Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
32+ 3.3% |
$10.8K - $11.4K
|
1K
$382K
|
|
|
Nov 09, 2021
Q3 2021
|
West Branch Capital LLC
|
BUY
|
- |
32+ 64.0% |
$10.8K - $11.4K
|
82
$31.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
30+ 3.89% |
$10.1K - $10.7K
|
802
$306K
|
|
|
Oct 08, 2021
Q3 2021
|
Freedman Financial Associates, Inc.
Peabody, MA |
BUY
|
- |
28+ 3.85% |
$9.47K - $9.98K
|
756
$289K
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
27+ 0.5% |
$9.13K - $9.63K
|
5.42K
$2.07M
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
25+ 1.05% |
$8.46K - $8.91K
|
2.41K
$918K
|
|
|
Nov 05, 2021
Q3 2021
|
Mission Wealth Management, LP
|
BUY
|
- |
25+ 0.88% |
$8.46K - $8.91K
|
2.87K
$1.1M
|
|
|
Oct 12, 2021
Q3 2021
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
24New |
$8.12K - $8.56K
|
24
$9.16K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
21+ 0.39% |
$7.1K - $7.49K
|
5.41K
$2.06M
|
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
20New |
$6.77K - $7.13K
|
20
$7.63K
|
|
|
Nov 02, 2021
Q3 2021
|
Sage Private Wealth Group, LLC
|
BUY
|
- |
20New |
$6.77K - $7.13K
|
20
$7.63K
|
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
16New |
$5.41K - $5.71K
|
16
$6.11K
|
|
|
Oct 29, 2021
Q3 2021
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
16+ 11.19% |
$5.41K - $5.71K
|
159
$60.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Consolidated Capital Management, LLC
|
BUY
|
- |
16+ 0.87% |
$5.41K - $5.71K
|
1.85K
$705K
|
|
|
Nov 15, 2021
Q3 2021
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
15+ 1.12% |
$5.07K - $5.35K
|
1.36K
$517K
|
|
|
Nov 12, 2021
Q3 2021
|
Oxford Financial Group LTD
Indianapolis, IN |
BUY
|
- |
15+ 0.83% |
$5.07K - $5.35K
|
1.82K
$694K
|
|
|
Oct 19, 2021
Q3 2021
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
15+ 0.96% |
$5.07K - $5.35K
|
1.59K
$605K
|
|
|
Sep 10, 2024
Q3 2021
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
14+ 0.17% |
$4.74K - $4.99K
|
8.33K
$3.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
BUY
|
- |
14+ 0.1% |
$4.74K - $4.99K
|
13.5K
$5.16M
|
|
|
Oct 14, 2021
Q3 2021
|
First Citizens Financial Corp
|
BUY
|
- |
12+ 1.55% |
$4.06K - $4.28K
|
787
$300K
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
11+ 1.31% |
$3.72K - $3.92K
|
852
$325K
|
|
|
Oct 06, 2021
Q3 2021
|
Cooper Financial Group
|
BUY
|
- |
10+ 0.88% |
$3.38K - $3.57K
|
1.15K
$438K
|
|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
10+ 0.7% |
$3.38K - $3.57K
|
1.43K
$546K
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
9+ 1.8% |
$3.04K - $3.21K
|
509
$194K
|
|
|
Nov 12, 2021
Q3 2021
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
9+ 0.39% |
$3.04K - $3.21K
|
2.32K
$884K
|
|
|
Oct 27, 2021
Q3 2021
|
Meridian Investment Counsel Inc.
Lafayette, CA |
BUY
|
- |
9+ 0.13% |
$3.04K - $3.21K
|
7.09K
$2.71M
|
|
|
Oct 12, 2021
Q3 2021
|
Signature Estate & Investment Advisors LLC
|
BUY
|
- |
8+ 1.32% |
$2.71K - $2.85K
|
614
$234K
|
|
|
Oct 28, 2021
Q3 2021
|
Compass Ion Advisors, LLC
|
BUY
|
- |
8+ 0.34% |
$2.71K - $2.85K
|
2.33K
$891K
|
|
|
Oct 08, 2021
Q3 2021
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
8+ 0.23% |
$2.71K - $2.85K
|
3.41K
$1.3M
|
|
|
Nov 02, 2021
Q3 2021
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
7+ 0.22% |
$2.37K - $2.5K
|
3.25K
$1.24M
|
|
|
Nov 09, 2021
Q3 2021
|
American Investment Services, Inc.
|
BUY
|
- |
7+ 0.34% |
$2.37K - $2.5K
|
2.08K
$794K
|
|
|
Jun 07, 2022
Q3 2021
|
True North Advisors, LLC
|
BUY
|
- |
7+ 0.36% |
$2.37K - $2.5K
|
1.97K
$750K
|
|
|
Nov 09, 2021
Q3 2021
|
Red Cedar Capital, LLC
|
BUY
|
- |
5New |
$1.69K - $1.78K
|
5
$1.91K
|
|
|
Nov 01, 2021
Q3 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
5+ 0.04% |
$1.69K - $1.78K
|
13.2K
$5.02M
|
|
|
Oct 28, 2021
Q3 2021
|
Kesler, Norman & Wride, LLC
|
BUY
|
- |
5+ 0.16% |
$1.69K - $1.78K
|
3.14K
$1.2M
|
|
|
Oct 20, 2021
Q3 2021
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
4+ 0.03% |
$1.35K - $1.43K
|
11.8K
$4.51M
|
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
3+ 0.12% |
$1.01K - $1.07K
|
2.48K
$946K
|
|
|
Oct 20, 2021
Q3 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3+ 0.17% |
$1.01K - $1.07K
|
1.79K
$682K
|
|
|
Oct 08, 2021
Q3 2021
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
3+ 0.29% |
$1.01K - $1.07K
|
1.05K
$401K
|
|
|
Oct 26, 2021
Q3 2021
|
Sage Capital Advisors,Llc
|
BUY
|
- |
3+ 0.21% |
$1.01K - $1.07K
|
1.46K
$558K
|
|
|
Mar 12, 2024
Q3 2021
|
Executive Wealth Group LLC
Kirkland, WA |
BUY
|
- |
3+ 0.5% |
$1.01K - $1.07K
|
606
$231K
|
|
|
Nov 15, 2021
Q3 2021
|
Plancorp, LLC
|
BUY
|
- |
3+ 0.27% |
$1.01K - $1.07K
|
1.12K
$429K
|
|
|
Nov 05, 2021
Q3 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
3+ 2.91% |
$1.01K - $1.07K
|
106
$40.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
3+ 0.1% |
$1.01K - $1.07K
|
2.89K
$1.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
2+ 0.57% |
$677 - $713
|
354
$135K
|
|
|
Oct 13, 2021
Q3 2021
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
2+ 0.54% |
$677 - $713
|
374
$143K
|
|
|
Feb 20, 2025
Q3 2021
|
Clare Market Investments LLC
Dallas, TX |
BUY
|
- |
2+ 0.26% |
$677 - $713
|
773
$295K
|
|
|
Oct 20, 2021
Q3 2021
|
Venture Visionary Partners LLC
|
BUY
|
- |
2+ 0.02% |
$677 - $713
|
10.1K
$3.86M
|
|
|
Oct 13, 2021
Q3 2021
|
Gofen & Glossberg LLC
|
BUY
|
- |
2+ 0.19% |
$677 - $713
|
1.07K
$409K
|
|
|
Oct 07, 2021
Q3 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
BUY
|
- |
1+ 0.15% |
$338 - $357
|
665
$254K
|