Purchases and Sales Made in Q1 2022 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q1 2022. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
328K+ 33.8% |
$4.98M - $5.45M
|
1.3M
$16M
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
56.3KNew |
$856K - $937K
|
56.3K
$695K
|
|
|
May 12, 2022
Q1 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
35.4KNew |
$537K - $589K
|
35.4K
$437K
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
34.3K+ 61.52% |
$521K - $570K
|
89.9K
$1.11M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
21.6K+ 28.08% |
$329K - $360K
|
98.6K
$1.22M
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
14.5K+ 5.94% |
$220K - $241K
|
259K
$3.19M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
13.8KNew |
$209K - $229K
|
13.8K
$170K
|
|
|
Apr 20, 2022
Q1 2022
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
13.3KNew |
$203K - $222K
|
13.3K
$165K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.53K+ 11.56% |
$38.4K - $42.1K
|
24.4K
$301K
|
|
|
May 16, 2022
Q1 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.85K+ 5.57% |
$28.2K - $30.8K
|
35.1K
$434K
|
|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.56K+ 2.54% |
$23.6K - $25.9K
|
62.7K
$774K
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.2K+ 2.26% |
$18.2K - $20K
|
54.4K
$672K
|
|
|
May 02, 2022
Q1 2022
|
Next Capital Management LLC
|
BUY
|
- |
1.18K+ 4.72% |
$17.9K - $19.6K
|
26.2K
$323K
|
|
|
Apr 13, 2022
Q1 2022
|
Ford Financial Group, LLC
|
BUY
|
- |
1.1K+ 8.65% |
$16.7K - $18.3K
|
13.8K
$170K
|
|
|
May 13, 2022
Q1 2022
|
Wsfs Capital Management, LLC
Philadelphia, PA |
BUY
|
- |
744+ 6.71% |
$11.3K - $12.4K
|
11.8K
$146K
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
600+ 3.95% |
$9.12K - $9.99K
|
15.8K
$195K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
500+ 4.17% |
$7.6K - $8.33K
|
12.5K
$154K
|
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
468+ 5.98% |
$7.11K - $7.79K
|
8.29K
$102K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
310New |
$4.71K - $5.16K
|
310
$3.83K
|
|
|
May 03, 2022
Q1 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
50+ 4.81% |
$760 - $832
|
1.09K
$13.5K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-17Closed |
$258 - $283
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-294- 2.02% |
$4.47K - $4.9K
|
14.3K
$176K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-556- 3.22% |
$8.45K - $9.26K
|
16.7K
$206K
|
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-844Closed |
$12.8K - $14.1K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.1K- 4.15% |
$16.7K - $18.3K
|
25.4K
$314K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.11K- 3.25% |
$16.9K - $18.5K
|
33.1K
$408K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.34K- 10.27% |
$20.3K - $22.3K
|
11.7K
$144K
|
|
|
May 16, 2022
Q1 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-3K- 7.44% |
$45.6K - $49.9K
|
37.3K
$461K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.08K- 15.93% |
$108K - $118K
|
37.4K
$461K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-7.1KClosed |
$108K - $118K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Lokken Investment Group LLC
|
SELL
|
- |
-10.8KClosed |
$164K - $180K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-14KClosed |
$213K - $233K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-24.2KClosed |
$368K - $403K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-30KClosed |
$456K - $500K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-43.6K- 62.02% |
$662K - $726K
|
26.7K
$330K
|
|
|
Apr 26, 2022
Q1 2022
|
Aegon Usa Investment Management, LLC
|
SELL
|
- |
-47.8KClosed |
$726K - $795K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-53.5KClosed |
$813K - $890K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-53.8K- 59.18% |
$818K - $896K
|
37.1K
$459K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-76.5K- 5.57% |
$1.16M - $1.27M
|
1.3M
$16M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-130K- 54.9% |
$1.98M - $2.17M
|
107K
$1.32M
|
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-195KClosed |
$2.97M - $3.25M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-462K- 66.39% |
$7.03M - $7.7M
|
234K
$2.89M
|