Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-300Closed |
$101K - $107K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Financial Insights, Inc.
|
SELL
|
- |
-309Closed |
$105K - $110K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
First National Corp
|
SELL
|
- |
-314- 26.06% |
$106K - $112K
|
891
$396K
|
|
Jun 16, 2022
Q3 2021
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-315- 0.43% |
$107K - $112K
|
72.1K
$32M
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-322- 13.89% |
$109K - $115K
|
2K
$887K
|
|
Nov 15, 2021
Q3 2021
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-323- 0.36% |
$109K - $115K
|
90.6K
$40.3M
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-343- 1.68% |
$116K - $122K
|
20K
$8.9M
|
|
Oct 22, 2021
Q3 2021
|
Tompkins Financial Corp
|
SELL
|
- |
-349Closed |
$118K - $124K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-353- 4.3% |
$119K - $126K
|
7.87K
$3.49M
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-382- 19.19% |
$129K - $136K
|
1.61K
$715K
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-385- 7.27% |
$130K - $137K
|
4.91K
$2.18M
|
|
Oct 25, 2021
Q3 2021
|
Benin Management Corp
|
SELL
|
- |
-400- 2.74% |
$135K - $143K
|
14.2K
$6.32M
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-402- 3.31% |
$136K - $143K
|
11.8K
$5.23M
|
|
Nov 16, 2021
Q3 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-403- 26.5% |
$136K - $144K
|
1.12K
$497K
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-413Closed |
$140K - $147K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
SELL
|
- |
-414- 10.21% |
$140K - $148K
|
3.64K
$1.62M
|
|
Nov 12, 2021
Q3 2021
|
Sns Financial Group, LLC
|
SELL
|
- |
-429- 2.98% |
$145K - $153K
|
14K
$6.21M
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-458- 2.12% |
$155K - $163K
|
21.2K
$9.41M
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-464- 4.6% |
$157K - $165K
|
9.62K
$4.27M
|
|
Nov 04, 2021
Q3 2021
|
Diversified, LLC
|
SELL
|
- |
-488- 21.79% |
$165K - $174K
|
1.75K
$778K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-489- 6.49% |
$165K - $174K
|
7.04K
$3.13M
|
|
Nov 12, 2021
Q3 2021
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-495- 2.01% |
$167K - $177K
|
24.1K
$10.7M
|
|
Nov 04, 2021
Q3 2021
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-500Closed |
$169K - $178K
|
0
$0
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-500- 3.22% |
$169K - $178K
|
15K
$6.68M
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-503- 6.26% |
$170K - $179K
|
7.54K
$3.35M
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-504- 9.53% |
$170K - $180K
|
4.78K
$2.13M
|
|
Nov 09, 2021
Q3 2021
|
Financial Advisory Group
Houston, TX |
SELL
|
- |
-539- 0.62% |
$182K - $192K
|
86.4K
$38.4M
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-578- 11.12% |
$196K - $206K
|
4.62K
$2.05M
|
|
Oct 14, 2021
Q3 2021
|
Ritholtz Wealth Management
|
SELL
|
- |
-582Closed |
$197K - $208K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-584- 6.55% |
$198K - $208K
|
8.33K
$3.7M
|
|
Oct 05, 2021
Q3 2021
|
Bremer Bank National Association
|
SELL
|
- |
-590Closed |
$200K - $210K
|
0
$0
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-594Closed |
$201K - $212K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Main Management LLC
San Francisco, CA |
SELL
|
- |
-600- 2.01% |
$203K - $214K
|
29.2K
$13M
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-600Closed |
$203K - $214K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-604- 8.16% |
$204K - $215K
|
6.8K
$3.02M
|
|
Oct 28, 2021
Q3 2021
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-608Closed |
$206K - $217K
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-613Closed |
$207K - $219K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Boyd Watterson Asset Management LLC
|
SELL
|
- |
-616Closed |
$208K - $220K
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Summit Asset Management, LLC
Memphis, TN |
SELL
|
- |
-646- 1.56% |
$219K - $230K
|
40.9K
$18.2M
|
|
Nov 03, 2021
Q3 2021
|
Duncker Streett & CO Inc
|
SELL
|
- |
-664- 20.24% |
$225K - $237K
|
2.62K
$1.16M
|
|
Nov 19, 2021
Q3 2021
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-673Closed |
$228K - $240K
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Gfs Advisors, LLC
|
SELL
|
- |
-682- 6.03% |
$231K - $243K
|
10.6K
$4.73M
|
|
Nov 10, 2021
Q3 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-683- 6.42% |
$231K - $244K
|
9.95K
$4.42M
|
|
Oct 28, 2021
Q3 2021
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-726- 27.56% |
$246K - $259K
|
1.91K
$848K
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Inc
|
SELL
|
- |
-739- 4.24% |
$250K - $264K
|
16.7K
$7.41M
|
|
Nov 02, 2021
Q3 2021
|
Ing Groep Nv
|
SELL
|
- |
-758- 13.83% |
$256K - $270K
|
4.72K
$2.1M
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
SELL
|
- |
-785Closed |
$266K - $280K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Sageworth Trust CO
|
SELL
|
- |
-798- 64.25% |
$270K - $285K
|
444
$197K
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-800Closed |
$271K - $285K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
SELL
|
- |
-801Closed |
$271K - $286K
|
0
$0
|