Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1+ 0.6% |
$338 - $357
|
169
$64.5K
|
|
|
Oct 21, 2021
Q3 2021
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
1+ 0.02% |
$338 - $357
|
5.82K
$2.22M
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.05% |
$338 - $357
|
2.13K
$811K
|
|
|
Oct 25, 2021
Q3 2021
|
Wbh Advisory Inc
|
BUY
|
- |
1+ 0.05% |
$338 - $357
|
1.91K
$728K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
1+ 1.12% |
$338 - $357
|
90
$34.3K
|
|
|
Oct 08, 2021
Q3 2021
|
Monterey Private Wealth, Inc.
|
BUY
|
- |
1+ 0.14% |
$338 - $357
|
738
$282K
|
|
|
Oct 28, 2021
Q3 2021
|
First City Capital Management, Inc.
|
BUY
|
- |
1+ 0.05% |
$338 - $357
|
2.17K
$826K
|
|
|
Oct 18, 2021
Q3 2021
|
Brandywine Oak Private Wealth LLC
|
BUY
|
- |
1+ 0.16% |
$338 - $357
|
613
$234K
|
|
|
Nov 10, 2021
Q3 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
1+ 1.61% |
$338 - $357
|
63
$24K
|
|
|
Nov 05, 2021
Q3 2021
|
Adviser Investments LLC
|
BUY
|
- |
1+ 0.14% |
$338 - $357
|
736
$281K
|
|
|
Nov 12, 2021
Q3 2021
|
Tiedemann Advisors, LLC
|
BUY
|
- |
1+ 0.08% |
$338 - $357
|
1.25K
$477K
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
1New |
$338 - $357
|
1
$382
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$338 - $357
|
1
$382
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
1+ 0.03% |
$338 - $357
|
3.4K
$1.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1+ 0.04% |
$338 - $357
|
2.56K
$977K
|
|
|
Dec 19, 2024
Q3 2021
|
Arcadia Investment Advisors LLC
Eagle, ID |
BUY
|
- |
1+ 0.42% |
$338 - $357
|
241
$92K
|
|
|
Oct 27, 2021
Q3 2021
|
Darwin Advisors, LLC
|
BUY
|
- |
1+ 0.15% |
$338 - $357
|
663
$253K
|
|
|
Oct 08, 2021
Q3 2021
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
1+ 0.4% |
$338 - $357
|
254
$96.9K
|
|
|
Oct 13, 2021
Q3 2021
|
Financial Management Network Inc
|
BUY
|
- |
1+ 0.12% |
$338 - $357
|
835
$319K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1+ 0.1% |
$338 - $357
|
1K
$383K
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
1+ 0.14% |
$338 - $357
|
695
$265K
|
|
|
Oct 05, 2021
Q3 2021
|
Mc Adam, LLC
|
BUY
|
- |
1+ 0.07% |
$338 - $357
|
1.47K
$561K
|
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-1Closed |
$338 - $357
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-1- 33.33% |
$338 - $357
|
2
$763
|
|
|
Nov 24, 2021
Q3 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-2Closed |
$677 - $713
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-5- 0.38% |
$1.69K - $1.78K
|
1.32K
$502K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-5- 4.42% |
$1.69K - $1.78K
|
108
$41.2K
|
|
|
Nov 05, 2021
Q3 2021
|
Brr Op Co, LLC
|
SELL
|
- |
-5- 0.74% |
$1.69K - $1.78K
|
671
$256K
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-6- 0.12% |
$2.03K - $2.14K
|
5.06K
$1.93M
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-6- 0.26% |
$2.03K - $2.14K
|
2.29K
$873K
|
|
|
Nov 12, 2021
Q3 2021
|
Personal Capital Advisors Corp
|
SELL
|
- |
-7- 0.67% |
$2.37K - $2.5K
|
1.05K
$399K
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-8- 0.05% |
$2.71K - $2.85K
|
15.5K
$5.91M
|
|
|
Oct 07, 2021
Q3 2021
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-8- 0.92% |
$2.71K - $2.85K
|
860
$328K
|
|
|
Oct 27, 2021
Q3 2021
|
Carret Asset Management, LLC
|
SELL
|
- |
-9- 0.87% |
$3.04K - $3.21K
|
1.02K
$390K
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-9- 3.42% |
$3.04K - $3.21K
|
254
$96.9K
|
|
|
Oct 26, 2021
Q3 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-10- 1.3% |
$3.38K - $3.57K
|
761
$290K
|
|
|
Oct 28, 2021
Q3 2021
|
Innova Wealth Partners
|
SELL
|
- |
-10- 1.16% |
$3.38K - $3.57K
|
853
$326K
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-10- 0.7% |
$3.38K - $3.57K
|
1.42K
$543K
|
|
|
Nov 02, 2021
Q3 2021
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-10- 1.5% |
$3.38K - $3.57K
|
657
$251K
|
|
|
Oct 22, 2021
Q3 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-10Closed |
$3.38K - $3.57K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-12Closed |
$4.06K - $4.28K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-12- 1.32% |
$4.06K - $4.28K
|
896
$342K
|
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-12- 0.14% |
$4.06K - $4.28K
|
8.42K
$3.21M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-13- 0.18% |
$4.4K - $4.64K
|
7.12K
$2.72M
|
|
|
Nov 08, 2021
Q3 2021
|
Mitchell Mcleod Pugh & Williams Inc
|
SELL
|
- |
-14- 2.23% |
$4.74K - $4.99K
|
614
$234K
|
|
|
Oct 18, 2021
Q3 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-16- 0.2% |
$5.41K - $5.71K
|
8.14K
$3.11M
|
|
|
Nov 15, 2021
Q3 2021
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-18- 1.69% |
$6.09K - $6.42K
|
1.05K
$399K
|
|
|
Oct 12, 2021
Q3 2021
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-18Closed |
$6.09K - $6.42K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-20- 0.98% |
$6.77K - $7.13K
|
2.03K
$773K
|