Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-21- 0.38% |
$7.1K - $7.49K
|
5.5K
$2.1M
|
|
|
Nov 10, 2021
Q3 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-22- 1.01% |
$7.44K - $7.84K
|
2.16K
$824K
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-25Closed |
$8.46K - $8.91K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-25- 1.28% |
$8.46K - $8.91K
|
1.93K
$737K
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-25- 3.13% |
$8.46K - $8.91K
|
774
$295K
|
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-25- 2.61% |
$8.46K - $8.91K
|
934
$356K
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-26- 3.35% |
$8.8K - $9.27K
|
749
$286K
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-26- 2.38% |
$8.8K - $9.27K
|
1.07K
$406K
|
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-29Closed |
$9.81K - $10.3K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Heritage Wealth Advisors
|
SELL
|
- |
-30- 3.66% |
$10.1K - $10.7K
|
789
$301K
|
|
|
Feb 13, 2025
Q3 2021
|
Nfp Retirement, Inc.
Aliso Viejo, CA |
SELL
|
- |
-30- 2.42% |
$10.1K - $10.7K
|
1.21K
$463K
|
|
|
Nov 09, 2021
Q3 2021
|
Fagan Associates, Inc.
|
SELL
|
- |
-30- 1.37% |
$10.1K - $10.7K
|
2.16K
$822K
|
|
|
Nov 12, 2021
Q3 2021
|
Keystone Financial Group
|
SELL
|
- |
-30- 0.34% |
$10.1K - $10.7K
|
8.8K
$3.36M
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-31- 3.5% |
$10.5K - $11.1K
|
855
$326K
|
|
|
Nov 05, 2021
Q3 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-31- 1.3% |
$10.5K - $11.1K
|
2.35K
$895K
|
|
|
Dec 01, 2022
Q3 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-31- 1.3% |
$10.5K - $11.1K
|
2.35K
$895K
|
|
|
Oct 15, 2021
Q3 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-33- 5.2% |
$11.2K - $11.8K
|
602
$230K
|
|
|
Nov 04, 2021
Q3 2021
|
Donaldson Capital Management, LLC
Evansville, IN |
SELL
|
- |
-33- 2.67% |
$11.2K - $11.8K
|
1.2K
$459K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Wealth Partners Group LLC
Deerfield, IL |
SELL
|
- |
-33- 3.7% |
$11.2K - $11.8K
|
860
$328K
|
|
|
Oct 28, 2021
Q3 2021
|
Weaver Consulting Group
|
SELL
|
- |
-35- 2.3% |
$11.8K - $12.5K
|
1.48K
$566K
|
|
|
Nov 01, 2021
Q3 2021
|
Proffitt & Goodson Inc
|
SELL
|
- |
-35Closed |
$11.8K - $12.5K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-36Closed |
$12.2K - $12.8K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rosenblum Silverman Sutton S F Inc
San Francisco, CA |
SELL
|
- |
-38- 3.4% |
$12.9K - $13.5K
|
1.08K
$412K
|
|
|
Nov 12, 2021
Q3 2021
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-45- 3.07% |
$15.2K - $16K
|
1.42K
$543K
|
|
|
Oct 12, 2021
Q3 2021
|
Grassi Investment Management
|
SELL
|
- |
-45- 3.16% |
$15.2K - $16K
|
1.38K
$527K
|
|
|
Oct 29, 2021
Q3 2021
|
Motco
|
SELL
|
- |
-46- 1.25% |
$15.6K - $16.4K
|
3.63K
$1.38M
|
|
|
Nov 12, 2021
Q3 2021
|
Kaizen Financial Strategies
|
SELL
|
- |
-46- 4.0% |
$15.6K - $16.4K
|
1.11K
$422K
|
|
|
Oct 26, 2021
Q3 2021
|
Sol Capital Management CO
|
SELL
|
- |
-50- 1.38% |
$16.9K - $17.8K
|
3.59K
$1.37M
|
|
|
Nov 10, 2021
Q3 2021
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-50- 1.31% |
$16.9K - $17.8K
|
3.77K
$1.44M
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-52Closed |
$17.6K - $18.5K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Paragon Wealth Strategies, LLC
|
SELL
|
- |
-52Closed |
$17.6K - $18.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-54- 47.37% |
$18.3K - $19.3K
|
60
$22.9K
|
|
|
Nov 03, 2021
Q3 2021
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-57- 1.26% |
$19.3K - $20.3K
|
4.48K
$1.71M
|
|
|
Nov 04, 2021
Q3 2021
|
Modera Wealth Management, LLC
|
SELL
|
- |
-59- 8.54% |
$20K - $21K
|
632
$241K
|
|
|
Dec 09, 2021
Q3 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-60- 5.0% |
$20.3K - $21.4K
|
1.14K
$435K
|
|
|
Oct 27, 2021
Q3 2021
|
Aspiriant, LLC
|
SELL
|
- |
-60- 5.73% |
$20.3K - $21.4K
|
988
$377K
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-63- 7.13% |
$21.3K - $22.5K
|
821
$313K
|
|
|
Oct 08, 2021
Q3 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-66- 3.27% |
$22.3K - $23.5K
|
1.95K
$744K
|
|
|
Nov 10, 2021
Q3 2021
|
Grandview Asset Management LLC
|
SELL
|
- |
-67- 1.64% |
$22.7K - $23.9K
|
4.02K
$1.53M
|
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-69- 1.52% |
$23.3K - $24.6K
|
4.48K
$1.71M
|
|
|
Nov 04, 2021
Q3 2021
|
Abbrea Capital, LLC
|
SELL
|
- |
-72- 6.77% |
$24.4K - $25.7K
|
991
$378K
|
|
|
Oct 14, 2021
Q3 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-79- 2.34% |
$26.7K - $28.2K
|
3.3K
$1.26M
|
|
|
Oct 27, 2021
Q3 2021
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-84- 38.01% |
$28.4K - $30K
|
137
$52.3K
|
|
|
Oct 15, 2021
Q3 2021
|
City Holding CO
|
SELL
|
- |
-85- 12.14% |
$28.8K - $30.3K
|
615
$235K
|
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
SELL
|
- |
-86- 2.29% |
$29.1K - $30.7K
|
3.67K
$1.4M
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-86- 0.65% |
$29.1K - $30.7K
|
13.2K
$5.04M
|
|
|
Oct 15, 2021
Q3 2021
|
Vishria Bird Financial Group, LLC
|
SELL
|
- |
-88- 4.36% |
$29.8K - $31.4K
|
1.93K
$736K
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-90- 1.39% |
$30.4K - $32.1K
|
6.37K
$2.43M
|
|
|
Nov 08, 2021
Q3 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-91- 0.73% |
$30.8K - $32.4K
|
12.4K
$4.74M
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-93- 6.49% |
$31.5K - $33.2K
|
1.34K
$512K
|