Purchases and Sales Made in Q4 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-16.8K- 5.51% |
$195K - $251K
|
289K
$5.55M
|
|
|
Feb 10, 2023
Q4 2022
|
Granite Investment Partners, LLC
|
SELL
|
- |
-17.7K- 2.14% |
$205K - $265K
|
811K
$15.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-23K- 94.85% |
$267K - $343K
|
1.25K
$24K
|
|
|
Feb 09, 2023
Q4 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-23.1K- 28.36% |
$268K - $345K
|
58.4K
$1.12M
|
|
|
Feb 14, 2023
Q4 2022
|
Twinbeech Capital LP
Purchase, NY |
SELL
|
- |
-23.7K- 58.04% |
$275K - $354K
|
17.2K
$330K
|
|
|
Feb 14, 2023
Q4 2022
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-28.6K- 41.98% |
$332K - $427K
|
39.6K
$761K
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-31.7K- 23.28% |
$367K - $473K
|
104K
$2.01M
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-31.7K- 23.28% |
$367K - $473K
|
104K
$2.01M
|
|
|
Feb 14, 2023
Q4 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-42.3K- 12.84% |
$490K - $632K
|
287K
$5.52M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-51.1K- 9.41% |
$592K - $762K
|
492K
$9.46M
|
|
|
Feb 14, 2023
Q4 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-57.3K- 23.25% |
$664K - $855K
|
189K
$3.64M
|
|
|
Feb 14, 2023
Q4 2022
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-58.6KClosed |
$679K - $875K
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-91.1K- 13.91% |
$1.06M - $1.36M
|
564K
$10.8M
|
|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-96.3K- 99.64% |
$1.12M - $1.44M
|
350
$6.73K
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-154K- 16.25% |
$1.79M - $2.3M
|
794K
$15.3M
|
|
|
Feb 14, 2023
Q4 2022
|
T. Rowe Price Investment Management, Inc.
Baltimore, MD |
SELL
|
- |
-211K- 13.23% |
$2.44M - $3.15M
|
1.38M
$26.6M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-242K- 44.42% |
$2.8M - $3.61M
|
302K
$5.82M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-367K- 24.53% |
$4.25M - $5.47M
|
1.13M
$21.7M
|