Purchases and Sales Made in Q4 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
450K+ 141.74% |
$5.21M - $6.72M
|
767K
$15.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Conversant Capital LLC
Summit, NJ |
BUY
|
- |
325KNew |
$3.77M - $4.85M
|
325K
$6.74M
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
236K+ 10.68% |
$2.73M - $3.52M
|
2.44M
$50.7M
|
|
|
Feb 10, 2023
Q4 2022
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
208K+ 1523.07% |
$2.41M - $3.11M
|
222K
$4.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Left Brain Wealth Management, LLC
Naperville, IL |
BUY
|
- |
172KNew |
$1.99M - $2.57M
|
172K
$3.57M
|
|
|
Feb 14, 2023
Q4 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
156KNew |
$1.8M - $2.32M
|
156K
$3.23M
|
|
|
Feb 01, 2023
Q4 2022
|
Security National Bank
|
BUY
|
- |
155K+ 87.25% |
$1.8M - $2.32M
|
334K
$6.92M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
137K+ 39144.86% |
$1.59M - $2.05M
|
137K
$2.85M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
106K+ 14.41% |
$1.23M - $1.59M
|
844K
$17.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
99.1K+ 304.91% |
$1.15M - $1.48M
|
132K
$2.73M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
89.4K+ 110.24% |
$1.04M - $1.33M
|
170K
$3.54M
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
BUY
|
- |
87.3K+ 5.19% |
$1.01M - $1.3M
|
1.77M
$36.7M
|
|
|
Feb 13, 2023
Q4 2022
|
Meridian Wealth Management, LLC
|
BUY
|
- |
81KNew |
$939K - $1.21M
|
81K
$1.68M
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
79.7K+ 130.94% |
$924K - $1.19M
|
141K
$2.92M
|
|
|
Jan 11, 2023
Q4 2022
|
Jenkins Wealth
Englewood, CO |
BUY
|
- |
79.2KNew |
$918K - $1.18M
|
79.2K
$1.64M
|
|
|
Jan 27, 2023
Q4 2022
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
77.3KNew |
$895K - $1.15M
|
77.3K
$1.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
75.6K+ 9.67% |
$876K - $1.13M
|
857K
$17.8M
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
72.5KNew |
$840K - $1.08M
|
72.5K
$1.5M
|
|
|
Jan 24, 2023
Q4 2022
|
National Bank Of Canada
|
BUY
|
- |
61K+ 10166.67% |
$707K - $911K
|
61.6K
$1.28M
|
|
|
Feb 10, 2023
Q4 2022
|
Ing Groep Nv
|
BUY
|
- |
58.4KNew |
$677K - $872K
|
58.4K
$1.21M
|
|
|
Feb 24, 2023
Q4 2022
|
Natixis
Paris, I0 |
BUY
|
- |
57.6K+ 106.57% |
$668K - $860K
|
112K
$2.32M
|
|
|
Feb 14, 2023
Q4 2022
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
49.8K+ 33.19% |
$578K - $744K
|
200K
$4.15M
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
45.9KNew |
$532K - $685K
|
45.9K
$952K
|
|
|
Feb 09, 2023
Q4 2022
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
44.4KNew |
$514K - $662K
|
44.4K
$921K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
43.4K+ 18.25% |
$503K - $648K
|
281K
$5.84M
|
|
|
Feb 02, 2023
Q4 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
38.8KNew |
$450K - $580K
|
38.8K
$806K
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
35.1K+ 3.46% |
$407K - $524K
|
1.05M
$21.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
32.8K+ 2.97% |
$381K - $490K
|
1.14M
$23.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
28.7KNew |
$333K - $429K
|
28.7K
$596K
|
|
|
Feb 13, 2023
Q4 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
28.1K+ 171.81% |
$326K - $420K
|
44.5K
$923K
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
28K+ 115.49% |
$325K - $418K
|
52.3K
$1.08M
|
|
|
Feb 13, 2023
Q4 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
26.2KNew |
$304K - $392K
|
26.2K
$545K
|
|
|
Jan 18, 2023
Q4 2022
|
Mcdonald Partners LLC
|
BUY
|
- |
26KNew |
$301K - $388K
|
26K
$540K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
25.4K+ 11.97% |
$295K - $380K
|
238K
$4.94M
|
|
|
Feb 14, 2023
Q4 2022
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
24.9K+ 38.86% |
$289K - $372K
|
89K
$1.85M
|
|
|
Feb 13, 2023
Q4 2022
|
Cipher Capital LP
New York, NY |
BUY
|
- |
23.7KNew |
$275K - $355K
|
23.7K
$493K
|
|
|
Jan 17, 2023
Q4 2022
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
23.4KNew |
$271K - $350K
|
23.4K
$486K
|
|
|
Feb 01, 2023
Q4 2022
|
Financial Advisory Service, Inc.
|
BUY
|
- |
23.3K+ 14.6% |
$270K - $348K
|
183K
$3.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
22.2KNew |
$257K - $332K
|
22.2K
$461K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
21.7K+ 307.46% |
$251K - $323K
|
28.7K
$596K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
21.6K+ 18.96% |
$250K - $323K
|
136K
$2.81M
|
|
|
Jan 18, 2023
Q4 2022
|
Johnson & White Wealth Management, LLC
York, PA |
BUY
|
- |
16.9KNew |
$196K - $252K
|
16.9K
$350K
|
|
|
Feb 10, 2023
Q4 2022
|
Centaurus Financial, Inc.
|
BUY
|
- |
16.9K+ 4.61% |
$195K - $252K
|
383K
$7.95M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
16.1K+ 5.91% |
$187K - $240K
|
289K
$5.99M
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
16KNew |
$185K - $239K
|
16K
$332K
|
|
|
Feb 14, 2023
Q4 2022
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
15.8KNew |
$184K - $236K
|
15.8K
$329K
|
|
|
Feb 13, 2023
Q4 2022
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
15.5K+ 35.4% |
$179K - $231K
|
59.2K
$1.23M
|
|
|
Feb 13, 2023
Q4 2022
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
15.2KNew |
$176K - $227K
|
15.2K
$315K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
14.4KNew |
$167K - $216K
|
14.4K
$300K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
13.6K+ 8.43% |
$157K - $202K
|
174K
$3.62M
|