Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Dodge & Cox
San Francisco, CA |
BUY
|
- |
4.81M+ 19.68% |
$394M - $458M
|
29.3M
$3.24B
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.22MNew |
$263M - $306M
|
3.22M
$356M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
2.08MNew |
$170M - $198M
|
2.08M
$230M
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
897K+ 37.23% |
$73.4M - $85.4M
|
3.31M
$366M
|
|
|
Nov 15, 2021
Q3 2021
|
Wellington Management Group LLP
Boston, MA |
BUY
|
- |
745K+ 21.48% |
$60.9M - $70.9M
|
4.21M
$466M
|
|
|
Nov 15, 2021
Q3 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
734K+ 53.53% |
$60M - $69.8M
|
2.1M
$233M
|
|
|
Nov 10, 2021
Q3 2021
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
705K+ 3631.44% |
$57.6M - $67M
|
724K
$80M
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
668K+ 564.03% |
$54.6M - $63.5M
|
786K
$86.9M
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
402K+ 24.09% |
$32.8M - $38.2M
|
2.07M
$229M
|
|
|
Oct 26, 2021
Q3 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
343K+ 3.44% |
$28M - $32.6M
|
10.3M
$1.14B
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
BUY
|
- |
341K+ 101.18% |
$27.9M - $32.4M
|
677K
$74.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
307KNew |
$25.1M - $29.2M
|
307K
$33.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
272K+ 2213.59% |
$22.3M - $25.9M
|
284K
$31.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Parnassus Investments, LLC
|
BUY
|
- |
212K+ 22.58% |
$17.4M - $20.2M
|
1.15M
$127M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
211K+ 2.34% |
$17.2M - $20.1M
|
9.21M
$1.02B
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
204K+ 10.76% |
$16.7M - $19.4M
|
2.1M
$232M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
196KNew |
$16M - $18.6M
|
196K
$21.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
190K+ 12.1% |
$15.6M - $18.1M
|
1.76M
$195M
|
|
|
Nov 12, 2021
Q3 2021
|
Godsey & Gibb Associates
|
BUY
|
- |
185KNew |
$15.1M - $17.6M
|
185K
$20.4M
|
|
|
Nov 16, 2021
Q3 2021
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
180K+ 162.01% |
$14.7M - $17.1M
|
291K
$32.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
BUY
|
- |
160K+ 5330.0% |
$13.1M - $15.2M
|
163K
$18M
|
|
|
Nov 05, 2021
Q3 2021
|
Cullen Capital Management, LLC
New York, NY |
BUY
|
- |
131K+ 4.57% |
$10.7M - $12.5M
|
3M
$332M
|
|
|
Nov 15, 2021
Q3 2021
|
Edgestream Partners, L.P.
Princeton, NJ |
BUY
|
- |
118KNew |
$9.66M - $11.2M
|
118K
$13.1M
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
105KNew |
$8.6M - $10M
|
105K
$11.6M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
95.5KNew |
$7.81M - $9.09M
|
95.5K
$10.6M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
87.2K+ 13.95% |
$7.13M - $8.29M
|
712K
$78.7M
|
|
|
Nov 04, 2021
Q3 2021
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
79.6K+ 38.62% |
$6.51M - $7.57M
|
286K
$31.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
74.1K+ 140.58% |
$6.06M - $7.05M
|
127K
$14M
|
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
67K+ 67.0% |
$5.48M - $6.38M
|
167K
$18.5M
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
BUY
|
- |
61.7K+ 48.14% |
$5.04M - $5.87M
|
190K
$21M
|
|
|
Nov 15, 2021
Q3 2021
|
Aristotle Capital Management, LLC
Los Angeles, CA |
BUY
|
- |
61.6K+ 0.76% |
$5.04M - $5.86M
|
8.13M
$899M
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
54.8K+ 760.87% |
$4.48M - $5.21M
|
62K
$6.85M
|
|
|
Nov 12, 2021
Q3 2021
|
Aigen Investment Management, LP
|
BUY
|
- |
53.5KNew |
$4.37M - $5.09M
|
53.5K
$5.91M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
52K+ 94.73% |
$4.25M - $4.95M
|
107K
$11.8M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
47.1K+ 71.36% |
$3.85M - $4.48M
|
113K
$12.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
42.8K+ 6.62% |
$3.5M - $4.07M
|
689K
$76.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Inc
|
BUY
|
- |
40.8K+ 13.08% |
$3.34M - $3.88M
|
352K
$39M
|
|
|
Nov 12, 2021
Q3 2021
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
40.5K+ 1.43% |
$3.31M - $3.85M
|
2.87M
$317M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
40.4K+ 81.82% |
$3.3M - $3.84M
|
89.7K
$9.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
BUY
|
- |
40K+ 28.16% |
$3.27M - $3.81M
|
182K
$20.1M
|
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
38.3K+ 0.94% |
$3.14M - $3.65M
|
4.12M
$455M
|
|
|
Nov 08, 2021
Q3 2021
|
Saturna Capital Corp
Bellingham, WA |
BUY
|
- |
37.6K+ 13.26% |
$3.08M - $3.58M
|
321K
$35.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
35.7K+ 10.91% |
$2.92M - $3.4M
|
363K
$40.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
35.4K+ 3.54% |
$2.9M - $3.37M
|
1.04M
$114M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
35.2K+ 3.4% |
$2.88M - $3.35M
|
1.07M
$118M
|
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
34.3K+ 4.05% |
$2.8M - $3.26M
|
880K
$97.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
33K+ 45.8% |
$2.7M - $3.14M
|
105K
$11.6M
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
32.4KNew |
$2.65M - $3.08M
|
32.4K
$3.58M
|
|
|
Nov 12, 2021
Q3 2021
|
Blueshift Asset Management, LLC
Red Bank, NJ |
BUY
|
- |
28.6K+ 134.93% |
$2.34M - $2.72M
|
49.8K
$5.51M
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
27.9KNew |
$2.28M - $2.65M
|
27.9K
$3.08M
|