Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.77K+ 2.79% |
$1.95M - $2.06M
|
213K
$94.5M
|
|
|
Oct 19, 2021
Q3 2021
|
Green Square Capital Advisors LLC
|
BUY
|
- |
5.73K+ 4.96% |
$1.94M - $2.04M
|
121K
$53.8M
|
|
|
Oct 14, 2021
Q3 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
5.63K+ 134.22% |
$1.9M - $2.01M
|
9.82K
$4.36M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
5.6K+ 62.58% |
$1.89M - $2M
|
14.5K
$6.46M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
5.35KNew |
$1.81M - $1.91M
|
5.35K
$2.38M
|
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
5.31K+ 32.21% |
$1.8M - $1.89M
|
21.8K
$9.69M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.11K+ 15.91% |
$1.73M - $1.82M
|
37.2K
$16.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
4.68KNew |
$1.58M - $1.67M
|
4.68K
$2.08M
|
|
|
Oct 12, 2021
Q3 2021
|
Moulton Wealth Management, Inc
|
BUY
|
- |
4.53K+ 218.49% |
$1.53M - $1.61M
|
6.6K
$2.93M
|
|
|
Nov 12, 2021
Q3 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.17KNew |
$1.41M - $1.49M
|
4.17K
$1.85M
|
|
|
Oct 25, 2021
Q3 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
4.02K+ 20.33% |
$1.36M - $1.43M
|
23.8K
$10.6M
|
|
|
Nov 15, 2021
Q3 2021
|
J. Goldman & CO LP
New York, NY |
BUY
|
- |
3.81KNew |
$1.29M - $1.36M
|
3.81K
$1.69M
|
|
|
Feb 10, 2022
Q3 2021
|
Cypress Capital, LLC
|
BUY
|
- |
3.81KNew |
$1.29M - $1.36M
|
3.81K
$1.69M
|
|
|
Nov 08, 2021
Q3 2021
|
Banco Santander, S.A.
|
BUY
|
- |
3.7KNew |
$1.25M - $1.32M
|
3.7K
$1.64M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
3.68K+ 114.5% |
$1.24M - $1.31M
|
6.89K
$3.06M
|
|
|
Nov 15, 2021
Q3 2021
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
3.59K+ 16.89% |
$1.21M - $1.28M
|
24.8K
$11M
|
|
|
Sep 07, 2023
Q3 2021
|
Frank, Rimerman Advisors LLC
Palo Alto, CA |
BUY
|
- |
3.48K+ 28.66% |
$1.18M - $1.24M
|
15.6K
$6.95M
|
|
|
Oct 18, 2021
Q3 2021
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
3.29K+ 1.49% |
$1.11M - $1.17M
|
224K
$99.6M
|
|
|
Oct 27, 2021
Q3 2021
|
Patton Albertson Miller Group, LLC
|
BUY
|
- |
3.27KNew |
$1.1M - $1.16M
|
3.27K
$1.45M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
3.22K+ 144.62% |
$1.09M - $1.15M
|
5.44K
$2.42M
|
|
|
Nov 03, 2021
Q3 2021
|
Capital Wealth Planning, LLC
|
BUY
|
- |
3.19K+ 21.75% |
$1.08M - $1.14M
|
17.8K
$7.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
3.01K+ 149.43% |
$1.02M - $1.07M
|
5.03K
$2.23M
|
|
|
Apr 19, 2024
Q3 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
3KNew |
$1.01M - $1.07M
|
3K
$1.33M
|
|
|
Nov 15, 2021
Q3 2021
|
Cmg Global Holdings, LLC
|
BUY
|
- |
2.99K+ 103.03% |
$1.01M - $1.07M
|
5.89K
$2.62M
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
2.97K+ 4.0% |
$1.01M - $1.06M
|
77.2K
$34.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Pinz Capital Management, LP
New York, NY |
BUY
|
- |
2.85KNew |
$964K - $1.02M
|
2.85K
$1.27M
|
|
|
Oct 13, 2021
Q3 2021
|
Churchill Management Corp
|
BUY
|
- |
2.82K+ 0.52% |
$953K - $1M
|
546K
$242M
|
|
|
Nov 05, 2021
Q3 2021
|
Chilton Investment CO Inc.
Stamford, CT |
BUY
|
- |
2.77KNew |
$937K - $988K
|
2.77K
$1.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.62K+ 6.27% |
$886K - $934K
|
44.4K
$19.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.57K+ 34.41% |
$868K - $915K
|
10K
$4.45M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
2.47K+ 26.66% |
$836K - $881K
|
11.7K
$5.22M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.43K+ 10.46% |
$823K - $868K
|
25.7K
$11.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.41K+ 2.25% |
$815K - $859K
|
110K
$48.7M
|
|
|
Nov 08, 2021
Q3 2021
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
2.4K+ 102.13% |
$812K - $856K
|
4.75K
$2.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
2.29KNew |
$774K - $816K
|
2.29K
$1.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
2.25K+ 56.77% |
$761K - $803K
|
6.22K
$2.76M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.23K+ 6.01% |
$756K - $797K
|
39.4K
$17.5M
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
2.12KNew |
$715K - $754K
|
2.12K
$940K
|
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
2.07KNew |
$699K - $737K
|
2.07K
$918K
|
|
|
Nov 09, 2021
Q3 2021
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
2.02K+ 7.05% |
$683K - $720K
|
30.7K
$13.6M
|
|
|
Nov 03, 2021
Q3 2021
|
Sepio Capital, LP
|
BUY
|
- |
2K+ 178.41% |
$677K - $713K
|
3.12K
$1.39M
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
1.99K+ 266.35% |
$672K - $709K
|
2.73K
$1.21M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.95K+ 2.83% |
$659K - $695K
|
70.9K
$31.5M
|
|
|
Oct 08, 2021
Q3 2021
|
Oak Harvest Investment Services
|
BUY
|
- |
1.95K+ 11.53% |
$659K - $695K
|
18.8K
$8.37M
|
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
1.94KNew |
$656K - $692K
|
1.94K
$862K
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
1.91K+ 4.37% |
$646K - $681K
|
45.6K
$20.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
1.9K+ 96.83% |
$641K - $676K
|
3.85K
$1.71M
|
|
|
Oct 13, 2022
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
1.9K+ 96.83% |
$641K - $676K
|
3.85K
$1.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
1.86KNew |
$629K - $663K
|
1.86K
$826K
|
|
|
Oct 25, 2021
Q3 2021
|
Campbell Wealth Management
|
BUY
|
- |
1.82K+ 2.56% |
$616K - $650K
|
73K
$32.4M
|