Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
1+ 1.12% |
$338 - $357
|
90
$40K
|
|
Oct 25, 2021
Q3 2021
|
Wbh Advisory Inc
|
BUY
|
- |
1+ 0.05% |
$338 - $357
|
1.91K
$847K
|
|
Nov 10, 2021
Q3 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
1+ 1.61% |
$338 - $357
|
63
$28K
|
|
Oct 08, 2021
Q3 2021
|
Monterey Private Wealth, Inc.
|
BUY
|
- |
1+ 0.14% |
$338 - $357
|
738
$328K
|
|
Oct 18, 2021
Q3 2021
|
Brandywine Oak Private Wealth LLC
|
BUY
|
- |
1+ 0.16% |
$338 - $357
|
613
$272K
|
|
Oct 08, 2021
Q3 2021
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
1+ 0.4% |
$338 - $357
|
254
$113K
|
|
Oct 27, 2021
Q3 2021
|
Darwin Advisors, LLC
|
BUY
|
- |
1+ 0.15% |
$338 - $357
|
663
$295K
|
|
Nov 05, 2021
Q3 2021
|
Adviser Investments LLC
|
BUY
|
- |
1+ 0.14% |
$338 - $357
|
736
$327K
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
1+ 0.14% |
$338 - $357
|
695
$309K
|
|
Oct 07, 2021
Q3 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
BUY
|
- |
1+ 0.15% |
$338 - $357
|
665
$295K
|
|
Oct 28, 2021
Q3 2021
|
First City Capital Management, Inc.
|
BUY
|
- |
1+ 0.05% |
$338 - $357
|
2.17K
$962K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.05% |
$338 - $357
|
2.13K
$945K
|
|
Oct 21, 2021
Q3 2021
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
1+ 0.02% |
$338 - $357
|
5.82K
$2.58M
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1+ 0.6% |
$338 - $357
|
169
$75.1K
|
|
Nov 12, 2021
Q3 2021
|
Tiedemann Advisors, LLC
|
BUY
|
- |
1+ 0.08% |
$338 - $357
|
1.25K
$556K
|
|
Oct 05, 2021
Q3 2021
|
Mc Adam, LLC
|
BUY
|
- |
1+ 0.07% |
$338 - $357
|
1.47K
$654K
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1+ 0.1% |
$338 - $357
|
1K
$446K
|
|
Dec 19, 2024
Q3 2021
|
Arcadia Investment Advisors LLC
Eagle, ID |
BUY
|
- |
1+ 0.42% |
$338 - $357
|
241
$107K
|
|
Oct 13, 2021
Q3 2021
|
Financial Management Network Inc
|
BUY
|
- |
1+ 0.12% |
$338 - $357
|
835
$371K
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
1+ 0.03% |
$338 - $357
|
3.4K
$1.51M
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1+ 0.04% |
$338 - $357
|
2.56K
$1.14M
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-1Closed |
$338 - $357
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-1- 33.33% |
$338 - $357
|
2
$889
|
|
Nov 24, 2021
Q3 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-2Closed |
$677 - $713
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Brr Op Co, LLC
|
SELL
|
- |
-5- 0.74% |
$1.69K - $1.78K
|
671
$298K
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-5- 0.38% |
$1.69K - $1.78K
|
1.32K
$584K
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-5- 4.42% |
$1.69K - $1.78K
|
108
$48K
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-6- 0.26% |
$2.03K - $2.14K
|
2.29K
$1.02M
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-6- 0.12% |
$2.03K - $2.14K
|
5.06K
$2.25M
|
|
Nov 12, 2021
Q3 2021
|
Personal Capital Advisors Corp
|
SELL
|
- |
-7- 0.67% |
$2.37K - $2.5K
|
1.05K
$464K
|
|
Oct 07, 2021
Q3 2021
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-8- 0.92% |
$2.71K - $2.85K
|
860
$382K
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-8- 0.05% |
$2.71K - $2.85K
|
15.5K
$6.88M
|
|
Oct 27, 2021
Q3 2021
|
Carret Asset Management, LLC
|
SELL
|
- |
-9- 0.87% |
$3.04K - $3.21K
|
1.02K
$454K
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-9- 3.42% |
$3.04K - $3.21K
|
254
$113K
|
|
Oct 26, 2021
Q3 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-10- 1.3% |
$3.38K - $3.57K
|
761
$338K
|
|
Oct 28, 2021
Q3 2021
|
Innova Wealth Partners
|
SELL
|
- |
-10- 1.16% |
$3.38K - $3.57K
|
853
$379K
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-10- 0.7% |
$3.38K - $3.57K
|
1.42K
$632K
|
|
Nov 02, 2021
Q3 2021
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-10- 1.5% |
$3.38K - $3.57K
|
657
$292K
|
|
Oct 22, 2021
Q3 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-10Closed |
$3.38K - $3.57K
|
0
$0
|
|
Oct 15, 2021
Q3 2021
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-12- 1.32% |
$4.06K - $4.28K
|
896
$398K
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-12- 0.14% |
$4.06K - $4.28K
|
8.42K
$3.74M
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-12Closed |
$4.06K - $4.28K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-13- 0.18% |
$4.4K - $4.64K
|
7.12K
$3.16M
|
|
Nov 08, 2021
Q3 2021
|
Mitchell Mcleod Pugh & Williams Inc
|
SELL
|
- |
-14- 2.23% |
$4.74K - $4.99K
|
614
$273K
|
|
Oct 18, 2021
Q3 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-16- 0.2% |
$5.41K - $5.71K
|
8.14K
$3.62M
|
|
Nov 15, 2021
Q3 2021
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-18- 1.69% |
$6.09K - $6.42K
|
1.05K
$464K
|
|
Oct 12, 2021
Q3 2021
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-18Closed |
$6.09K - $6.42K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-20- 0.98% |
$6.77K - $7.13K
|
2.03K
$900K
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-21- 0.38% |
$7.1K - $7.49K
|
5.5K
$2.44M
|