
Jan 20, 2023
Q4 2022
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
252+ 1.53% |
$2.92K - $3.76K
|
16.8K
$337K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
200New |
$2.32K - $2.99K
|
200
$4.02K
|
|
|
Feb 10, 2023
Q4 2022
|
Victory Capital Management Inc
|
BUY
|
- |
129+ 0.91% |
$1.5K - $1.93K
|
14.3K
$287K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
123New |
$1.43K - $1.84K
|
123
$2.47K
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
BUY
|
- |
119+ 0.99% |
$1.38K - $1.78K
|
12.2K
$245K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
96+ 3.62% |
$1.11K - $1.43K
|
2.75K
$55.3K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
96+ 2.48% |
$1.11K - $1.43K
|
3.96K
$79.6K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
88+ 2.78% |
$1.02K - $1.31K
|
3.25K
$65.3K
|
|
|
Jan 20, 2023
Q4 2022
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
73+ 2.53% |
$846 - $1.09K
|
2.95K
$59.3K
|
|
|
Jan 27, 2023
Q4 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
71+ 3.11% |
$823 - $1.06K
|
2.35K
$47.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
64New |
$742 - $956
|
64
$1.29K
|
|
|
Jul 17, 2024
Q4 2022
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
57+ 3.56% |
$661 - $851
|
1.66K
$33.3K
|
|
|
Feb 09, 2023
Q4 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
50+ 2.54% |
$580 - $747
|
2.02K
$40.6K
|
|
|
Jan 03, 2023
Q4 2022
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
41+ 2.51% |
$475 - $612
|
1.67K
$33.6K
|
|
|
Feb 07, 2023
Q4 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
29+ 6.16% |
$336 - $433
|
500
$10K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
24New |
$278 - $358
|
24
$482
|
|
|
Jan 20, 2023
Q4 2022
|
Diligent Investors, LLC
|
BUY
|
- |
19+ 0.06% |
$220 - $284
|
34.1K
$685K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
BUY
|
- |
18+ 2.62% |
$209 - $269
|
704
$14.1K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8+ 0.04% |
$92.7 - $119
|
20K
$401K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
4+ 3.48% |
$46.4 - $59.7
|
119
$2.39K
|
|
|
Feb 13, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1+ 0.01% |
$11.6 - $14.9
|
17.1K
$343K
|
|
|
Oct 23, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1+ 0.01% |
$11.6 - $14.9
|
17.1K
$343K
|