Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
325New |
$110K - $116K
|
325
$144K
|
|
Nov 15, 2021
Q3 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
321+ 31.04% |
$109K - $114K
|
1.36K
$602K
|
|
Nov 09, 2021
Q3 2021
|
Private Ocean, LLC
|
BUY
|
- |
315New |
$107K - $112K
|
315
$140K
|
|
Nov 15, 2021
Q3 2021
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
305+ 5.5% |
$103K - $109K
|
5.85K
$2.6M
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
302+ 1.81% |
$102K - $108K
|
17K
$7.54M
|
|
Nov 16, 2021
Q3 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
300+ 19.23% |
$101K - $107K
|
1.86K
$826K
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
300New |
$101K - $107K
|
300
$133K
|
|
Nov 02, 2021
Q3 2021
|
Clifford Swan Investment Counsel LLC
|
BUY
|
- |
300+ 37.5% |
$101K - $107K
|
1.1K
$489K
|
|
Nov 12, 2021
Q3 2021
|
Arvest Bank Trust Division
Dewey, OK |
BUY
|
- |
295+ 3.33% |
$99.8K - $105K
|
9.15K
$4.06M
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
281+ 2.33% |
$95.1K - $100K
|
12.3K
$5.48M
|
|
Oct 22, 2021
Q3 2021
|
D.B. Root & Company, LLC
|
BUY
|
- |
280+ 23.33% |
$94.7K - $99.8K
|
1.48K
$658K
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
272+ 266.67% |
$92K - $97K
|
374
$166K
|
|
Nov 15, 2021
Q3 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
BUY
|
- |
270+ 7.55% |
$91.3K - $96.3K
|
3.85K
$1.71M
|
|
Nov 08, 2021
Q3 2021
|
Usa Financial Portformulas Corp
Ada, MI |
BUY
|
- |
267+ 29.83% |
$90.3K - $95.2K
|
1.16K
$516K
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
262+ 3.4% |
$88.6K - $93.4K
|
7.97K
$3.54M
|
|
Nov 18, 2021
Q3 2021
|
Gyon Technologies Capital Management, LP
Denville, NJ |
BUY
|
- |
253+ 23.69% |
$85.6K - $90.2K
|
1.32K
$587K
|
|
Oct 22, 2021
Q3 2021
|
Outlook Wealth Advisors, LLC
|
BUY
|
- |
247+ 1.78% |
$83.6K - $88.1K
|
14.1K
$6.26M
|
|
Nov 10, 2021
Q3 2021
|
Oakworth Capital, Inc.
|
BUY
|
- |
244+ 81.33% |
$82.5K - $87K
|
544
$242K
|
|
Nov 15, 2021
Q3 2021
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
242+ 24.25% |
$81.9K - $86.3K
|
1.24K
$551K
|
|
Feb 22, 2022
Q3 2021
|
Matrix Private Capital Group LLC
New York, NY |
BUY
|
- |
242+ 4.46% |
$81.9K - $86.3K
|
5.67K
$2.52M
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
240+ 3.21% |
$81.2K - $85.6K
|
7.71K
$3.42M
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
240+ 0.36% |
$81.2K - $85.6K
|
67.2K
$29.9M
|
|
Nov 02, 2021
Q3 2021
|
Capital Square, LLC
|
BUY
|
- |
239+ 3.27% |
$80.9K - $85.2K
|
7.55K
$3.35M
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
234+ 16.04% |
$79.2K - $83.4K
|
1.69K
$752K
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
233+ 30.82% |
$78.8K - $83.1K
|
989
$439K
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
233New |
$78.8K - $83.1K
|
233
$104K
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
218+ 1.14% |
$73.7K - $77.7K
|
19.3K
$8.56M
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
218+ 14.59% |
$73.7K - $77.7K
|
1.71K
$761K
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
214+ 71.57% |
$72.4K - $76.3K
|
513
$228K
|
|
Nov 12, 2021
Q3 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
208New |
$70.4K - $74.2K
|
208
$92.4K
|
|
Nov 12, 2021
Q3 2021
|
Beaumont Financial Partners, LLC
|
BUY
|
- |
200+ 10.07% |
$67.7K - $71.3K
|
2.19K
$971K
|
|
Nov 15, 2021
Q3 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
BUY
|
- |
200+ 11.31% |
$67.7K - $71.3K
|
1.97K
$874K
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
190+ 593.75% |
$64.3K - $67.7K
|
222
$98.6K
|
|
Oct 20, 2021
Q3 2021
|
Guidance Point Advisors, LLC
|
BUY
|
- |
185New |
$62.6K - $66K
|
185
$82.2K
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
185+ 7.39% |
$62.6K - $66K
|
2.69K
$1.19M
|
|
Nov 10, 2021
Q3 2021
|
Zions Bancorporation, N.A.
|
BUY
|
- |
174+ 27.97% |
$58.9K - $62K
|
796
$354K
|
|
Nov 08, 2021
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
168+ 21.27% |
$56.8K - $59.9K
|
958
$426K
|
|
Dec 13, 2023
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
168+ 21.27% |
$56.8K - $59.9K
|
958
$426K
|
|
Nov 15, 2021
Q3 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
166+ 9.95% |
$56.2K - $59.2K
|
1.83K
$815K
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
158+ 6.65% |
$53.4K - $56.3K
|
2.53K
$1.13M
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
156New |
$52.8K - $55.6K
|
156
$69.3K
|
|
Oct 27, 2021
Q3 2021
|
Bank Hapoalim Bm
|
BUY
|
- |
156+ 2.55% |
$52.8K - $55.6K
|
6.27K
$2.79M
|
|
Oct 21, 2021
Q3 2021
|
Armbruster Capital Management, Inc.
|
BUY
|
- |
151+ 1.33% |
$51.1K - $53.8K
|
11.5K
$5.11M
|
|
Nov 12, 2021
Q3 2021
|
Gables Capital Management Inc.
|
BUY
|
- |
150+ 14.35% |
$50.7K - $53.5K
|
1.2K
$531K
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
145+ 3.98% |
$49.1K - $51.7K
|
3.79K
$1.68M
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
BUY
|
- |
143+ 16.65% |
$48.4K - $51K
|
1K
$445K
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
143+ 198.61% |
$48.4K - $51K
|
215
$95.5K
|
|
Nov 03, 2021
Q3 2021
|
Nvwm, LLC
|
BUY
|
- |
132New |
$44.7K - $47.1K
|
132
$58.6K
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
130+ 23.72% |
$44K - $46.4K
|
678
$301K
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
BUY
|
- |
122+ 1.98% |
$41.3K - $43.5K
|
6.28K
$2.79M
|